1,853 material Form 8-K filings that 1,500 companies we cover made with the SEC in September 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
Passage Bio and Remix Therapeutics signed an amended and restated merger agreement on September 2, 2026, changing the deal to a two-step merger structure and allowing part of the private placement to be funded with pre-funded warrants. The company said the amendment does not otherwise change the economic terms, such as the equity values, the minimum proceeds, the termination fees, or the December 24, 2026 outside date. Shareholders should note that the filing describes a pending transaction that remains subject to closing conditions and a stockholder vote.
Amended and restated merger agreement dated September 2, 2026 uses a two-step merger structure, with Remix becoming a wholly owned subsidiary of Passage Bio.
Remix's subscription agreement now allows investors to buy pre-funded warrants instead of common stock, for an aggregate subscription amount of approximately $70.0 million.
Purchase prices are $1.3861 per share and $1.3860 per pre-funded warrant.
The outside date remains December 24, 2026, and the registration statement is due within 30 calendar days after the Second Merger takes effect.
Apogee Enterprises signed a Share Purchase Agreement on September 2, 2026, to acquire 100% of Latvian glass coatings provider Groglass through a newly formed subsidiary. The deal values Groglass at approximately €62.5 million on a cash-free, debt-free basis, including up to €10 million of earnout payments tied to financial targets over three years. The company expects to fund the deal with cash on hand and its existing credit facility, and closing is expected in its fiscal 2027 third quarter.
Price: up to €62.5 million (approximately $72.5 million), including up to €10 million (approximately $11.6 million) payable over three years if Groglass meets financial targets
Groglass is expected to contribute over $30 million in revenue in the first 12 months at an adjusted EBITDA margin of approximately 25%
Integration plan identifies at least $4 million of annualized cost synergies and operating improvement opportunities, expected within three years
Closing is subject to customary conditions and is expected in the third quarter of fiscal 2027
Sensient Technologies and its subsidiary Sensient Receivables entered into an amended trade receivables securitization program on August 31, 2026, adding PNC Bank as a purchaser and administrative agent. The facility limit rises from $105 million to $115 million, and the termination date moves to August 30, 2027. The filing describes a financing agreement and does not report any results or changes to earnings.
Facility limit increased from $105 million to $115 million
Termination date extended to August 30, 2027
PNC Bank added as a purchaser and administrative agent; Wells Fargo Bank remains a purchaser
Amendment dated August 31, 2026, filed as Exhibit 10.1
BioRestorative Therapies filed a Nevada certificate of change for a 1-for-20 reverse stock split of its common stock, effective 4:30 p.m. Eastern on September 7, 2026, with the Board approving it on August 27, 2026 without stockholder approval. The company says the split is intended to regain compliance with the $1.00 minimum bid price requirement for continued listing on the Nasdaq Capital Market, and that each stockholder's ownership percentage will remain unchanged apart from fractional share rounding.
Every 20 shares of common stock will become one share; trading on a split-adjusted basis begins September 8, 2026 under BRTX with new CUSIP 090655705.
Shares outstanding will fall from 27,622,556 to approximately 1,381,128, and authorized common shares will drop from 1,500,000,000 to 75,000,000.
The split is intended to regain compliance with Nasdaq Listing Rule 5550(a)(2), the $1.00 minimum bid price requirement.
JATT III Acquisition Corp, a blank check company, closed its initial public offering on August 27, 2026, selling 6,900,000 ordinary shares at $10.00 per share for gross proceeds of $69,000,000, including the full exercise of the underwriters' over-allotment option. The company also sold 234,000 private placement shares to its sponsor, JATT Ventures III L.P., for $2,340,000, and placed $69,000,000 in a trust account for public shareholders. The company has 24 months to complete a business combination and has not yet selected a target.
IPO: 6,900,000 ordinary shares at $10.00 per share, gross proceeds of $69,000,000, closed August 27, 2026
Private placement: 234,000 shares to JATT Ventures III L.P. for $2,340,000
Trust account: $69,000,000 ($10.00 per public share) deposited as of August 27, 2026
Completion window: 24 months from the IPO closing; no business combination target selected
American Healthcare REIT (AHR) said Aric Chang, Chief Financial Officer, Real Estate at Public Storage, will become its CFO effective October 1, 2026, succeeding Brian Peay, who is retiring. Peay will remain CFO through September 30, 2026, and will then serve as a non-employee consultant through April 15, 2027. The filing describes a finance leadership change at the company, with no financial results or guidance included.
