AI filing briefs

SEC 8-K filings, explained

Each material 8-K filed by a company listed on a US stock exchange (NYSE, Nasdaq, Cboe), read and summarized: what happened, the key numbers, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). This page lists the last 45 days; every brief stays on its company's 8-K page (4787 companies, A–Z).

All listed companies S&P 1500 only
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All topics earnings 2465guidance 290m&a 494leadership 796financing 705legal/regulatory 221restructuring 63shareholder 448product/contract 230other 373

33,511 AI briefs of 8-K filings on record, from 4,787 companies. Browse every brief by month, with filters →

29 of 6,085 briefs in the last 45 days.

CGTXCOGNITION THERAPEUTICS INC Nov 5, 6:04 AM ET

Cognition Therapeutics gets Nasdaq bid-price notice; Q3 net loss narrows to $4.1 million

Mixed legal/regulatory Written later 2.023.01

Cognition Therapeutics received a Nasdaq deficiency letter on November 3, 2026, because its common stock has closed below the $1.00 minimum bid price for 30 consecutive business days. The company has until May 3, 2027, to regain compliance, and the letter has no immediate effect on its listing. Third-quarter results showed a smaller net loss than a year earlier, but the company reported $31.5 million in cash as of September 30, 2026.

Read the filing on SEC.gov ↗
MMM3M CO Nov 3, 6:03 PM ET

3M agrees to $7.35 billion PFAS injury settlement, taking $5.8 billion pre-tax charge

Mixed legal/regulatory 1.018.01

3M agreed on November 3, 2026 to a settlement intended to resolve most PFAS-related personal injury claims in the AFFF multidistrict litigation. The company will contribute a nominal $7.35 billion from 2026 through 2034, with a present value of $5.8 billion, and will record that amount as a pre-tax charge in the fourth quarter of 2026. The company says the charge does not change its previously issued 2026 guidance, and payments depend on claimant participation thresholds.

Read the filing on SEC.gov ↗
DAICCID Holdco, Inc. Oct 29, 4:15 PM ET

CID HoldCo wins Nasdaq panel approval to keep listing, pending Capital Market transfer

Mixed legal/regulatory Written later 5.028.01

Nasdaq's Hearings Panel granted CID HoldCo (Nasdaq: DAIC) continued listing, notified the company on October 28, 2026, but requires an application to transfer the listing to The Nasdaq Capital Market by November 2, 2026. The filing also reports that the Envoy Technologies acquisition closed on October 9, 2026, and that BladeRanger's designee, Avi Cohen, joined the board on October 23, 2026, so shareholders face a conditional listing outcome alongside a completed acquisition.

Read the filing on SEC.gov ↗

Rain Enhancement Technologies wins Nasdaq Panel extension to evidence listing criteria

Mixed legal/regulatory Written later 7.01

Nasdaq's Hearings Panel granted Rain Enhancement Technologies' request for continued listing, subject to conditions tied to its proposed business combination with Tensor Networks and related financing. The combined company must meet all initial listing criteria by February 16, 2027, so the decision keeps the stock listed for now but depends on meeting those milestones.

Read the filing on SEC.gov ↗

Cumberland plans ifetroban NDA filing for DMD heart disease despite FDA data concerns

Mixed legal/regulatory Written later 7.018.01

Cumberland Pharmaceuticals plans to submit a New Drug Application to the FDA for ifetroban as a treatment for cardiomyopathy associated with Duchenne muscular dystrophy, seeking Traditional Approval based on its FIGHT DMD trial and natural history data. The FDA raised concerns that the proposed data package may not be sufficient to show substantial evidence of efficacy and requested additional analysis, and the company states there is no assurance the FDA will accept the filing or approve the drug.

Read the filing on SEC.gov ↗
AZIOAZIO AI HOLDINGS, INC. Oct 26, 4:15 PM ET

Azio AI says it regained Nasdaq stockholders' equity compliance after share issuances

Mixed legal/regulatory Written later 8.01

Azio AI Holdings told the SEC it believes it has regained compliance with Nasdaq's $2,500,000 minimum stockholders' equity requirement. The company cites a third-quarter 2026 business combination with Azio AI Corporation, warrant exercises, and stock issued under an equity purchase agreement, and it notes Nasdaq will keep monitoring compliance and may delist the stock if compliance is not shown at the next periodic report.

