2,354 material Form 8-K filings that 2,004 companies we cover made with the SEC in November 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). 1,081 of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
Tevogen amended its loan agreement with The Patel Family, LLP, extending the borrowing window to May 31, 2029 and fixing a $7.40 per-share price for share-based repayments. On November 2, 2026, the company repaid the entire $7.4 million principal balance and $177,880 of accrued interest by issuing 1,000,000 principal shares and 23,733 interest shares, eliminating all loan liabilities. The filing also grants CEO Ryan Saadi a 50,000,000-share restricted award that vests only if Tevogen reaches $1.0 billion in aggregate revenue by December 31, 2031.
Loan amended October 27, 2026; borrowing window extended from May 31, 2027 to May 31, 2029; up to $28.6 million remaining available
November 2, 2026: $7.4 million principal and $177,880 interest repaid in 1,000,000 principal shares and 23,733 interest shares
CEO Ryan Saadi granted 50,000,000 restricted shares, vesting only if $1.0 billion aggregate revenue is certified by December 31, 2031
Filing states Saadi held approximately 90.9% of voting power after the grant and repayment
Mid-America Apartment Communities' operating partnership priced a $350 million offering of 5.350% senior unsecured notes due December 15, 2031, at 99.584% of principal. Net proceeds are intended to repay amounts under its revolving credit facility and commercial paper program and for general corporate purposes, with closing expected November 12, 2026. The filing reports no earnings or guidance changes.
Offering size: $350,000,000 aggregate principal amount of 5.350% senior unsecured notes due December 15, 2031
Issue price: 99.584% of principal amount
Expected closing: November 12, 2026, subject to customary closing conditions
Use of proceeds: repay revolving credit facility and commercial paper borrowings, plus general corporate purposes
Science Applications International Corp. priced a private offering of $500 million in 6.75% senior notes due 2034, upsized from the $400 million it first announced, at 100% of principal. The company plans to use the net proceeds to redeem all of its outstanding 4.875% Senior Notes due 2028, which refinances existing debt and does not change the company's reported results. The offering is expected to close on or about November 13, 2026, subject to customary closing conditions.
Priced $500 million of 6.75% senior notes due 2034 at 100% of principal, up from the $400 million announced at launch
Net proceeds to redeem all outstanding 4.875% Senior Notes due 2028, with any remainder for general corporate purposes
Redemption of the 2028 Notes is conditioned on closing of the offering
HCA Healthcare's wholly owned subsidiary, HCA Inc., proposed a public offering of senior unsecured notes on November 2, 2026, with terms to depend on market conditions. The subsidiary also gave notice it will redeem all $1.200 billion of its 4.500% senior notes due February 2027 on December 2, 2026, conditioned on receiving offering proceeds, which may also repay commercial paper and credit facility borrowings.
Proposed offering of senior unsecured notes by HCA Inc.; maturity, interest rate and principal amount not yet set
Notice given November 2, 2026 to redeem all $1.200 billion of 4.500% senior notes due February 2027 on December 2, 2026
Net proceeds may be used for general corporate purposes, including the redemption, repaying up to $8.000 billion commercial paper program borrowings, and repaying senior unsecured credit facility borrowings
Blackstone's subsidiary Blackstone Reg Finance Co. L.L.C. completed a $1.1 billion offering of senior notes, with $600 million of 5.650% notes due 2031 and $500 million of 5.900% notes due 2033. The notes are fully guaranteed by Blackstone Inc. and several of its subsidiaries, so they add to the group's debt obligations, and the company says the proceeds will fund general corporate purposes.
$600 million of 5.650% senior notes mature November 3, 2031
$500 million of 5.900% senior notes mature November 3, 2033
Interest is payable semiannually on May 3 and November 3, starting May 3, 2027
Blackstone intends to use the proceeds for general corporate purposes
On October 27, 2026, Inuvo exchanged $1.2 million of principal on its Secured Promissory Note B for a Secured Promissory Note A-2 with a principal amount of $1,308,000, held by Streeterville Capital, LLC. The new note carries 9.00% interest, is due June 29, 2028, and lets the lender demand cash redemptions from March 2027 and, from December 29, 2026, when the share price is at least 10% above the NYSE Minimum Price. Trigger events can increase the balance and lead to default with a rate of up to 15%, which adds cost and repayment pressure for shareholders.