Aric Chang, age 47, joins as CFO effective October 1, 2026, after serving as CFO, Real Estate at Public Storage since May 2023
Chang's offer includes a $500,000 base salary, a target bonus of 100% of base salary, and a 2027 long-term incentive with a target grant date fair value of $1,000,000
Brian Peay, CFO since 2016 per the press release, retires effective September 30, 2026, and receives a $45,000 COBRA reimbursement and accelerated vesting of 18,159 restricted shares
Fold Holdings notified its investor on August 27, 2026 that it is terminating the Equity Purchase Facility, which had committed up to $250 million in new common stock purchases. No advance notices were outstanding, and the company said it paid no prepayment fees or penalties; it ended the facility to keep the option of alternative financing. The company also said it set October 22, 2026 for a special shareholder meeting on matters in its August 7, 2026 preliminary proxy statement.
Termination takes effect September 3, 2026; no advance notices were outstanding at the time of notice
The facility had a commitment of up to $250 million in newly issued common stock, drawn at the company's discretion
No prepayment fees or penalties were incurred
Special shareholder meeting set for October 22, 2026; record date September 4, 2026
Corvex closed a private placement on September 2, 2026, selling 3,904,970 common shares at $7.75 per share and 353.098 shares of Series D Non-Voting Convertible Preferred Stock at $7,750 per share. The company says the roughly $33 million in gross proceeds will fund expansion of its critical IT power capacity from about 1.5 MW to about 8 MW by year-end 2026, with a right of first refusal on another 12.5 MW. Because the company must file a registration statement for resale of the shares by October 2, 2026, the new shares may later become available for sale in the market.
Common stock sold at $7.75 per share; Series D Preferred sold at $7,750 per share, with closing on September 2, 2026
Press release cites about $33 million in gross proceeds before fees and expenses, and pro forma cash of about $55 million versus $22 million as of June 30, 2026
Goldman Sachs, Morgan Stanley and Oppenheimer are joint lead placement agents; the company agreed to pay placement fees
Resale registration statement due to the SEC by October 2, 2026
Solidion Technology Inc. expanded its board from four to seven members on August 31, 2026, appointing Mark Schwartz, Kimi L. Ellen and Dante W. Robinson as directors. The filing says the appointments restored the audit committee to the three-director minimum required by Nasdaq, and the board set new non-employee director pay. The filing reports no financial results.
Board increased from four to seven members on August 31, 2026; Schwartz as Class I, Ellen as Class II, Robinson as Class III director.
Audit Committee now includes Tjon (Chair), Ellen, Robinson and Schwartz; the company says it regained compliance with Nasdaq Rule 5605(c)(2)(A).
Non-employee directors will receive an annual RSU grant valued at $100,000 plus quarterly committee cash pay; Ellen and Schwartz received 4,296 RSUs each for service since September 1, 2026.
Zoom Communications appointed Jeff Epstein, former Oracle executive vice president and chief financial officer, to its Board of Directors and to the Audit Committee, effective August 31, 2026. Director Jonathan Chadwick notified the company on September 1, 2026 that he will resign from the board effective November 19, 2026, and the filing says the resignation was not due to any disagreement with the company. The filing reports no financial results or guidance.
Jeff Epstein appointed Class I director, term expiring at the 2029 annual meeting, and joined the Audit Committee
Epstein's initial RSU grant has a target value of $213,219, vesting before the 2027 annual meeting
Jonathan Chadwick resigns from the board effective November 19, 2026, with no disagreements cited
Kroger appointed Mark Ibbotson, 63, as Executive Vice President and Chief Store Operations Officer, effective September 14, 2026. He previously held roles at Walmart U.S. and Asda, and has been a Senior Advisor for McKinsey & Company for the last four years. The filing sets his base salary at $1,000,000 and a current total target long-term equity value of $5 million.
Appointment made August 31, 2026; effective September 14, 2026.
Annual base salary of $1,000,000 and an incentive bonus target of 110% of base salary, pro-rated for 2026.
Equity package includes $1.25 million in restricted shares, $1.25 million in performance units under the 2026-2028 plan, and $1 million in restricted shares, all to be awarded in December 2026.
Prior experience at Walmart U.S. and Asda since 2004, including Executive Vice President of Central Operations and Realty.