Read the filing on SEC.gov ↗
CTORCITIUS ONCOLOGY, INC. Oct 23, 4:10 PM ET

Citius Oncology gets Nasdaq extension to April 19, 2027 to regain $1.00 bid price

Mixed legal/regulatory Written later 8.01

Citius Oncology received a Nasdaq notice on October 19, 2026 granting it until April 19, 2027 to evidence compliance with the $1.00 per share minimum bid price rule for continued Nasdaq Capital Market listing. The company's stock will keep trading under the symbol CTOR for now, but if it does not regain compliance by that date, Nasdaq will notify it that the stock is subject to delisting, and the company may appeal to a hearings panel.

Read the filing on SEC.gov ↗
POLAPolar Power, Inc. Oct 23, 4:05 PM ET

Polar Power says it regained Nasdaq stockholders' equity compliance after financings

Mixed legal/regulatory Written later 3.01

Polar Power, Inc. reported that it believes it has regained compliance with Nasdaq's $2.5 million minimum stockholders' equity requirement, based on a series of convertible note, preferred stock, warrant and equity line transactions. The company estimates pro forma stockholders' equity of approximately $2.9 million, but the figures are preliminary and unaudited, and Nasdaq will keep monitoring compliance, so the company may still face delisting if it does not show compliance at its next periodic report.

Read the filing on SEC.gov ↗
DFNST3 Defense Inc. Oct 23, 12:03 PM ET

T3 Defense says it regained Nasdaq equity compliance after warrant exercises

Mixed legal/regulatory Written later 7.01

T3 Defense Inc. said it believes it has regained compliance with Nasdaq's $10 million minimum stockholders' equity requirement, after holders exercised about 96% of its outstanding warrants as of September 30, 2026. The company has asked Nasdaq to confirm the resolution, but Nasdaq has not done so, and the company may face delisting if its next periodic report does not show compliance.

Read the filing on SEC.gov ↗

ARC Group Acquisition I Corp gets Nasdaq extension on warrant listing rule to Feb. 23, 2027

Mixed legal/regulatory Written later 3.01

Nasdaq told ARC Group Acquisition I Corp that its warrants were out of compliance because their aggregate market value was below $1 million, and granted an extension to regain compliance by February 23, 2027. If the company does not meet the terms by that date, Nasdaq will notify it that its securities will be delisted, and the company may appeal to a Listing Qualifications Panel. The company says it expects to complete its previously announced business combination before that deadline.

Read the filing on SEC.gov ↗
AARDAardvark Therapeutics, Inc. Oct 22, 4:17 PM ET

Aardvark Therapeutics: FDA lifts clinical hold on ARD-101 for Prader-Willi Syndrome

Mixed legal/regulatory Written later 8.01

The FDA lifted the clinical hold on the Investigational New Drug application for Aardvark's ARD-101 for hyperphagia in Prader-Willi Syndrome, and Aardvark said clinical development may resume. Resumption still depends on further engagement with the FDA on the Phase 3 trial design, and the company describes the Phase 3 HERO trial and its open-label extension as terminated.

Read the filing on SEC.gov ↗
SNESSenesTech, Inc. Oct 22, 12:32 PM ET

SenesTech gets Nasdaq bid price notice; preliminary Q3 revenue hits record $1.1 million

Mixed legal/regulatory Written later 3.017.01

SenesTech received a Nasdaq letter on October 20, 2026, saying its stock has closed below $1.00 for 30 consecutive business days, so it no longer meets Nasdaq's minimum bid price requirement. The company has until April 19, 2027 to regain compliance, and the notice has no immediate effect on its listing, but the company says it cannot assure it will regain compliance. In the same release, the company reported preliminary third-quarter revenue of about $1.1 million, the highest in its history.