A-2 note principal of $1,308,000, due June 29, 2028, at 9.00% annual interest
Lender may redeem up to $750,000 per calendar month starting March 29, 2027
Limited Redemptions up to 8% of cumulative daily dollar trading volume may begin December 29, 2026, if shares trade at least 10% above the NYSE Minimum Price
Major and minor trigger events can raise the balance by 10% and 5%; uncured events can become defaults with a rate of up to 15%
Aspen Neuroscience, Inc. completed its initial public offering on November 2, 2026, selling 9,375,000 shares of common stock at $15.00 per share. The company said gross proceeds were approximately $140.6 million, before underwriting discounts, commissions and offering expenses. Its amended and restated certificate of incorporation and bylaws also took effect on the same date.
IPO of 9,375,000 common shares at $15.00 per share, completed November 2, 2026
Gross proceeds of approximately $140.6 million, before underwriting discounts and offering expenses
Amended and restated certificate of incorporation and bylaws became effective at closing
Registration Statement on Form S-1 was filed October 9, 2026; final prospectus filed October 30, 2026
On November 2, 2026, Procter & Gamble closed an underwritten public offering of $352,231,000 in aggregate principal amount of Floating Rate Notes due November 2, 2076, sold under its existing Form S-3 registration statement. The filing is administrative, attaching legal opinions for the notes and no new financial results or guidance.
Offering closed November 2, 2026: $352,231,000 aggregate principal amount of Floating Rate Notes
Notes mature November 2, 2076, under Registration No. 333-299472
Filing attaches legal opinions (Exhibits 5(a) and 5(b)) and consents; no earnings or guidance included
AVITA Medical disclosed that Perceptive Credit Holdings V exercised a warrant on October 26, 2026 through a cashless exercise, with the company withholding 112,284 shares to cover the exercise price and issuing 387,716 shares on October 28, 2026. The warrant was tied to a January 13, 2026 credit agreement and covered up to 500,000 shares, so the issuance adds new common shares outstanding for existing holders.
Perceptive exercised the warrant on October 26, 2026 via a cashless exercise.
The company withheld 112,284 shares to cover the exercise price.
The company issued 387,716 shares to Perceptive on October 28, 2026, out of a warrant for up to 500,000 shares.
The filing was lodged on the Australian Securities Exchange on November 2, 2026.
UGI Corporation entered into a Second Amendment to its Credit Agreement on October 28, 2026, raising its revolving commitments from $475 million to $700 million and extending maturities to March 31, 2030. The amendment also adds a new $300 million senior secured revolving loan facility, which can be used to fund cash consideration due on a conversion of the 2028 Notes.
Existing revolving commitments increased from $475 million to $700 million
Revolving and term loan maturities extended to March 31, 2030, with a springing maturity 91 days before the 2028 Notes mature if more than $210 million of those notes remain outstanding
New $300 million senior secured revolving loan facility, with a June 30, 2027 maturity subject to a one-time one-year extension
Loans are secured by a pledge of equity in Material Subsidiaries, excluding UGI Utilities, Inc. and Mountaintop Energy Holdings LLC
KeyCorp issued $1,000,000,000 of 5.889% Fixed-to-Floating Rate Senior Medium Term Notes, Series U, due November 2, 2032, on November 2, 2026, under a registration statement on Form S-3. The filing is a routine debt issuance and includes a legal opinion from Squire Patton Boggs (US) LLP on the validity of the notes.
Principal amount: $1,000,000,000 in senior medium term notes, Series U
Interest: 5.889% fixed-to-floating rate; maturity date November 2, 2032
Issued under Form S-3 registration statement (File No. 333-296536)
Legal opinion from Squire Patton Boggs (US) LLP filed as Exhibit 5.1
FTAI Aviation's subsidiary priced a $1.0 billion private offering of 7.125% senior notes due 2034. Proceeds are planned to repay the revolving credit facility used to fund the company's accelerated share repurchase program and to redeem $500.0 million of 5.50% senior notes due 2028.
Notes: $1.0 billion aggregate principal, 7.125% per annum, issued at 100% of principal, due 2034
Use of proceeds: repay all revolving credit facility amounts, redeem $500.0 million of 2028 Notes, pay fees and expenses
Notes are senior unsecured and guaranteed by FTAI Aviation and eligible subsidiaries; offered only to qualified institutional and non-U.S. buyers
Workhorse Group entered into Amendment No. 4 to its Cash Flow Credit Agreement and Amendment No. 3 to its Customer Order Credit Agreement, both with lender Motive GM Holdings II LLC, dated October 27, 2026. The amendments raise the Customer Order commitment from $20 million to $30 million and defer interest payments on the additional $10 million loans until after March 31, 2027, which adds to the company's borrowing from its lender.
