AI filing briefs · archive

8-K filings in January 2019, explained

14 material Form 8-K filings that 14 companies we cover made with the SEC in January 2019, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).

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ClearBridge Energy Midstream Opportunity Fund adds Nisha Kumar as director; two retire

Neutral leadership Written later 5.02

The fund's board, through a January 2, 2019 press release, announced that Nisha Kumar was appointed as a director of the fund and other closed-end funds advised by Legg Mason Partners Fund Advisors, effective January 1, 2019. Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018. The changes are board administration and do not involve fund results or financial terms in the filing.

  • Nisha Kumar appointed director effective January 1, 2019, and will sit on the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018
  • Kumar was Managing Director and CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011, and CFO of AOL LLC from 2007 to 2009
Read the filing on SEC.gov ↗

Western Asset Emerging Markets Debt Fund names Nisha Kumar as director

Neutral leadership Written later 5.02

Western Asset Emerging Markets Debt Fund Inc. announced that Nisha Kumar was appointed a director of the fund and of other closed-end funds advised by Legg Mason Partners Fund Advisors, effective January 1, 2019. Directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. The filing describes a board change at the fund and does not describe any change to its financial results or operations.

  • Nisha Kumar appointed director effective January 1, 2019, and will serve on the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retire as directors effective December 31, 2018
  • Kumar has been Managing Director and CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
  • Previously served as CFO of AOL LLC from 2007 to 2009
Read the filing on SEC.gov ↗

Western Asset Global High Income Fund appoints Nisha Kumar as director

Neutral leadership Written later 5.02

Western Asset Global High Income Fund Inc. said Nisha Kumar was appointed a director of the closed-end funds advised by Legg Mason Partners Fund Advisors, effective January 1, 2019, and will serve on the Fund's Audit, Nominating, Compensation, Pricing and Valuation Committees. Directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. The filing describes a board change with no stated effect on the Fund's finances or operations.

  • Nisha Kumar appointed director effective January 1, 2019; she joins the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Kumar has been Managing Director, Chief Financial Officer and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
  • Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018
Read the filing on SEC.gov ↗

Western Asset Mortgage Defined Opportunity Fund (DMO) names Nisha Kumar director

Neutral leadership Written later 5.02

The fund announced that Nisha Kumar was appointed a director of each closed-end fund advised by Legg Mason Partners Fund Advisors, LLC, effective January 1, 2019, and that directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. Kumar will serve on the fund's Audit, Nominating, Compensation, Pricing and Valuation Committees, which changes the fund's board membership and committee makeup.

  • Nisha Kumar appointed director effective January 1, 2019, and joins the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retire as directors effective December 31, 2018
  • Kumar has been Managing Director and CFO and CCO of Greenbriar Equity Group, LP since 2011
  • Kumar was EVP and CFO of AOL LLC from 2007 to 2009
Read the filing on SEC.gov ↗

BrandywineGLOBAL Fund (BWG) appoints Nisha Kumar as director; two directors retire

Neutral leadership Written later 5.02

The fund disclosed that Nisha Kumar was appointed a director of the closed-end funds advised by Legg Mason Partners Fund Advisors, effective January 1, 2019, and will sit on the fund's Audit, Nominating, Compensation, Pricing and Valuation Committees. Directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. The filing describes a board change and does not report any change to fund operations or financial results.

  • Nisha Kumar appointed director effective January 1, 2019, serving on the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018
  • Kumar has been Managing Director, CFO and CCO of Greenbriar Equity Group, LP since 2011
  • Kumar was Executive Vice President and CFO of AOL LLC, a subsidiary of Time Warner Inc., from 2007 to 2009
Read the filing on SEC.gov ↗

Western Asset IGI adds Nisha Kumar as director; two directors retire

Neutral leadership Written later 5.02

The Fund announced that Nisha Kumar was appointed a director of the Legg Mason-advised closed-end funds, effective January 1, 2019, and that directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. Ms. Kumar will serve on the Fund's Audit, Nominating, Compensation, Pricing and Valuation Committees, which changes the Fund's board membership and committee makeup.

  • Nisha Kumar appointed director effective January 1, 2019, and will serve on the Fund's Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retire as directors effective December 31, 2018
  • Ms. Kumar has been Managing Director, CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
  • The changes apply to each closed-end fund advised by Legg Mason Partners Fund Advisors, LLC
Read the filing on SEC.gov ↗

Western Asset Managed Municipals Fund names Nisha Kumar director, two directors retire

Neutral leadership Written later 5.02

On January 2, 2019, Western Asset Managed Municipals Fund Inc. announced that Nisha Kumar became a director effective January 1, 2019, and that directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. The changes apply across the closed-end funds advised by Legg Mason Partners Fund Advisors, LLC, and the filing does not describe any effect on fund operations or shareholders.

