80 material Form 8-K filings that 75 companies we cover made with the SEC in March 2024, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
Medpace Holdings and its subsidiaries signed Amendment No. 6 to the loan documents for its unsecured credit facility with PNC Bank, National Association, on March 28, 2024. The amendment sets the aggregate principal that may be borrowed under the line of credit at up to $10 million and extends the revolving credit note's expiration date to March 31, 2025. The filing does not state the prior borrowing limit, and the change is administrative in nature.
Amendment No. 6 to Loan Documents dated March 28, 2024, with PNC Bank, National Association
Aggregate principal borrowable under the line of credit set at up to $10 million
Revolving credit note expiration extended to March 31, 2025
Old Republic International priced a registered public offering of $400 million in 5.750% senior notes maturing March 28, 2034, under an underwriting agreement with Morgan Stanley and PNC Capital Markets. The notes add $400 million of direct debt to the company's obligations, with interest paid semi-annually starting September 28, 2024.
Aggregate principal amount of $400,000,000 at a 5.750% fixed interest rate
Notes mature March 28, 2034, and are redeemable before December 28, 2033 at the greater of par or a Treasury-based make-whole price
Issued under an indenture with Wilmington Trust Company as trustee; default acceleration possible at 25% holder request
Liquidity Services entered a Second Amendment to its Credit Agreement with Wells Fargo Bank on March 27, 2024, extending the agreement's term from March 31, 2025 to March 31, 2026. All other terms remain in full force, according to the filing. The change pushes out the company's credit facility maturity by one year, which the filing describes as an administrative extension without other modifications.
Second Amendment to Credit Agreement signed March 27, 2024 with Wells Fargo Bank, National Association
Credit Agreement term extended from March 31, 2025 to March 31, 2026
Original Credit Agreement dated February 10, 2022; all other terms unchanged
Effective March 27, 2024, Class III Trustee John W. Ballantine resigned from the board of DWS Municipal Income Trust. The board was also reshaped: Richard J. Herring moved from Class I to Class III, reducing the Class I seats by one, and Keith R. Fox joined the Audit Committee.
John W. Ballantine, a Class III Trustee, resigned from the Fund's Board effective March 27, 2024.
Richard J. Herring was reclassified from Class I Trustee to Class III Trustee effective March 27, 2024.
The size of the Board was reduced by one Class I Trustee.
Keith R. Fox was appointed to the Fund's Audit Committee effective March 27, 2024.
Zions Bancorporation announced that Jason Arbuckle, who joined the bank in 2014, will succeed R. Ryan Richards as Senior Vice President and Corporate Controller effective April 1, 2024. The change follows Richards' previously announced move to Executive Vice President and Chief Financial Officer, so it is part of a related internal succession.
Jason Arbuckle, 46, will become Senior Vice President and Corporate Controller effective April 1, 2024.
Arbuckle most recently served as Assistant Corporate Controller over Credit and Capital Markets and was previously responsible for SEC reporting and accounting policy from 2021.
R. Ryan Richards is assuming the role of Executive Vice President and Chief Financial Officer, as previously announced on February 23, 2024.
Comstock Resources completed the previously announced sale of 12,500,000 common shares to Arkoma Drilling L.P. and Williston Drilling L.P. under a March 21, 2024 subscription agreement. The company also signed a second amended and restated registration rights agreement giving the buyers resale registration rights, which could add future shares to the public market.
Shares issued: 12,500,000 common shares, par value $0.50, to Arkoma Drilling L.P. and Williston Drilling L.P.
Closing date: March 25, 2024, under a subscription agreement dated March 21, 2024
Company must file a shelf registration statement within 90 days of the March 25, 2024 agreement to permit public resale of the buyers' shares
The filing does not state the purchase price or total proceeds
SkyWest's board accepted the retirement of Jerry Atkin as director and Board Chair, effective at the 2024 Annual Meeting of Shareholders, under a governance guideline requiring directors to resign at age 75. The board named Lead Independent Director James L. Welch to succeed him as Board Chair, also effective at that meeting, so the change is a planned leadership transition rather than a sign of disagreement.