VolitionRx entered a waiver and consent with its lender Lind Global Asset Management XII on September 2, 2026. Lind agreed that all at-the-market (ATM) stock sales, including amounts above the $10 million annual cap, count as permitted sales and waived related default and remedy rights tied to those sales. The waiver removes a potential default risk for the company while it sells shares under its ATM program, but it also means share sales above the prior cap can proceed without the lender's objection.
Lind consented to all ATM Agreement sales, including amounts above $10 million in a calendar year, as Permitted ATM Sales.
Lind waived remedies tied to ATM sales under the Purchase Agreement and both Notes, including rights to accelerate amounts due.
Conversion Price of the Notes and Exercise Price of the Warrants were adjusted for ATM sales through August 28, 2026; sales after that date are excluded from adjustment.
The Notes are $7.5 million (May 15, 2025) and $2.4 million (January 7, 2026); the warrants cover 651,042 and 350,018 shares.
J.Jill, Inc.'s Board of Directors declared a quarterly cash dividend of $0.09 per share on September 2, 2026. The dividend is payable October 7, 2026 to holders of record as of September 23, 2026, and the filing includes no earnings, sales or guidance figures.
Quarterly cash dividend of $0.09 per share declared September 2, 2026
Payable October 7, 2026
Record date for stockholders is September 23, 2026
Cal-Maine Foods entered a Second Amended and Restated Credit Agreement dated August 31, 2026, with BMO Bank N.A. as administrative agent, providing a senior unsecured revolving credit facility of up to $250 million. As of September 1, 2026, nothing had been borrowed under the facility and $5.9 million in standby letters of credit had been issued, and the facility matures August 31, 2031. The filing does not describe a new borrowing, but it sets the terms under which the company can borrow, including covenants that limit dividends and share repurchases.
Revolver of up to $250 million, with a $25 million sublimit for standby letters of credit and a $25 million sublimit for swingline loans
No amounts borrowed as of September 1, 2026; $5.9 million in standby letters of credit issued
Five-year term maturing August 31, 2031; amends and restates the credit agreement dated November 15, 2021
Covenants include a maximum Total Funded Debt to Capitalization Ratio of 50% tested quarterly and a minimum Tangible Net Worth of $1.5 billion plus 50% of consolidated net income (if positive) less permitted restricted payments
Inflection Point Acquisition Corp. VIII, a blank-check company (SPAC), closed its initial public offering of 28,750,000 units at $10.00 per unit on August 31, 2026, including the full exercise of the underwriters' over-allotment option, for gross proceeds of $287,500,000. Concurrently, the company sold 8,000,000 private placement warrants for $8,000,000, and $287,500,000 of the proceeds was placed in a trust account that generally cannot be released until a business combination is completed or shareholders redeem their shares.
IPO closed August 31, 2026: 28,750,000 units at $10.00 each, $287,500,000 gross proceeds
Private placement: 8,000,000 warrants at $1.00 each for $8,000,000, sold to the sponsor (5,000,000) and Cohen & Company Capital Markets (3,000,000)
Trust account holds $287,500,000, including up to $13,687,500 of the underwriters' deferred discount; annual withdrawals for working capital are limited to $1,000,000
Steven Tannenbaum, William J. Liquori and William Denkin appointed independent directors on August 27, 2026; units began trading as IPHXU on August 28, 2026
Hershey appointed Dave Hulays, currently Senior Vice President, Finance, as Senior Vice President and Chief Financial Officer, effective September 2, 2026, replacing Steven Voskuil, who will stay on as Senior Vice President, Strategic Projects until he retires in the first quarter of 2027. The filing describes a change in the company's principal financial officer and sets out Hulays's compensation, but it does not report any financial results.
Hulays has been with Hershey since March 2012 and served as Senior Vice President, Finance since May 2025.
Hulays's offer letter provides a base salary of $725,000 and a target long-term incentive of $2 million.
Hulays's target 2026 annual incentive is 85% of base salary until his appointment date and 100% thereafter.
Voskuil remains with the company as Senior Vice President, Strategic Projects until his retirement in the first quarter of 2027.
Murphy USA appointed Anish K. Shah as Vice President & Controller effective September 1, 2026, and he will also serve as principal accounting officer. Donald R. Smith, Jr., the Chief Financial Officer and Treasurer, stops serving as principal accounting officer on the same date.
Anish K. Shah, age 53, was appointed by the Board on August 31, 2026, effective September 1, 2026.