Read the filing on SEC.gov ↗
TRUGTruGolf Holdings, Inc. Oct 21, 8:21 PM ET

TruGolf regains Nasdaq stockholders' equity compliance after Polymath acquisition

Mixed legal/regulatory Written later 8.01

TruGolf said it believes it has regained compliance with Nasdaq's $2.5 million minimum stockholders' equity requirement. Nasdaq had flagged a shortfall based on stockholders' equity of $2,060,281 as of June 30, 2026, and the company credits the Polymath acquisition and a Series B preferred stock financing for the change. Nasdaq will keep monitoring compliance and may move to delist the stock if the company's next periodic report does not show compliance.

Read the filing on SEC.gov ↗
TCRTAlaunos Therapeutics, Inc. Oct 21, 4:30 PM ET

Alaunos says it regained Nasdaq stockholders' equity compliance after financing

Mixed legal/regulatory Written later 3.01

Alaunos Therapeutics said it believes it has regained compliance with Nasdaq's $2.5 million stockholders' equity requirement, following the October 14, 2026 closing of a financing with aggregate gross proceeds of approximately $350.0 million. Nasdaq has not yet confirmed the company's determination, and a Nasdaq Hearings Panel hearing remains scheduled for November 10, 2026. The company's status could still be challenged if it does not evidence compliance when it files its 2026 annual report.

Read the filing on SEC.gov ↗
VAIValor Energy Inc Oct 21, 4:05 PM ET

Valor Energy says it regained Nasdaq stockholders' equity compliance; delisting risk remains

Mixed legal/regulatory Written later 3.028.01

Valor Energy said it regained compliance with Nasdaq's $2.5 million minimum stockholders' equity requirement after raising its authorized common stock from 50 million to 500 million shares and reclassifying $41.90 million of warrants from liabilities to equity. The company also issued 4,510,000 warrants to investors on October 19, 2026. Nasdaq will keep monitoring, and the company may be delisted if it does not show compliance in its Form 10-Q for the period ended September 30, 2026.

Read the filing on SEC.gov ↗
VVOSVivos Therapeutics, Inc. Oct 21, 7:00 AM ET

Vivos Therapeutics regains Nasdaq stockholders' equity compliance

Mixed legal/regulatory Written later 8.01

Nasdaq's Listing Qualifications staff said on October 20, 2026 that Vivos Therapeutics now meets the $2.5 million minimum stockholders' equity requirement, based on the company's October 19, 2026 8-K. The company said the SOD transaction, which included issuing Series C Convertible Preferred Stock, drove the improvement, but Nasdaq said the company could still face delisting if it does not show compliance in its next periodic report, and the preferred stock is convertible into up to 80,000,000 common shares, which could dilute existing holders.

Read the filing on SEC.gov ↗
GTMZoomInfo Technologies Inc. Oct 19, 4:05 PM ET

ZoomInfo agrees to pay $44 million to settle securities class action lawsuit

Mixed legal/regulatory 1.01

ZoomInfo signed a memorandum of understanding on October 16, 2026, setting terms for a proposed settlement of a securities class action filed on September 4, 2024. The settlement provides for a $44 million payment to the class, a portion of which is expected to be covered by remaining insurance funds, and requires approval by the Washington District Court. The settlement would not resolve related shareholder derivative lawsuits, a related opt-out action, or a separate class action filed on June 25, 2026.

Read the filing on SEC.gov ↗
MBIOMUSTANG BIO, INC. Oct 15, 4:05 PM ET

Mustang Bio gets Nasdaq extension to April 12, 2027 to regain $1.00 bid price

Mixed legal/regulatory Written later 8.01

Mustang Bio said Nasdaq granted it an additional 180-calendar day period, until April 12, 2027, to regain compliance with the $1.00 minimum bid price rule after it missed the October 12, 2026 deadline. The company must close at or above $1.00 for at least 10 consecutive business days in that period, and it has said it may effect a reverse stock split if necessary. If it does not regain compliance, Nasdaq will issue a delisting notice, and the company says there is no assurance it will meet all continued listing requirements.