Jerry Atkin's retirement as director and Board Chair was accepted on March 22, 2024, effective at the 2024 Annual Meeting of Shareholders
Atkin joined the company in 1974, became President and CEO in 1975, and was Board Chair from 1991; he served as President until 2011 and CEO until 2015
James L. Welch, the Company's Lead Independent Director, was appointed to succeed Atkin as Board Chair
The filing says the retirement was not the result of any disagreement with the company on operations, policies or practices
Comstock Resources agreed to sell 12,500,000 common shares for about $100.5 million to two Jerry Jones-controlled entities, at $8.036 per share. The company says it will use the proceeds to pay down bank debt incurred for recent Western Haynesville acreage acquisitions, and Jones's stake would rise to about 67% from 65%.
Buyers: Arkoma Drilling L.P. and Williston Drilling L.P., both controlled by majority shareholder Jerry Jones
Price of $8.036 per share, the average closing price for the five trading days ended March 20, 2024
Proceeds to repay bank debt partly used to fund acquisitions of 200,000 net undeveloped acres in the Western Haynesville for $58.7 million
Closing is subject to customary conditions, including an amended and restated registration rights agreement
Borse Dubai, a Nasdaq shareholder, agreed to sell 26,956,522 shares of Nasdaq common stock in a secondary offering priced at $59.00 per share, with an option for underwriters to buy 4,043,478 more. Nasdaq will not receive any proceeds, and the offering is expected to close on March 22, 2024. Under a related amendment, Borse Dubai agreed to an 18-month transfer restriction and keeps the right to nominate a director while it owns at least 10% of Nasdaq's shares.
Borse Dubai to sell 26,956,522 shares at $59.00 per share; underwriters have a 30-day option for 4,043,478 additional shares
Nasdaq receives no proceeds; Borse Dubai receives all proceeds from the offering
After the offering, Borse Dubai expected to hold about 62.4 million shares, or about 10.8% of outstanding shares (about 58.3 million, or 10.1%, if the option is fully exercised)
Amendment bars Borse Dubai from transferring its remaining shares for 18 months from March 19, 2024; director Essa Kazim is its initial nominee
DXC Technology said General Counsel William Deckelman Jr. will retire as Executive Vice President and General Counsel, with Matt Fawcett succeeding him as Executive Vice President and General Counsel effective April 1, 2024. Deckelman will remain employed to assist with transition matters until June 1, 2024, when he departs. The change is a senior legal leadership transition; the filing contains no financial results or guidance.
Deckelman notified DXC on March 19, 2024 of his decision to retire, effective March 31, 2024 as General Counsel.
Matt Fawcett takes the role effective April 1, 2024, reporting to CEO Raul Fernandez.
Fawcett previously served as General Counsel of NetApp from 2010 to 2021 and as Executive Vice President and Chief Strategy Officer there.
Deckelman will stay on for transition matters until his departure on June 1, 2024, after 16 years with DXC.
NiSource said director Aristides S. Candris retired from its board effective March 19, 2024, and that the board appointed John McAvoy as a director the same day. The company said Candris's retirement was not due to any disagreement on its operations, policies or practices, so the change is a board succession event rather than a sign of internal dispute.
Aristides S. Candris retired from the board effective March 19, 2024, after serving as a director since 2012
John McAvoy, 63, was appointed a director effective March 19, 2024, and will stand for election at the 2024 Annual Meeting
McAvoy will join the Compensation and Human Capital Committee and the Safety, Operations, Regulatory and Policy Committee
McAvoy will receive an annualized director retainer of $275,000, including $110,000 in cash and restricted stock units valued at $165,000
Brunswick Corporation issued $400 million of 5.850% senior notes maturing March 18, 2029, under a sixth supplemental indenture dated March 18, 2024. The filing gives aggregate net proceeds of approximately $396,916,000 before estimated expenses, which the company plans to use for general corporate purposes, including possibly repaying its 0.85% senior notes due 2024. The filing adds a new debt obligation for shareholders but does not report any earnings or guidance effect.