Shah's offer letter sets an annual base salary of $360,000, a 50% target cash bonus and an 80% target long-term equity award, as a percentage of base salary.
Shah will receive a one-time $25,000 cash sign-on bonus and is eligible for a relocation benefit under Company policy.
Shah previously was an Assurance Partner at PricewaterhouseCoopers LLP and retired from PwC in 2026.
Southern Cross Acquisition II Corp., a blank check company, closed its initial public offering on August 27, 2026, selling 7,652,630 units at $10.00 each. The company placed $76,717,616 in a trust account for public shareholders, and its auditor flagged substantial doubt about its ability to continue as a going concern, tied to a 12-month deadline to complete a business combination. The filing states that no target business has been selected.
IPO of 7,652,630 units at $10.00 per unit, generating gross proceeds of $76,526,300, including a partial over-allotment exercise of 152,630 units
Private sale of 224,932 units at $10.00 per unit, generating $2,249,320, to the sponsor and D. Boral Capital LLC
$76,717,616 placed in trust account with Equiniti Trust Company, LLC as trustee
Auditor TAAD, LLP included a going concern paragraph; the company must complete a business combination within 12 months of the IPO closing
Microsoft said on September 2, 2026 that it will replace its three reporting segments with two, Agents and Infra and Devices and Consumer, beginning in fiscal 2027. The filing restates prior-period results to the new structure and says the total company FY27 Q1 revenue outlook is unchanged, with the segment split adjusted mechanically.
Three segments (Productivity and Business Processes, Intelligent Cloud, More Personal Computing) become two: Agents and Infra, and Devices and Consumer, starting in FY27.
Restated FY26 revenue: Agents and Infra $268.1 billion and Devices and Consumer $63.7 billion, totaling $331.8 billion.
Adjusted FY27 Q1 outlook: Agents and Infra revenue of $75.15 to $75.75 billion and Devices and Consumer revenue of $14.7 to $15.2 billion; total company outlook shown as no change.
Azure, Microsoft 365 commercial cloud and LinkedIn metrics are redefined, with some revenue moved between product lines.
Cypherpunk Technologies received a Nasdaq letter on September 2, 2026 confirming it has regained compliance with the minimum bid price requirement, closing the matter. The company had received a notice on July 20, 2026 after its stock closed below $1.00 for 30 consecutive business days.
Nasdaq notice dated July 20, 2026 cited a closing bid price below $1.00 per share for 30 consecutive business days.
On September 2, 2026, Nasdaq notified the company it regained compliance with Listing Rule 5550(a)(2).
Nasdaq has closed the matter, so the listing deficiency is resolved.
Lowe's appointed five executive officers, effective September 1, 2026, including a new chief information and AI officer and chief marketing officer. The company says the roles are meant to connect its Pro, digital, loyalty, fulfillment and Home Services capabilities and to speed up growth work. The filing gives no financial figures or compensation terms for the appointments.
Five executive vice president appointments were made on August 28, 2026, effective September 1, 2026.
Appointees include Joseph M. McFarland III (Pro and Home Services), Quonta D. Vance (Stores) and Seemantini Godbole (Chief Information and AI Officer).
Adam D. Filipponi takes the role of Strategy and Business Development, and Jennifer E. Wilson becomes Chief Marketing Officer.
The filing does not disclose compensation terms or any departing officers.
EGH Acquisition Corp. and Hecate Energy said the lender litigation naming EGH as a defendant has been resolved, after the parties signed a mutual release and settlement agreement on August 27, 2026. The companies said the business combination remains on track and now expects it to close in the first quarter of 2027, and that Hecate is in discussions with potential interim investors for additional capital.
EGH was added as a defendant in a declaratory judgment claim on March 5, 2026, in a Delaware Court of Chancery suit brought by NEC Fund VI HE Lender entities.
The parties entered a mutual release and settlement agreement on August 27, 2026, and intend to file a motion to dismiss the suit.
The business combination values Hecate at a pre-money enterprise value of approximately $1.2 billion and is expected to close in early Q1 2027, subject to EGH shareholder approval.
Hecate is in discussions with potential interim investors regarding additional capital.
EVI Industries completed its acquisition of Sudsies on September 1, 2026, and formed a consumer garment care services division. Amendments dated August 31, 2026 changed the purchase prices for two related agreements to all cash, so no Common Stock will be issued for them. Management expects the transaction to be accretive to earnings for the fiscal year ending June 30, 2027.