Read the filing on SEC.gov ↗
MTEXMANNATECH INC Oct 14, 5:18 PM ET

Mannatech says it regained Nasdaq stockholders' equity compliance, pending auditor review

Mixed legal/regulatory Written later 8.01

Mannatech told investors it believes it has regained compliance with Nasdaq's $2.5 million minimum stockholders' equity requirement, after a deficiency notice dated April 20, 2026. The claim rests on a pro forma adjustment tied to a share purchase agreement and a tax ruling, and the auditor review and Nasdaq's own view are still pending, so the listing outcome remains uncertain for shareholders.

Read the filing on SEC.gov ↗
NCPLNetcapital Inc. Oct 14, 3:50 PM ET

Netcapital regains Nasdaq bid price compliance; auditor replaced, 10-K still delinquent

Mixed legal/regulatory Written later 3.014.01

Netcapital regained compliance with the Nasdaq minimum bid price rule after its closing bid price was at or above $1.00 for 10 consecutive business days, from September 23 through October 6, 2026, and Nasdaq closed the matter. The company engaged Adeptus Partners, LLC to re-audit fiscal years 2022 through 2026 because its previously issued financial statements for fiscal 2022 through 2025 should no longer be relied upon, and it has not finished evaluating the corrections that may be required. The company remains out of compliance with Nasdaq Listing Rule 5250(c)(1) for not filing its late annual and quarterly reports, so listing risk on that matter continues until a plan is accepted.

Read the filing on SEC.gov ↗
LQDALiquidia Corp Oct 13, 9:49 PM ET

Liquidia settles all litigation with United Therapeutics for net $380.7 million

Mixed legal/regulatory Written later 1.011.027.018.01

Liquidia and its subsidiary Liquidia Technologies signed a settlement agreement with United Therapeutics on October 13, 2026, resolving all pending litigation between the companies. Liquidia will keep marketing YUTREPIA for pulmonary arterial hypertension but must remove the PH-ILD indication from the label and stop promoting it for that use, and it must make payments totaling a stated net $380.7 million in 2026 and 2027.

Read the filing on SEC.gov ↗

CN Healthy Food Tech stays listed on Nasdaq under one-year panel monitor

Mixed legal/regulatory Written later 3.01

Nasdaq's Hearings Panel decided on October 7, 2026, that CN Healthy Food Tech Group is in compliance and may remain listed, subject to conditions. The panel found the company failed to give Nasdaq and investors accurate information about its China Securities Regulatory Commission application, though it said the omission did not relate to finances or business operations.

Read the filing on SEC.gov ↗
BNTCBenitec Biopharma Inc. Oct 5, 8:08 AM ET

Benitec says FDA requested more data for BB-301 pivotal study; start still mid-2027

Mixed legal/regulatory Written later 7.01

Benitec Biopharma said the FDA asked for additional available data, including from the company-sponsored OPMD Natural History Study, as discussions on an open-label, single-arm pivotal study for BB-301 continue. The company said it expects to confirm the final pivotal design in the first quarter of 2027 and that the pivotal study timeline remains on track, with patient enrollment planned to begin in mid-2027.

Read the filing on SEC.gov ↗
ACHRArcher Aviation Inc. Oct 2, 4:11 PM ET

Archer Aviation: Court narrows Joby trade-secret suit, dismisses Archer counterclaims

Mixed legal/regulatory Written later 7.01

A federal court in California ruled on September 29, 2026, on motions to dismiss in the lawsuit Joby Aero brought against Archer and an employee. The court narrowed the claims, dismissing some trade-secret and contract claims, some with leave to amend, while letting other claims proceed. The court also dismissed Archer's counterclaims against Joby without leave to amend, which limits Archer's own claims in the case.

Read the filing on SEC.gov ↗
NXLNexalin Technology, Inc. Oct 1, 5:00 PM ET

Nexalin regains Nasdaq minimum bid price compliance; equity deadline set for Jan 4, 2027

Mixed legal/regulatory Written later 8.01

Nexalin Technology received Nasdaq confirmation on September 30, 2026 that it has regained compliance with the $1.00 minimum bid price requirement. The company still must show at least $2,500,000 in stockholders' equity by January 4, 2027, or its stock faces delisting from Nasdaq.

