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8-K filings in September 2026, explained

1,853 material Form 8-K filings that 1,500 companies we cover made with the SEC in September 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).

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7 of 1,853 briefs match

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DBVTDBV Technologies S.A. Sep 29, 9:18 PM ET

DBV Technologies submits BLA to FDA for VIASKIN Peanut Patch in children aged 4-7

Neutral legal/regulatory Written later 8.01

DBV Technologies said it has submitted a Biologics License Application to the U.S. Food and Drug Administration for its VIASKIN Peanut Patch in children with peanut allergy aged 4 through 7 years, and has requested Priority Review. The application is supported by results from the Phase 3 VITESSE trial, which enrolled 654 children, and the FDA previously granted the patch Breakthrough Therapy Designation. The filing reports a regulatory milestone, not revenue or approval, and the company states the product has not been authorized for sale in any country.

  • BLA submitted to the FDA for VIASKIN Peanut Patch in children aged 4 through 7 years, announced September 29, 2026
  • DBV has requested Priority Review; the FDA previously granted Breakthrough Therapy Designation
  • VITESSE Phase 3 trial enrolled 654 children, randomized 2:1 to active patch or placebo
  • The company states the product has not been authorized for sale in any country
Read the filing on SEC.gov ↗
MRDNMeridian Holdings Inc./NV Sep 29, 4:15 PM ET

Meridian Holdings says Brazil betting measure exposure is immaterial

Neutral legal/regulatory Written later 8.01

Meridian Holdings disclosed a September 25, 2026 provisional measure signed by Brazil's President that bans operating, intermediating and advertising online betting and online casino services in Brazil and requires funds to be returned to bettors. The company says Brazil is an immaterial share of Group revenue and that its exposure is limited because it did not commit large marketing spending before licensing, but the filing gives no dollar figures for the affected business.

  • Brazil's President signed the Provisional Measure on September 25, 2026, prohibiting online betting and online casino operation, intermediation and advertising in Brazil.
  • The measure requires that funds be returned to bettors.
  • The company says Brazil is an immaterial share of Group revenue and does not quantify the exposure.
  • Subsidiary Meridian Gaming Brasil SPE Ltda's authorization runs until December 31, 2029, and the measure must be approved by the Brazilian Congress within 120 days of adoption to remain in effect.
Read the filing on SEC.gov ↗
MSSMaison Solutions Inc. Sep 29, 4:01 PM ET

Maison Solutions Receives Nasdaq Notice Over Delayed 10-K and 10-Q Filings

Negative legal/regulatory Written later 3.017.01

Maison Solutions Inc. said on September 23, 2026 that Nasdaq notified it of noncompliance with Listing Rule 5250(c)(1) because its quarterly report for the quarter ended July 31, 2026 was not filed on time and its annual report for the fiscal year ended April 30, 2026 remains delinquent. The notice has no immediate effect on the listing, but the company must submit a compliance plan by October 19, 2026, and Nasdaq may grant an exception until February 9, 2027 if it accepts the plan.

  • Nasdaq letter received September 23, 2026 cites late Form 10-Q for the quarter ended July 31, 2026 and delinquent Form 10-K for the fiscal year ended April 30, 2026
  • Compliance plan due to Nasdaq by October 19, 2026, a deadline set in an earlier August 20, 2026 notice
  • If Nasdaq accepts the plan, the exception could run to February 9, 2027; if not, the company may appeal to a Nasdaq Hearings Panel
  • Class A common stock continues to trade on The Nasdaq Capital Market under the symbol MSS
Read the filing on SEC.gov ↗
LIMNLiminatus Pharma, Inc. Sep 29, 9:15 AM ET

Liminatus Pharma Regains Nasdaq Bid Price Compliance After 1-for-50 Reverse Split

Positive legal/regulatory Written later 3.017.01

Nasdaq has determined that Liminatus Pharma regained compliance with its minimum bid price rule and closed the matter, according to an 8-K filed September 29, 2026. The company had transferred to The Nasdaq Capital Market effective August 4, 2026, after a hearing before the Nasdaq Hearings Panel, and completed a 1-for-50 reverse stock split on August 20, 2026. Its closing bid price was above $1.00 for 13 consecutive trading days, from August 21 to September 9, 2026.