Closings of the asset purchases occurred on September 1, 2026; the company announced them on September 2, 2026.
Purchase price under the Transaction C agreement changed from $800,000 cash plus $100,000 in Common Stock to $900,000 all cash.
Purchase price under the Transaction D goodwill agreement changed from $6,624,778 cash plus $500,000 in Common Stock to $7,124,778 all cash.
After closing, the company paid about $1.9 million to vehicle lessors and reimbursed Jason Loeb $860,000 for cash bonuses paid to Sudsies employees.
AIG said Executive Chair Peter Zaffino will leave his Executive Chair role and the Board effective September 15, 2026, and become a Senior Advisor to CEO Eric Andersen. Lead Independent Director John Rice will become Board Chair on the same date. The company said the move is not due to any disagreement with management, the Board, or on its operations, policies or practices, and that Zaffino's pay is unchanged under an amended employment agreement.
Peter Zaffino steps down as Executive Chair and Board member effective September 15, 2026, and becomes Senior Advisor to the CEO.
John Rice, Lead Independent Director since January 2023 and a Board member since March 2022, becomes Board Chair effective September 15, 2026.
An amendment to Zaffino's employment agreement, dated September 1, 2026, confirms no change to his compensation under the agreement.
The full amendment will be filed as an exhibit to the Form 10-Q for the quarter ended September 30, 2026.
Cogent Biosciences entered into a Commercial Supply Agreement dated September 1, 2026 with Hovione FarmaCiencia S.A. to manufacture bezuclastinib spray-dried dispersion and tablets. The agreement sets a five-year initial term with automatic two-year renewals, giving the company a defined manufacturing relationship for its product.
Agreement dated September 1, 2026 with Hovione FarmaCiencia S.A. for bezuclastinib spray-dried dispersion and tablets
Initial term of five years, followed by automatic two-year renewals
Company buys minimum percentages of its requirements from Hovione, with percentages decreasing over the term
Full agreement to be filed as an exhibit to the 10-Q for the quarter ending September 30, 2026, with some information omitted
On September 1, 2026, Coinbase Global increased its board from nine to ten directors and appointed Anthony Armstrong, effective immediately, to serve on the Audit and Compliance Committee. The filing describes routine director terms and compensation under the existing non-employee director program, with no financial results or guidance included.
Board size increased from nine to ten directors on September 1, 2026, and Anthony Armstrong appointed effective immediately
Armstrong will serve on the Audit and Compliance Committee until the 2027 annual meeting or until a successor is elected
Compensation follows the non-employee director program; Coinbase also entered its standard indemnification agreement with him
Vail Resorts board member Sue Decker told the board she will not seek reelection when her term ends at the 2026 Annual Meeting of Stockholders, after eleven years of service. The company said her decision was not due to any disagreement with the company, and the board will shrink to nine members at that meeting, with a search for a new independent director underway.
Sue Decker informed the board on September 2, 2026 that she will not stand for reelection
Her term ends at the 2026 Annual Meeting of Stockholders; she will serve on the Compensation Committee until then or until the board decides otherwise
Board size will fall to nine members effective at the 2026 Annual Meeting, with a new independent director expected in early 2027 to return it to ten
Linkhome Holdings announced the formation of wholly owned subsidiary Linkhome Technologies Inc. and a preliminary evaluation of a European AI computing project that could involve up to 144 NVIDIA GB300 GPUs. The board has not approved the project or any capital commitment, and no binding agreements or financing have been secured, so the filing reports no revenue, investment amount or timeline.
Subsidiary Linkhome Technologies Inc. formed; the filing says it has not commenced operations and has no revenue.
Proposed European project could involve up to 144 NVIDIA GB300 GPUs; the board has not approved the project or any related capital commitment.
No binding agreements for equipment, hosting, financing or customer capacity have been entered into, and the final investment decision has not been made.
Press release dated September 2, 2026, filed as Exhibit 99.1.
Viking Acquisition Corp. I shareholders approved the Business Combination Proposal at a September 2, 2026 extraordinary general meeting, with 20,358,376 votes for and 1,173,543 against. As of September 2, 2026, 22,171,711 Viking Class A ordinary shares had submitted preliminary redemption requests, and the filing states the closing may not occur, so the final redemption amounts and post-closing float cannot yet be determined.