Customer Order Credit Agreement commitment increases from $20,000,000 to $30,000,000.
Interest on the additional $10,000,000 loan is deferred until the first Interest Payment Date after March 31, 2027.
Cash Flow Credit Agreement interest on additional $10,000,000 loans from three earlier amendments is also deferred to after March 31, 2027.
Amendments were dated October 27, 2026, and the filing was signed November 2, 2026 by CFO Jody Davis.
On October 27, 2026, a Diversified Energy subsidiary signed an amendment to its revolving credit agreement. The amendment raises the borrowing base from $900 million to $1 billion and the aggregate maximum credit amounts from $1.5 billion to $2.5 billion, while cutting interest margins by 25 basis points. It also sets an earlier maturity date if the Nordic bonds remain outstanding, which would move the facility's maturity to January 8, 2029.
Borrowing base rises from $900 million to $1 billion; aggregate maximum credit amounts rise from $1.5 billion to $2.5 billion.
Truist Bank replaces KeyBank National Association as administrative agent; KeyBank is no longer a lender.
Interest margins are reduced by 25 basis points; maturity moves to October 27, 2030, or earlier, to January 8, 2029, if the 9.75% Nordic bonds due April 9, 2029 remain outstanding.
On October 26, 2026, ABS IX redeemed its $62 million in asset-backed notes using borrowings under the credit agreement.
Southwest Airlines completed a public offering of $1.25 billion in senior debt notes on November 2, 2026. The notes are split into $600 million of 5.750% notes due 2029 and $650 million of 6.000% notes due 2031, adding new borrowing obligations to the company's balance sheet.
Total offering of $1,250,000,000 in debt securities completed November 2, 2026
$600 million of 5.750% Notes due 2029 and $650 million of 6.000% Notes due 2031
Notes issued under a February 6, 2024 indenture with U.S. Bank Trust Company, National Association, as trustee
Underwriters named in the filing include Barclays Capital Inc., BNP Paribas Securities Corp., Standard Chartered Bank, U.S. Bancorp Investments, Inc., and Wells Fargo Securities, LLC
Avis Budget Car Rental, LLC and Avis Budget Finance, Inc., wholly-owned subsidiaries of Avis Budget Group, Inc., sent notice on November 2, 2026 that they will redeem all $350 million of their outstanding 5.750% Senior Notes due July 2027. The notes will be repaid in full on December 30, 2026 at 100% of principal plus accrued and unpaid interest. The filing is a debt repayment notice that does not report any change to earnings or guidance.
Redemption of all $350 million aggregate principal of 5.750% Senior Notes due July 2027
Redemption price is 100% of principal amount, plus accrued and unpaid interest to the Redemption Date
WhiteHawk Minerals Corp. disclosed a Third Amendment to its Amended and Restated Credit Agreement, signed October 27, 2026, with Capital One, National Association, as administrative agent. The amendment removes a reference to Series D Preferred Stock and expressly permits the Series E and Series F Preferred Stock, with the Series F issuance conditioned on the first $50.0 million of net proceeds redeeming the Series E Preferred Stock in full.
Third Amendment dated October 27, 2026 amends the credit agreement dated May 25, 2026
Series F Preferred Stock issuance is conditioned on the first $50.0 million of net cash proceeds redeeming Series E Preferred Stock in full
Series D Preferred Stock reference removed from the credit agreement
AquaBounty Technologies issued a promissory note on October 29, 2026, under which its lender, Commas International LLC, an affiliate of Univest Securities, may advance up to $1,000,000; the company has received $500,000 so far. The note is unsecured, carries 9% interest on the initial advance, and the initial advance is due October 29, 2028, which adds a debt obligation for shareholders to weigh alongside the company's short-term liquidity needs.
Up to $1,000,000 in advances under the Note; $500,000 received as of the report date
Initial advance bears 9% annual interest and is due October 29, 2028
Note is unsecured, not convertible into equity, and has no financial covenants
Univest Securities, which owns about 10.7% of common stock, previously acted as placement agent for the company's financings
PMGC Holdings entered an October 30, 2026 subscription agreement to buy US$1,845,000 of secured debentures from Nuclea Energy Canada, which will fund Nuclea's acquisition of Moltex Energy assets. The debentures are non-interest-bearing, with a US$45,000 finance fee withheld as an original issue discount, and the deal is a related party transaction tied to PMGC's managing role in a SPAC sponsor. The subscription is conditional and closing is expected by November 30, 2026, so the deal's outcome remains uncertain.