  • Nisha Kumar appointed director effective January 1, 2019, and will serve on the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retire as directors effective December 31, 2018
  • Kumar has been Managing Director and CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
Read the filing on SEC.gov ↗

Western Asset Municipal High Income Fund adds Nisha Kumar as director, two retire

Neutral leadership Written later 5.02

Nisha Kumar was appointed a director of the Legg Mason-advised closed-end funds, including the Fund, effective January 1, 2019. Directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. Ms. Kumar will serve on the Fund's Audit, Nominating, Compensation, Pricing and Valuation Committees, which changes the Fund's board membership.

  • Nisha Kumar appointed director effective January 1, 2019; she will sit on the Audit, Nominating, Compensation, and Pricing and Valuation Committees
  • Ms. Kumar has been Managing Director and CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
  • Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018
Read the filing on SEC.gov ↗

Western Asset High Income Opportunity Fund names Nisha Kumar director; two retire

Neutral leadership Written later 5.02

The fund disclosed that Nisha Kumar was appointed a director effective January 1, 2019, and that directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. The changes apply to the board of each closed-end fund advised by Legg Mason Partners Fund Advisors, LLC, and the filing describes them as board appointments and retirements rather than changes to fund management or strategy.

  • Nisha Kumar appointed director effective January 1, 2019; she will sit on the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018
  • Kumar has been Managing Director, CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
  • Announced in a press release dated January 2, 2019, filed as Exhibit 99.1
Read the filing on SEC.gov ↗

Western Asset Global Corporate Defined Opportunity Fund adds director Nisha Kumar

Neutral leadership Written later 5.02

The fund's board added Nisha Kumar as a director effective January 1, 2019, and Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018. The changes were announced in a joint press release covering the Legg Mason-advised closed-end funds, and Kumar will sit on several of the fund's board committees.

  • Nisha Kumar appointed director effective January 1, 2019, and will serve on the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018
  • Kumar has been Managing Director, CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
Read the filing on SEC.gov ↗

LMP Capital and Income Fund adds Nisha Kumar as director; two directors retire

Neutral leadership Written later 5.02

LMP Capital and Income Fund Inc. announced that Nisha Kumar was appointed a director of each closed-end fund advised by Legg Mason Partners Fund Advisors, LLC, effective January 1, 2019. Directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. The changes are board-level and the filing does not describe any effect on fund operations or shareholder returns.

  • Nisha Kumar appointed director effective January 1, 2019, and will serve on the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018
  • Kumar has been Managing Director and Chief Financial Officer and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
  • Kumar was Executive Vice President and Chief Financial Officer of AOL LLC from 2007 to 2009
Read the filing on SEC.gov ↗

Western Asset High Income Fund II adds director Nisha Kumar; two directors retire

Neutral leadership Written later 5.02

Nisha Kumar was appointed a director of the closed-end funds advised by Legg Mason Partners Fund Advisors, including this fund, effective January 1, 2019. Directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. Kumar will serve on the fund's Audit, Nominating, Compensation, Pricing and Valuation Committees, a change in board membership that shareholders may track.

  • Nisha Kumar appointed director effective January 1, 2019
  • Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018
  • Kumar to serve on the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Kumar has been Managing Director and CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
Read the filing on SEC.gov ↗

Western Asset High Yield Defined Opportunity Fund adds Nisha Kumar as director

Neutral leadership Written later 5.02

The fund's board appointed Nisha Kumar as a director effective January 1, 2019, and two directors, Dr. Riordan Roett and Leslie H. Gelb, retired effective December 31, 2018. The changes are routine board updates that do not alter the fund's management roles, and the filing reports no effect on fund operations or shareholder payments.

  • Nisha Kumar appointed director effective January 1, 2019, and will sit on the Audit, Nominating, Compensation, and Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retire as directors effective December 31, 2018
  • Kumar has been Managing Director and CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
  • The changes apply across the closed-end funds advised by Legg Mason Partners Fund Advisors, LLC, announced in a January 2, 2019 press release
Read the filing on SEC.gov ↗

Western Asset Intermediate Muni Fund adds Nisha Kumar as director, two directors retire

Neutral leadership Written later 5.02

The fund announced that Nisha Kumar was appointed a director of each closed-end fund advised by Legg Mason Partners Fund Advisors, LLC, effective January 1, 2019, and that directors Dr. Riordan Roett and Leslie H. Gelb retired effective December 31, 2018. Kumar will serve on the fund's Audit, Nominating, Compensation, Pricing and Valuation Committees, and the changes are administrative board updates that do not alter the fund's operations as described in the filing.

  • Nisha Kumar appointed director effective January 1, 2019; she will sit on the Audit, Nominating, Compensation, Pricing and Valuation Committees
  • Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018
  • Kumar has been Managing Director and CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011
  • Kumar was previously CFO of AOL LLC from 2007 to 2009 and CFO and Chief Administrative Officer of Rent the Runway, Inc. during 2011
Read the filing on SEC.gov ↗

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.

Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.