$400 million aggregate principal of 5.850% senior notes due March 18, 2029; interest paid semiannually on March 18 and September 18, with the first payment on September 18, 2024
Aggregate net proceeds of approximately $396,916,000 before estimated expenses; proceeds may be used to repay, repurchase or redeem the 0.85% Senior Notes due 2024
If a change of control triggering event occurs, holders may require repurchase at 101% of principal plus accrued interest
Old Republic International Corporation increased its board from 13 to 14 directors and appointed Therace M. Risch as a Class 2 director, effective March 18, 2024. The Board has determined she is independent, and she will join the Audit Committee and the Governance and Nominating Committee.
Board size increased from 13 to 14 directors, effective March 18, 2024.
Therace M. Risch appointed Class 2 director effective March 18, 2024; she will stand for election at the 2025 annual meeting.
Committee assignments: Audit Committee and Governance and Nominating Committee.
Currently Executive Vice President and Chief Information & Technology Officer at American Electric Power Company, Inc.; previously held IT roles at J.C. Penney Company, Inc. and COUNTRY Financial.
Wabtec entered a Term Credit Agreement dated March 14, 2024, providing a new $225.0 million unsecured term loan that matures on the fifth anniversary of the closing date. The filing sets covenants requiring an Interest Coverage Ratio of at least 3.0 to 1.0 and a Leverage Ratio not to exceed 3.5 to 1.0, and it limits dividends and other restricted payments to periods without default and with covenant compliance.
New term loan facility: $225.0 million aggregate initial principal, dated March 14, 2024
Loan is unsecured, matures on the fifth anniversary of the March 14, 2024 closing date, and is guaranteed by certain subsidiaries
Interest spreads range from 1.000% to 1.750% for Term SOFR borrowings, based on public rating or leverage ratio
PNC Bank, National Association serves as administrative agent
NiSource Inc. disclosed that Executive Vice President and Chief Innovation Officer Donald Brown will depart the company, with a separation date on or before May 1, 2024 and an expected last day of April 1, 2024. Brown signed a separation agreement dated March 15, 2024, under which he receives a lump sum equal to his annual salary plus 130% of the cost of 52 weeks of COBRA coverage, subject to signing a release of claims. The filing describes the terms as consistent with the company's Executive Severance Policy, so the departure appears routine for shareholders.
Donald Brown, EVP and Chief Innovation Officer, departs; last day expected April 1, 2024
Separation Date on or before May 1, 2024; departure was first reported February 19, 2024
Severance: lump sum of annual salary plus 130% of 52 weeks of COBRA coverage, conditioned on a release of claims
Full Separation Agreement dated March 15, 2024 filed as Exhibit 10.1
Cognex's board designated Laura MacDonald, Vice President of Finance, as interim principal financial and principal accounting officer, effective March 15, 2024, replacing CFO Paul Todgham, whose resignation was announced January 3, 2024. The company said it is searching for a new Chief Financial Officer. For shareholders, this is a leadership change at the top finance role, with the permanent CFO still to be named.
Laura MacDonald, age 55, becomes interim principal financial officer and principal accounting officer effective March 15, 2024.
Paul Todgham's resignation as Senior Vice President of Finance and CFO is effective March 15, 2024; it was first announced January 3, 2024.
MacDonald will receive restricted stock units with an economic value of approximately $50,000 at grant, vesting 20%, 30% and 50% on the first, second and third anniversaries.
The company is searching for a new Chief Financial Officer; the filing gives no timeline.
On March 14, 2024, Station Casinos LLC, a Red Rock Resorts subsidiary, issued $500 million of 6.625% senior notes due 2032 and entered into an amended and restated credit agreement with a new $1,570.0 million term B loan and a $1,100.0 million revolving credit facility. The company said it will use the proceeds, together with term loan borrowings and $200.0 million drawn on the revolver, to refinance its existing 2016 credit agreement and pay related fees and costs. The filing shows the transaction adds to the company's debt load, with the new loans maturing in 2029 and 2031 and the notes in 2032.
$500 million of 6.625% senior notes due 2032 issued March 14, 2024; interest is paid each March 15 and September 15, starting September 15, 2024.
New $1,570.0 million term B loan maturing March 14, 2031, and $1,100.0 million revolving credit facility maturing March 14, 2029.
Proceeds and $200.0 million of revolver borrowings are used to refinance the Existing Credit Agreement dated June 8, 2016, and for fees and general corporate purposes.