Business Combination Proposal approved: 20,358,376 for, 1,173,543 against, 749,000 abstentions
As of September 2, 2026, 22,171,711 Viking Class A ordinary shares had requested redemption from the trust account
Closing remains subject to closing conditions, including NYSE listing approval, and may not occur
Viking intends to disclose final redemption results promptly after the closing
Parabilis Medicines said its Chief Medical Officer, Fawzi Benzaghou, M.D., and the company mutually agreed on August 28, 2026 that he will transition out of the company effective September 30, 2026. He will receive severance benefits under his existing employment agreement, and the filing does not name a successor.
Departing officer: Fawzi Benzaghou, M.D., Chief Medical Officer
Agreement date: August 28, 2026; departure effective September 30, 2026
Severance benefits will be paid under the terms of his employment agreement; no amounts are disclosed in the filing
NXP B.V., a wholly owned subsidiary of NXP Semiconductors, signed a $250.0 million unsecured senior loan facility with the European Investment Bank on September 1, 2026. Proceeds are expected to fund an expansion of an existing back-end semiconductor assembly and test facility in Kuala Lumpur, Malaysia, and the loan is guaranteed by the parent company and two indirect subsidiaries.
Facility size: $250.0 million unsecured senior loan from European Investment Bank, signed September 1, 2026
Use of proceeds: expansion of an existing assembly and test facility in Kuala Lumpur, Malaysia
Borrowings may be in U.S. dollars or euros, at fixed or floating rates, with a maximum tenor of six years
A potential second facility agreement may be entered into in due course
Fuel Tech's Chairman of the Board, Vincent J. Arnone, will resign the chairmanship effective September 15, 2026, and remain a board member. The board elected independent director Sharon L. Jones to succeed him as Chairman, effective September 16, 2026. The filing says the change is not due to any disagreement with the company, management, or the board on operations, policies, or practices.
Vincent J. Arnone gave notice on August 27, 2026, and will resign as Chairman effective September 15, 2026.
Arnone will continue to serve as a member of the Board of Directors.
The board elected Sharon L. Jones, an existing independent director, as Chairman on August 27, 2026, effective September 16, 2026.
The filing states no disagreement with the company, management, or board led to the change.
Nerdy Inc. said the New York Stock Exchange notified it on September 1, 2026 that it has regained compliance with the NYSE minimum share price rule. The compliance was based on an average closing share price above the $1.00 minimum for the 30 trading days ended August 31, 2026. The company's Class A Common Stock will continue to trade on the NYSE, subject to other continued listing standards.
NYSE notice received September 1, 2026 under Section 802.01C
Compliance based on 30-trading-day average closing price ended August 31, 2026, above the $1.00 minimum
Class A Common Stock will continue to be listed and trade on the NYSE
Shuttle Pharmaceuticals Holdings moved its special meeting of stockholders from September 3, 2026 to September 9, 2026, at 11:00 a.m. Eastern Time. The company said it needs more time to solicit proxies and give stockholders time to consider the proposals, including an amendment to the terms of the Milestone Events described in its September 1, 2026 8-K.
Special meeting moved from Thursday, September 3, 2026 to Wednesday, September 9, 2026, both at 11:00 a.m. Eastern Time
Proxy votes must be received by 11:59 p.m. Eastern Time on September 8, 2026 to be counted
Valid prior proxies remain valid for the reconvened meeting unless changed or revoked
Proposals to be voted on are described in the August 13, 2026 definitive proxy statement, as supplemented
Cloudastructure's board approved a one-time repricing of certain out-of-the-money stock options on August 27, 2026, after stockholders authorized it at the July 15, 2026 annual meeting. The exercise price of each eligible option was reduced to $4.97, the Nasdaq closing price on August 26, 2026, while vesting schedules and expiration dates were left unchanged. The filing shows the change affects options held by the CEO, CFO and CTO.
Board approved the one-time option repricing on August 27, 2026, following stockholder approval at the July 15, 2026 annual meeting.
Exercise price reduced to $4.97 per share; about 340,513 shares are subject to repriced eligible options.
Named executive officers James McCormick (CEO), Greg Smitherman (CFO) and Gregory Rayzman (CTO) hold repriced options; other terms are unchanged.
