8 material Form 8-K filings that 8 companies we cover made with the SEC in March 2022, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
The Fund's Board of Directors approved a new investment advisory agreement with RiverNorth Capital Management, LLC, subject to shareholder approval. RiverNorth, currently the Fund's sub-adviser, has made day-to-day investment decisions since the Fund's inception, and the Fund's name, investment objective, strategy, portfolio management and ticker symbol will not change. Shareholders will vote on the proposal at a special meeting in the second quarter of 2022.
Board approved the new advisory agreement with RiverNorth on March 17, 2022, subject to shareholder approval.
Special shareholder meeting to vote on the agreement is planned for the second quarter of 2022.
If approved, the transition from ALPS Advisors to RiverNorth is expected in the third quarter of 2022.
The Fund had approximately $286 million of net assets and 17.5 million shares outstanding as of December 31, 2021.
Federal Signal Corporation said Vice President, General Counsel and Secretary Daniel A. DuPré will retire from that role effective April 26, 2022, and will remain employed by the company. Diane Bonina, formerly Assistant Vice President and Senior Legal Counsel at AT&T, will succeed him in the role on the same date. The change is a routine executive transition in the legal function and the filing reports no financial effect.
Daniel A. DuPré retires as Vice President, General Counsel and Secretary effective April 26, 2022, and will continue as an employee
Diane Bonina succeeds him in the role effective April 26, 2022
Bonina previously served at AT&T Inc. as Assistant Vice President – Senior Legal Counsel, and earlier as an attorney at Jenner & Block from 1990 to 1996
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.