The fund's Audit Committee and Board selected Cohen & Company Ltd. as independent registered public accounting firm for the fiscal year ending October 31, 2024, and Deloitte & Touche LLP was not reengaged. The filing states Deloitte's reports on fiscal 2022 and 2023 financial statements contained no adverse opinion or disclaimer and were not qualified, and that there were no disagreements or reportable events with Deloitte.
Board and Audit Committee voted to select Cohen & Company Ltd. on March 7, 2024
Deloitte & Touche LLP was not reengaged for the fiscal year ending October 31, 2024
Deloitte's reports for fiscal years ended October 31, 2022 and 2023 contained no adverse opinion, disclaimer or qualification
Deloitte's response letter, dated March 12, 2024, is filed as Exhibit 16.1
Herbert Simon, a Cheesecake Factory board member since 2011, notified the board on March 7, 2024 that he is retiring, effective immediately. The filing discloses no replacement and no financial figures, so the change is a board composition update rather than a change in company operations.
Herbert Simon notified the board of his retirement on March 7, 2024, effective immediately
Simon had served on the board since 2011
The filing does not name a replacement director
Filing dated March 12, 2024, signed by CFO Matthew E. Clark
Ernest J. Scalberg resigned as a Trustee of the Principal Real Estate Income Fund effective March 11, 2024, and the Board appointed JoEllen Legg to replace him the same day. The filing says his resignation was not due to any disagreement with the Fund on its operations, policies, or practices, and it also records board leadership changes that shareholders may want to note.
Ernest J. Scalberg resigned as Trustee effective March 11, 2024, with no disagreement with the Fund cited
JoEllen Legg was appointed Trustee effective March 11, 2024, and approved to serve on the Audit, Nominating and Corporate Governance, and Qualified Legal Compliance committees
Jerry G. Rutledge was elected Chairman of the Board and Jeremy Held was elected Chairman of the Audit Committee
Seneca Foods and its subsidiaries signed a Third Amendment to their Fourth Amended and Restated Loan and Security Agreement with Bank of America as agent. The amendment raises aggregate borrowing commitments for April 1 through July 31 of each year from $300 million to $350 million, while the $400 million maximum commitment for August 1 through March 31 is unchanged.
Seasonal borrowing commitments rise from $300 million to $350 million for April 1 through July 31 each year.
The maximum borrowing commitment of $400 million for August 1 through March 31 is unchanged.
Agreement signed March 8, 2024; Bank of America, N.A. serves as agent and issuing bank.
A copy of the amendment will be filed as an exhibit to the fiscal 2024 Form 10-K.
On March 6, 2024, Old Republic's Board and Compensation Committee granted restricted and performance-based stock units to four named executive officers under its 2022 Incentive Compensation Plan. The filing also amends the form of option award agreement to extend exercise rights for employees whose employing affiliate is divested, which matters to shareholders as a routine compensation update that sets performance criteria for future share payouts.
RSU grants: Craig R. Smiddy 28,912 units; Frank J. Sodaro 9,032; W. Todd Gray 10,537; Stephen J. Oberst 12,042, vesting in three equal annual installments starting one year after the award
PSU grants: Craig R. Smiddy 86,737 units; Frank J. Sodaro 27,100; W. Todd Gray 31,700; Stephen J. Oberst 36,250, tied to 3-year average operating ROE and 3-year book value per share total return, each weighted 50%
Option award agreement amended so vested options in a divested affiliate can be exercised until the earlier of expiration or the fourth anniversary of the divestment
Universal Display Corporation increased its board to ten members and elected Dr. Nigel Brown and Dr. Joan Lau as directors, effective March 4, 2024. The Board determined both qualify as independent under Nasdaq listing standards, and neither has yet been named to a board committee.
Dr. Nigel Brown and Dr. Joan Lau joined the Board effective March 4, 2024
Board expanded from nine to ten members
Both directors determined to be independent under Nasdaq listing standards
Director compensation consistent with other non-employee directors; no committee assignments yet
Merchants Bancorp said its Executive Vice President and Chief Financial Officer, John F. Macke, notified the company on March 7, 2024 that he intends to retire. The company said the decision was voluntary and not the result of any dispute or disagreement with management, the Board, or its operations, policies, or practices. Shareholders will see a change in the company's top financial officer, with Macke staying in the role during the transition.