At its August 27, 2026 annual meeting, Riverview Bancorp stockholders elected Bess R. Wills and Larry A. Hoff to three-year terms and Jon L. Girod and Kourosh N. Zamanizadeh to one-year terms, and approved the advisory executive compensation proposal and the 2026 stock purchase plan. The board also reduced its size from ten to nine members after Director Carlson retired.
Quorum present: 13,933,637 of 20,160,613 outstanding shares voted at the August 27, 2026 meeting.
Advisory executive compensation vote: 8,512,601 for (61.10% of shares present), 4,800,546 against (34.45%).
2026 stock purchase plan approved with 13,721,326 votes for (98.49% of shares present).
Board reduced from ten to nine members, effective with the retirement of Director Carlson.
Director James G. Pratt retired from Heartland Express's Board effective immediately on September 1, 2026, and the filing states the decision was not due to any disagreement with management, the Board, or the company's operations, policies, or practices. The board also reassigned committee roles, with Brenda S. Neville taking Pratt's seat on the Audit and Risk Committee and Amanda M. Hupfeld becoming committee chairperson.
James G. Pratt retired from the Board effective September 1, 2026, after about 20 years of service
No disagreement with management, the Board, or company operations, policies, or practices was cited
Brenda S. Neville replaced Pratt on the Audit and Risk Committee effective September 1, 2026
Amanda M. Hupfeld became Chairperson of the Audit and Risk Committee
Presidio Property Trust began an exchange offer for all outstanding shares of its 9.375% Series D Cumulative Redeemable Perpetual Preferred Stock, with each tendered share receiving 5.5 shares of Series A Common Stock. The offer expires October 2, 2026, unless extended or terminated, and the filing says the Board approved it but makes no recommendation to holders on whether to participate. Shareholders should note that the exchange would change the company's capital structure by converting preferred holdings into common shares.
As of September 2, 2026, 973,736 shares of Series D Preferred Stock were outstanding.
Each validly tendered Series D share receives 5.5 shares of Common Stock.
The offer expires at 11:59 p.m. New York City time on October 2, 2026, unless extended or terminated early.
Certain directors and executive officers have indicated they intend to tender their shares, on the same terms as other holders; the offer is not contingent on a minimum tender.
Associated Banc-Corp said its general counsel and corporate secretary, Randall J. Erickson, will retire effective October 13, 2026, after more than 14 years in the role. Angela M.W. Kelley, 45, will succeed him in the position on the same date, reporting directly to CEO Andy Harmening. The filing describes a planned succession with a transition period through the end of 2026.
Randall J. Erickson, 67, retires as executive vice president, general counsel and corporate secretary effective October 13, 2026, and stays in an advisory role through the end of 2026.
Angela M.W. Kelley, 45, becomes executive vice president, general counsel and corporate secretary on October 13, 2026, based in Milwaukee.
Kelley previously was CEO of Diversity Lab/Talent Multipliers since 2025 and general counsel at PacWest Bancorp (2021 to 2023) and NBT Bancorp (2019 to 2021).
ExlService Holdings said its president and head of Insurance, Healthcare and Life Sciences, Vivek Jetley, will resign effective October 26, 2026 to become chief executive of Hexaware Technologies Limited. The filing says the departure was not due to any disagreement with the company, and his duties will be taken over by other members of management.
Vivek Jetley notified the company on August 31, 2026 of his resignation, effective October 26, 2026.
He will remain in his current role and help with an orderly transition until his departure.
Chairman and CEO Rohit Kapoor thanked Jetley and said the company has a deep bench of talent.
The filing states the resignation did not result from any disagreement with the company, its board or management.
Citizens Community Bancorp's Board approved a new share repurchase authorization of up to 482,500 shares of common stock, running through September 1, 2027. The new program replaces a July 2025 authorization that expired July 23, 2026, with 112,867 shares still unused at expiration. The company is not obligated to buy any shares, and timing and amount will depend on price and market conditions.
New authorization covers up to 482,500 shares through September 1, 2027.
Prior July 2025 authorization of up to 499,000 shares expired July 23, 2026, with 112,867 shares remaining.
Repurchases may be made on the open market under Rule 10b-18, including through Rule 10b5-1 trading plans, and the Board may amend or end the program at any time.
Definitive Healthcare said its special committee received a non-binding proposal dated September 1, 2026 from Advent International to acquire all shares not already owned by Advent or founder Jason Krantz for $1.02 per share in cash. The committee has not made a decision and there is no assurance a transaction will occur, so shareholders should note the proposal is preliminary.
