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8-K filings in March 2022, explained

8 material Form 8-K filings that 8 companies we cover made with the SEC in March 2022, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).

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RiverNorth Opportunities Fund board approves new advisory agreement with RiverNorth

Neutral shareholder Written later 8.01

The Fund's Board of Directors approved a new investment advisory agreement with RiverNorth Capital Management, LLC, subject to shareholder approval. RiverNorth, currently the Fund's sub-adviser, has made day-to-day investment decisions since the Fund's inception, and the Fund's name, investment objective, strategy, portfolio management and ticker symbol will not change. Shareholders will vote on the proposal at a special meeting in the second quarter of 2022.

  • Board approved the new advisory agreement with RiverNorth on March 17, 2022, subject to shareholder approval.
  • Special shareholder meeting to vote on the agreement is planned for the second quarter of 2022.
  • If approved, the transition from ALPS Advisors to RiverNorth is expected in the third quarter of 2022.
  • The Fund had approximately $286 million of net assets and 17.5 million shares outstanding as of December 31, 2021.
Read the filing on SEC.gov ↗

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.

Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.