John F. Macke, EVP, CFO and principal accounting officer, notified the company of his intention to retire on March 7, 2024.
Macke will continue in his current role and help with the transition until his retirement on or before September 30, 2024.
The company will begin a search for Macke's replacement; no successor was named in the filing.
The filing states the retirement was voluntary and not related to any dispute or disagreement.
NAPCO's Chairman, President and CEO Richard L. Soloway agreed on March 5, 2024 to sell 2,000,000 shares of NAPCO common stock in an underwritten secondary offering at $40.75 per share. The company will not receive any proceeds and will not issue shares, so the offering does not add capital or dilute existing holders, and the offering is expected to close on or about March 8, 2024.
Selling stockholder Richard L. Soloway is selling 2,000,000 shares at $40.75 per share, with underwriters Needham & Company and Cowen and Company.
Underwriters have a 30-day option to buy up to 300,000 additional shares from Soloway at the public offering price.
NAPCO will receive no proceeds from the sale and will issue no shares in the offering.
The offering is expected to close on or about March 8, 2024, subject to customary closing conditions.
Laureate Education agreed on March 5, 2024 to buy 2,606,507 shares of its common stock from five sellers at $12.62 per share, for an aggregate price of $32,894,118. The repurchase is made under the company's existing $100 million share repurchase program announced February 22, 2024, so it uses part of an authorization already in place and does not change the program's terms.
Shares repurchased: 2,606,507 common shares from five named sellers
Price: $12.62 per share, $32,894,118 aggregate purchase price
Funded under the existing $100 million share repurchase program announced February 22, 2024
Nuveen Mortgage and Income Fund's board adopted amended and restated by-laws on February 28, 2024 that eliminate the fund's previously suspended "control share" provisions. The filing says the change is otherwise identical to the prior by-laws, so it is an administrative governance update.
Control share provisions were suspended as of February 24, 2022 and are now eliminated.
Board of Trustees adopted the amended and restated by-laws on February 28, 2024.
Amended by-laws are filed as Exhibit 3.1; the filing states no other changes.
On February 28, 2024, the board of trustees of Nuveen Global High Income Fund (JGH) adopted amended and restated by-laws that eliminate the fund's control share provisions, whose effectiveness had already been suspended since February 24, 2022. Apart from that change, the by-laws are identical to the prior version, so the filing is administrative and does not involve any financial results.
Board adopted Amended and Restated By-Laws on February 28, 2024
Control share provisions eliminated; their effectiveness had been suspended as of February 24, 2022
All other by-law terms are identical to the prior by-laws
On February 28, 2024, the Fund's Board of Trustees adopted Amended and Restated By-Laws that eliminate the control share provisions, which had been suspended since February 24, 2022. Apart from this change, the by-laws are identical to the prior version, so the filing is an administrative update to governance terms.
Board adopted Amended and Restated By-Laws on February 28, 2024
Control share provisions eliminated; their effectiveness had been suspended since February 24, 2022
All other by-law terms are identical to the prior by-laws; full text filed as Exhibit 3.1
The Board of Trustees of Nuveen Municipal Credit Income Fund (NZF) adopted Amended and Restated By-Laws on February 28, 2024, removing the control share provisions, whose effectiveness had been suspended since February 24, 2022. The filing states that the rest of the by-laws are unchanged, so the change is administrative in nature for shareholders.
Board adopted Amended and Restated By-Laws on February 28, 2024
Only change is elimination of the control share provisions, which had been suspended since February 24, 2022
Amended by-laws filed as Exhibit 3.1 and signed by Vice President and Secretary Mark L. Winget on March 6, 2024
The fund's Board of Trustees adopted Amended and Restated By-Laws on February 28, 2024, eliminating the control share provisions, whose effectiveness had been suspended since February 24, 2022. Other than this change, the by-laws are identical to the prior version, and the filing makes no financial or operational disclosures.