  • Nasdaq notice dated September 24, 2026 said the company regained compliance with the Bid Price Rule and the matter is closed.
  • Closing bid price was above $1.00 for 13 consecutive trading days, August 21 to September 9, 2026.
  • The company effected a 1-for-50 reverse stock split at the close of trading on August 20, 2026.
  • Company issued a press release on September 29, 2026 (Exhibit 99.1) announcing the regained compliance.
Read the filing on SEC.gov ↗
SURGSurgePays, Inc. Sep 29, 8:00 AM ET

SurgePays gets until March 22, 2027 to meet Nasdaq $1.00 bid price rule

Negative legal/regulatory Written later 3.01

SurgePays received a Nasdaq letter granting an additional 180-day period, to March 22, 2027, to regain compliance with the $1.00 minimum bid price requirement. Nasdaq also said the company now meets the stockholders' equity requirement, but could face delisting if it fails to show compliance with continued listing criteria in its next periodic report.

  • Nasdaq granted an additional 180-calendar-day period, ending March 22, 2027, to regain the $1.00 minimum bid price.
  • The initial compliance period expired September 21, 2026, after Nasdaq first flagged the deficiency on March 23, 2026.
  • Nasdaq separately determined the company complies with the stockholders' equity requirement, addressing its March 18, 2026 letter.
  • If the company does not regain compliance by March 22, 2027, Nasdaq will issue a delisting notice; the company has said it may reverse split if necessary.
Read the filing on SEC.gov ↗

Unicycive resubmits OLC NDA to FDA with new manufacturing vendor; adds director

Mixed legal/regulatory Written later 5.028.01

Unicycive Therapeutics resubmitted its New Drug Application for oxylanthanum carbonate (OLC) on September 29, 2026, with chemistry and manufacturing data from a new third-party drug product vendor. The company expects FDA acceptance within 30 days and a new PDUFA date six months from resubmission, following a June 2026 Complete Response Letter. The company also appointed Meredith S. Manning as an independent director effective October 1, 2026.

  • NDA resubmitted September 29, 2026, including CMC data from a new third-party drug product manufacturing vendor and 12 months of OLC drug product stability data.
  • Company anticipates FDA acceptance within 30 days; new PDUFA date expected six months from resubmission.
  • June 2026 CRL cited the same third-party manufacturing deficiencies as the June 2025 CRL; the original vendor's FDA inspection had not occurred as of September 29, 2026.
  • Meredith S. Manning appointed independent director effective October 1, 2026; cash, equivalents and marketable securities were $61.4 million as of June 30, 2026.
Read the filing on SEC.gov ↗
ALDXAldeyra Therapeutics, Inc. Sep 29, 7:01 AM ET

Aldeyra to appeal reproxalap rejection and extends cash runway into 2029

Mixed legal/regulatory Written later 7.018.01

Aldeyra Therapeutics said it intends to submit a Formal Dispute Resolution Request to the FDA, appealing the March 16, 2026 Complete Response Letter that denied approval of reproxalap for dry eye disease. The company also extended its projected operational cash runway into 2029, based on $45.1 million in cash and cash equivalents as of June 30, 2026. The appeal's outcome and timing remain uncertain, and the filing states that the FDRR submission and meeting with the Office of New Drugs are expected in the fourth quarter of 2026.

  • Intends to submit an FDRR to the FDA's Office of New Drugs, appealing the March 16, 2026 Complete Response Letter for reproxalap
  • FDRR submission and a meeting with the Office of New Drugs are expected in the fourth quarter of 2026
  • Cash and cash equivalents were $45.1 million as of June 30, 2026; operational cash runway extended into 2029
Read the filing on SEC.gov ↗

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.

Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.