Proposed all-cash price of $1.02 per Class A common share and an equivalent amount per Definitive OpCo Unit
Proposal is non-binding and dated September 1, 2026; announced September 2, 2026
Special Committee, advised by Rothschild & Co and Skadden, will review the proposal; no shareholder action is required now
Allogene Therapeutics disclosed that Chief Financial Officer Geoffrey Parker gave notice on August 31, 2026 that he will retire from the company in all capacities, effective November 6, 2026. The filing does not name a successor or describe the reasons for the departure.
Geoffrey Parker, Executive Vice President and Chief Financial Officer and principal financial officer, provided notice of retirement on August 31, 2026
Retirement is effective November 6, 2026
The filing does not name a successor or interim financial officer
ROC completed its acquisition of 100% of the equity interests in Zuccaro Technical Consulting LLC (ZTC) on August 31, 2026, and ZTC is now a wholly owned subsidiary. The company says the deal adds digital forensics engineering, established federal customer relationships, and incremental revenue to its ROC Evidence product line, but the filing does not disclose the purchase price or ZTC's financial results.
Acquisition of 100% of ZTC equity completed August 31, 2026, under a purchase agreement dated June 23, 2026
ROC announced the completion in a press release dated September 1, 2026 (Exhibit 99.1)
Tony Zuccaro, ZTC founder, becomes ROC's Chief Innovation Officer
Filing does not state the purchase price; ROC says historical and pro forma financial information will be made available under SEC rules
Liberty Live Holdings said on September 2, 2026 that Philip J. Boeckman will become Chief Legal Officer effective October 1, 2026, overseeing the company's legal functions. Renee L. Wilm will transition to Senior Advisor on the same date to provide strategic guidance and support key initiatives. The filing does not disclose compensation terms or reasons for the changes.
Philip J. Boeckman becomes Chief Legal Officer effective October 1, 2026.
Boeckman was a Partner at Cravath, Swaine & Moore LLP from 1999 to 2026, and served as Managing Partner of its London office.
Renee L. Wilm transitions to Senior Advisor to the company effective October 1, 2026.
MediciNova notified Yorkville on August 31, 2026 that it is terminating the Standby Equity Purchase Agreement dated July 30, 2025, with termination effective September 8, 2026. Under the agreement, the company could have sold up to $30.0 million of its common stock, but it sold only 175,000 shares for $0.2 million, and no borrowings or fees are outstanding.
Standby Equity Purchase Agreement with Yorkville dated July 30, 2025; termination notice delivered August 31, 2026, effective September 8, 2026
Agreement allowed sales of up to $30.0 million of common stock; company sold 175,000 shares at $1.39 to $1.40 per share for $0.2 million
No outstanding borrowings, advance notices or shares to be issued, and no termination fees owed by either party
1stDibs furnished an investor presentation dated September 2, 2026 under Regulation FD, posted on its investor relations website for use in management meetings with investors and analysts. The presentation reviews 2026 roadmap initiatives in search, personalization, Tastemakers social content, customer service and shipping. The filing reports no new earnings, revenue or guidance figures, so shareholders receive management's stated targets and early metrics rather than financial results.
Presentation states that buyers who search convert at nearly 4x the rate of buyers who do not search.
Company targets reducing shipping quotes by up to 30% and on-time shipping above 85%.
AI customer service resolution rate for inbound chat rose from 14% to 25% between June launch and late August, per the presentation.
Presentation cites 26% of orders still lacking delivery data, which drives a Q3 tracking mandate.
Vertiv agreed to acquire Utility Innovation Holdings, which operates as UtilityInnovation Group (UIG), a microgrid and power architecture provider for data centers, for about $1.45 billion in upfront cash plus up to $1.15 billion in additional cash tied to EBITDA targets. The company expects to fund the deal from existing resources and to close in the fourth quarter of 2026, subject to regulatory approval, and expects the deal to be accretive to adjusted earnings per share in the first year after completion.
Upfront cash of about $1.45 billion at closing, subject to customary adjustments for working capital, indebtedness and transaction expenses
Up to $1.15 billion in additional cash, payable in two tranches if EBITDA targets over 12- and 24-month periods are met
Purchase price represents about 13x expected UIG 2027 EBITDA; Vertiv expects accretion to adjusted EPS in the first year
Expected to close in the fourth quarter of 2026 after the Hart-Scott-Rodino waiting period and other customary conditions
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Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.