4 material Form 8-K filings that 4 companies we cover made with the SEC in September 2018, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
The fund's Board approved KPMG LLP as its independent registered public accounting firm for the fiscal year ending October 31, 2018, with the engagement effective September 26, 2018. The change follows the May 4, 2018 resignation of the fund's former auditor, and the filing states that no disagreements or reportable events occurred with the prior or new firm.
KPMG LLP approved by the Board on June 13, 2018, on the Audit Committee's recommendation
Engagement effective September 26, 2018, for the fiscal year ending October 31, 2018
Former auditor resigned May 4, 2018, as previously disclosed in a May 9, 2018 8-K
Filing reports no disagreements or reportable events in the two most recent fiscal years or the interim period
The Fund's Board approved KPMG LLP as its independent registered public accounting firm for the fiscal year ending October 31, 2018, effective September 26, 2018. The change follows the resignation of the Fund's former auditor on May 4, 2018, and the filing reports no disagreements or reportable events with the prior firm.
Board approved KPMG on June 13, 2018, on the Audit Committee's recommendation.
KPMG's engagement became effective September 26, 2018, after its independence letter was delivered.
Former auditor resigned May 4, 2018, as previously disclosed in a May 9, 2018 Form 8-K.
No disagreements or reportable events with the former firm are reported for fiscal 2016, fiscal 2017, or the interim period through September 26, 2018.
The fund's Board approved KPMG LLP as its independent registered public accounting firm for the fiscal year ending October 31, 2018, with the engagement effective September 26, 2018. KPMG replaces the fund's former auditor, which resigned on May 4, 2018. The filing states there were no disagreements or reportable events with the former firm during the two most recent fiscal years and the interim period through September 26, 2018.
KPMG LLP approved by Board on June 13, 2018, upon Audit Committee recommendation
Engagement effective September 26, 2018, for fiscal year ending October 31, 2018
Former auditor resigned May 4, 2018, previously disclosed in May 9, 2018 Form 8-K
No disagreements or reportable events reported for fiscal years 2017 and 2016 or the interim period through September 26, 2018
Effective September 25, 2018, John A. Leupp resigned as Vice President and Portfolio Manager of Ares Dynamic Credit Allocation Fund, Inc. (ARDC). The fund appointed Charles Arduini and Samantha Milner as Vice Presidents and Portfolio Managers, and Jason Duko and Kapil Singh as Vice Presidents, on the same date. The filing is a management change with no stated effect on fund terms or financial results.
John A. Leupp resigned as Vice President and Portfolio Manager effective September 25, 2018
Charles Arduini and Samantha Milner appointed Vice Presidents and Portfolio Managers effective September 25, 2018
Jason Duko and Kapil Singh appointed Vice Presidents effective September 25, 2018
Filing also includes amended and restated bylaws as Exhibit 3.1
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.