Board adopted amended by-laws on February 28, 2024
Control share provisions eliminated; they had been suspended since February 24, 2022
All other by-law terms unchanged; full text filed as Exhibit 3.1
The fund's board adopted Amended and Restated By-Laws on February 28, 2024, eliminating the control share provisions, whose effectiveness had been suspended since February 24, 2022. Apart from that change, the by-laws are identical to the prior version, and the filing does not describe any financial impact.
Board of Trustees adopted the Amended and Restated By-Laws on February 28, 2024.
The control share provisions had been suspended since February 24, 2022.
Amended by-laws are filed as Exhibit 3.1 to the 8-K.
On February 28, 2024, the fund's Board of Trustees adopted Amended and Restated By-Laws that eliminate the control share provisions, which had already been suspended since February 24, 2022. Apart from this change, the by-laws are identical to the prior version, so the filing is administrative in nature.
Board of Trustees adopted the amended by-laws on February 28, 2024.
Control share provisions had been suspended as of February 24, 2022.
All other by-law terms are unchanged; the new by-laws are filed as Exhibit 3.1.
The fund's Board of Trustees adopted Amended and Restated By-Laws on February 28, 2024, removing the "control share" provisions. The filing says the change is otherwise identical to the prior by-laws, and the provisions had already been suspended since February 24, 2022.
Board adopted amended by-laws on February 28, 2024
Control share provisions eliminated; their effectiveness had been suspended since February 24, 2022
All other by-law terms are stated as identical to the prior version
On February 28, 2024, the Fund's Board of Trustees adopted Amended and Restated By-Laws that eliminate the control share provisions, whose effectiveness had been suspended since February 24, 2022. Apart from this change, the by-laws are identical to the prior version, and the amended by-laws are filed as Exhibit 3.1.
Board adopted amended by-laws on February 28, 2024
Control share provisions eliminated; they had been suspended since February 24, 2022
All other by-law terms are unchanged from the prior version
The fund's Board of Trustees adopted Amended and Restated By-Laws on February 28, 2024, eliminating the control share provisions whose effectiveness had been suspended since February 24, 2022. Apart from that change, the by-laws are identical to the prior version, and the amended document is filed as Exhibit 3.1.
Board adopted amended by-laws on February 28, 2024
Control share provisions eliminated; their effectiveness had been suspended since February 24, 2022
On February 28, 2024, the fund's Board of Trustees adopted amended and restated by-laws that eliminate the control share provisions, whose effectiveness had already been suspended since February 24, 2022. The filing states that all other by-law terms are unchanged.
Board adopted amended and restated by-laws on February 28, 2024
Control share provisions eliminated; their effectiveness had been suspended since February 24, 2022
All other by-law terms are identical to the prior by-laws, per the filing
On February 28, 2024, the Fund's Board of Trustees adopted Amended and Restated By-Laws that eliminate the control share provisions, whose effectiveness had been suspended since February 24, 2022. The filing states that all other by-law terms are unchanged, so the change is administrative and does not alter other shareholder terms.
Board adopted Amended and Restated By-Laws on February 28, 2024
Control share provisions eliminated; their effectiveness had been suspended since February 24, 2022
Other than this change, the amended by-laws are identical to prior by-laws
The fund's Board of Trustees adopted Amended and Restated By-Laws on February 28, 2024, eliminating the control share provisions, whose effectiveness had been suspended since February 24, 2022. Apart from that change, the by-laws are identical to the prior version, and the amended by-laws are filed as Exhibit 3.1.
Board adopted amended by-laws on February 28, 2024
Control share provisions removed; they had been suspended since February 24, 2022
All other by-law terms unchanged; full text filed as Exhibit 3.1
The Board of Trustees adopted Amended and Restated By-Laws on February 28, 2024, eliminating the fund's previously suspended "control share" provisions. The filing says the change is otherwise identical to the prior by-laws, so it is an administrative governance update.
Board adopted amended by-laws on February 28, 2024
Control share provisions, suspended as of February 24, 2022, are eliminated
All other by-law terms are unchanged according to the filing
The fund's Board of Trustees adopted amended and restated by-laws on February 28, 2024 that eliminate the previously included control share provisions, whose effectiveness had been suspended since February 24, 2022. Apart from that change, the by-laws are identical to the prior version, according to the filing.