Read the filing on SEC.gov ↗

All In FutureTech discloses claims on 31.3% stake ownership, says dispute is unresolved

Mixed legal/regulatory Written later 8.01

All In FutureTech Alliance disclosed that counsel for stockholder Primo Vital Limited sent letters in May and September 2026 claiming that its prior beneficial ownership disclosures about director Jingsheng (Jason) Lu were inaccurate. The company says it takes no position on the dispute over 11,986,523 shares it reported as roughly 31.3% of its common stock, and that this report does not resolve who controlled those shares.

Read the filing on SEC.gov ↗

Unicycive resubmits OLC NDA to FDA with new manufacturing vendor; adds director

Mixed legal/regulatory Written later 5.028.01

Unicycive Therapeutics resubmitted its New Drug Application for oxylanthanum carbonate (OLC) on September 29, 2026, with chemistry and manufacturing data from a new third-party drug product vendor. The company expects FDA acceptance within 30 days and a new PDUFA date six months from resubmission, following a June 2026 Complete Response Letter. The company also appointed Meredith S. Manning as an independent director effective October 1, 2026.

Read the filing on SEC.gov ↗
ALDXAldeyra Therapeutics, Inc. Sep 29, 7:01 AM ET

Aldeyra to appeal reproxalap rejection and extends cash runway into 2029

Mixed legal/regulatory Written later 7.018.01

Aldeyra Therapeutics said it intends to submit a Formal Dispute Resolution Request to the FDA, appealing the March 16, 2026 Complete Response Letter that denied approval of reproxalap for dry eye disease. The company also extended its projected operational cash runway into 2029, based on $45.1 million in cash and cash equivalents as of June 30, 2026. The appeal's outcome and timing remain uncertain, and the filing states that the FDRR submission and meeting with the Office of New Drugs are expected in the fourth quarter of 2026.

Read the filing on SEC.gov ↗
BURBurford Capital Ltd Sep 28, 6:18 AM ET

Burford Capital: jury awards $5.7 billion in Apple patent case, not yet final

Mixed legal/regulatory Written later 7.01

After the market close on September 25, 2026, a jury awarded $5.7 billion in damages to the plaintiff in Taction Technology, Inc. v. Apple Inc., a case in which Burford has a financial entitlement. Burford says that if the verdict were paid as is, its entitlement would be $1.4 billion, split roughly equally between its balance sheet and its investment funds, but the amount is likely to change in post-trial and appellate proceedings. For shareholders, the verdict is not a final judgment or cash received, and Burford warns it could recover substantially less or incur a total loss.

Read the filing on SEC.gov ↗

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.

Frequently asked questions

Which filings get a brief?

Form 8-K filings by companies listed on a US stock exchange (NYSE, Nasdaq, Cboe; not over-the-counter stocks) that report a material event: results (Item 2.02), deals (1.01, 2.01), executive changes (5.02), restructuring (2.05), impairments (2.06), delisting notices (3.01), restatements (4.02), cybersecurity incidents (1.05), bankruptcy (1.03) and Regulation FD or other events (7.01, 8.01). Routine filings such as vote results or exhibits only are skipped.

How is the impact score set?

The AI rates each filing from 1 (routine) to 5 (major, such as a merger, bankruptcy or restatement) based only on what the filing says. It is a reading aid for sorting the day's filings, not a prediction of how the stock will move.

How quickly do briefs appear?

On weekdays the SEC filing feed is checked every 5 minutes from 6 am to 5:45 pm Eastern, when nearly all 8-Ks come in, and every hour after that until 10 pm. Briefs of the 1,000 largest companies follow within minutes; the others usually within the hour, or later the same day when many filings arrive at once.

Which companies are covered?

Every company with shares listed on the NYSE, Nasdaq or Cboe that files 8-Ks, about 4,500 of them. Foreign companies that report on Form 6-K instead are not included. The S&P 1500 only filter above narrows the list to the large, mid and small caps of the S&P Composite 1500.

Are older briefs kept?

Yes. This page shows the last 45 days, but every brief ever published stays online: each has its own page, and each company has an 8-K page listing all of its briefs, newest first, linked from its stock page and from the A-Z list of companies.