AI filing briefs · archive

8-K filings in September 2021, explained

1 material Form 8-K filing that 1 company we cover made with the SEC in September 2021, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them was written later, when past filings were added: a selection, not every 8-K of the month (see the note below).

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SWZTotal Return Securities Fund Sep 9, 9:08 AM ET

Swiss Helvetia Fund (SWZ) furnishes annual meeting slides; NAV trails benchmark over 1 year

Mixed shareholder Written later 7.01

The Swiss Helvetia Fund furnished an investor presentation under Regulation FD for its Annual Meeting of Stockholders on September 9, 2021. The slides show the fund's NAV returned 24.91% over one year versus 26.51% for the Swiss Performance Index, and the fund cites value-style bias and cash drag as headwinds.

Annual Meeting of Stockholders held September 9, 2021; slides also posted on the fund's website
NAV (US GAAP) 1-year return 24.91% vs. Swiss Performance Index 26.51% as of July 31, 2021
Share price 1-year return 29.97% vs. index 26.51% as of July 31, 2021
Top holdings as of July 31, 2021 include Nestlé (17.4%) and Roche (12.9%)

Read the filing on SEC.gov ↗

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.

Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.