Board adopted amended and restated by-laws on February 28, 2024
Control share provisions eliminated; they had been suspended since February 24, 2022
All other by-law terms are unchanged; full by-laws filed as Exhibit 3.1
The fund's board adopted Amended and Restated By-Laws on February 28, 2024 that eliminate the control share provisions, which had been suspended since February 24, 2022. Apart from that change, the by-laws are identical to the prior version, and the amended by-laws are filed as Exhibit 3.1.
Board adopted Amended and Restated By-Laws on February 28, 2024
Control share provisions eliminated; they had been suspended since February 24, 2022
On February 28, 2024, the fund's Board of Trustees adopted Amended and Restated By-Laws that eliminate the 'control share' provisions, whose effectiveness had been suspended since February 24, 2022. Apart from that change, the by-laws are identical to the prior version, and the filing attaches them as Exhibit 3.1.
Board adopted amended and restated by-laws on February 28, 2024
Control share provisions eliminated; they had been suspended since February 24, 2022
On February 28, 2024, the Board of Trustees adopted Amended and Restated By-Laws that eliminate the fund's control share provisions, which had been suspended since February 24, 2022. The filing states that the by-laws are otherwise identical to the prior version, and the full text is attached as Exhibit 3.1. The filing does not describe any effect on share prices or distributions.
Board adopted the Amended and Restated By-Laws on February 28, 2024.
Control share provisions had been suspended as of February 24, 2022, and are now eliminated.
Apart from this change, the by-laws are identical to the prior by-laws; full text is in Exhibit 3.1.
The fund's Board of Trustees adopted Amended and Restated By-Laws on February 28, 2024, eliminating the control share provisions whose effectiveness had been suspended since February 24, 2022. Otherwise the by-laws are unchanged, and the amended version is filed as Exhibit 3.1.
Board adopted amended by-laws on February 28, 2024
Control share provisions eliminated; they had been suspended since February 24, 2022
All other by-law terms are identical to the prior version
The fund's Board of Trustees adopted Amended and Restated By-Laws on February 28, 2024, eliminating the control share provisions. The control share provisions had been suspended since February 24, 2022. The filing states that the rest of the by-laws are unchanged.
Board adopted amended by-laws on February 28, 2024
Control share provisions had been suspended since February 24, 2022
Apart from removing these provisions, the amended by-laws are identical to the prior by-laws
Amended by-laws filed as Exhibit 3.1; report dated March 6, 2024
The fund's Board of Trustees adopted Amended and Restated By-Laws on February 28, 2024, eliminating the control share provisions whose effectiveness had been suspended since February 24, 2022. Apart from that change, the by-laws are identical to the prior version, and the amended by-laws are filed as Exhibit 3.1.
Board adopted amended by-laws on February 28, 2024
Control share provisions eliminated; they had been suspended since February 24, 2022
All other by-law terms unchanged; full text filed as Exhibit 3.1
On February 28, 2024, the fund's Board of Trustees adopted amended and restated by-laws that eliminate the fund's "control share" provisions, which had already been suspended since February 24, 2022. Apart from that change, the amended by-laws are identical to the prior by-laws, and the revised document is filed as Exhibit 3.1.
Board adopted amended and restated by-laws on February 28, 2024
Control share provisions eliminated; their effectiveness had been suspended since February 24, 2022
No other changes to the by-laws, per the filing; full text filed as Exhibit 3.1
On February 28, 2024, the board of trustees of the Nuveen New York AMT-Free Quality Municipal Income Fund adopted amended and restated by-laws that eliminate the fund's "control share" provisions. The change is administrative: the provisions had already been suspended since February 24, 2022, and the filing says the rest of the by-laws are unchanged.
Board adopted amended and restated by-laws on February 28, 2024.
The "control share" provisions were eliminated; their effectiveness had been suspended since February 24, 2022.
Apart from this change, the amended by-laws are identical to the prior by-laws.
The fund's board adopted amended and restated by-laws on February 28, 2024, eliminating the control share provisions, whose effectiveness had already been suspended since February 24, 2022. Apart from that change, the by-laws are identical to the prior version, and the full text is filed as Exhibit 3.1.
Board adopted amended and restated by-laws on February 28, 2024
Control share provisions eliminated; their effectiveness had been suspended since February 24, 2022
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.