Subscription for US$1,845,000 of debentures, part of an offering of up to US$9,000,000
Finance fee of US$45,000 withheld at closing; debentures bear no interest
Debentures mature at the earliest of three months from issuance or five business days after termination of the business combination agreement, among other events
Closing expected on or before November 30, 2026; proceeds held in escrow by OceanFirst Bank N.A.
On October 29, 2026, Roanoke Gas Company, the utility subsidiary of RGC Resources, amended its revolving promissory note and loan agreement with Pinnacle Bank, extending the note's maturity to March 31, 2029. The amendment also changed the maximum tiered borrowing limits, which start at $50 million through September 30, 2027. All other terms, and the existing guaranty by RGC Resources, remain in effect.
Revolving note maturity extended to March 31, 2029
Borrowing limit of $50 million from October 29, 2026 through September 30, 2027, then $30 million from October 1, 2027 through March 31, 2028
Limit of $20 million from April 1, 2028 through September 30, 2028, then $30 million from October 1, 2028 through March 31, 2029
Guaranty by RGC Resources and other terms carried over unchanged; the loan has been amended several times since March 24, 2023
On November 2, 2026, The Sherwin-Williams Company entered into Amendment No. 2 to its existing credit agreement with Citicorp USA, Inc. and participating lenders. The agreement provides $75,000,000 of additional commitments for borrowing and letters of credit, maturing on December 20, 2031.
Entered Amendment No. 2 on November 2, 2026.
Provides $75,000,000 of additional borrowing and letter of credit commitments.
On October 30, 2026, ABVC BioPharma sold senior convertible notes with $4,106,060 in principal for a purchase price of $3,387,500, maturing June 30, 2027. The company also agreed on October 26 to pay Lind $625,000 to settle a New York lawsuit and retire its earlier Lind notes, while Lind's warrant rises by 20%. Because the notes convert into common stock at a discount, shareholders may face dilution.
Notes: $4,106,060 principal, $3,387,500 purchase price, 17.5% original issue discount, maturity June 30, 2027
Conversion at 85% of the average of three VWAPs, with a $0.2 floor price; issuance capped at 19.99% of shares outstanding unless shareholders approve by June 30, 2027
Dover Corporation completed a public offering of €800 million in 4.350% senior unsecured notes due 2030 on November 2, 2026, registered under its existing automatic shelf registration. The filing describes a debt financing, and it does not state how the proceeds will be used.
Principal amount: €800 million of 4.350% Notes due November 2, 2030
Interest is payable annually on November 2, beginning November 2, 2027
The notes are senior unsecured obligations, ranking on parity with Dover's other senior unsecured debt
Pricing agreement and underwriting agreement are dated October 26, 2026, with a group of banks named as underwriters
Black Spade Acquisition III Co issued an unsecured promissory note of up to $200,000 to its sponsor, Black Spade Sponsor LLC III, on October 30, 2026. The proceeds will fund costs related to the company's proposed business combination, and the note carries no interest and is due by March 31, 2027 or on closing of the business combination, whichever is earlier.
Note amount: up to $200,000, issued October 30, 2026 to Black Spade Sponsor LLC III
Proceeds to cover costs and expenses related to the proposed business combination, drawn down over time
No interest; payable on the earlier of March 31, 2027 or completion of the business combination
Failure to pay principal within five business days of maturity, or a bankruptcy action, is an event of default allowing acceleration
Innventure's board formed a Strategic Review Committee of disinterested directors to evaluate capital strategies, working with independent financial advisors. The company said it has near-term parent-company liquidity needs, set up an at-the-market equity offering program on October 6, 2026, and plans to limit funding for AeroFlexx and Refinity, which could affect shareholder value and dilution.
The committee has no set timetable and no decisions have been made on potential actions.
Headcount fell from 40 to 15 since the end of the first quarter of 2026, reducing payroll costs by about 57%, excluding severance.
The at-the-market program was established October 6, 2026, as an alternative to a $75 million Standby Equity Purchase Agreement; the company does not intend to raise the full $60 million available under it.
AeroFlexx funding is to conclude within the next month and Refinity funding by the end of 2026, with interim funding subject to committee oversight.
DeFi Development Corp. (DFDV) said its SOL and SOL equivalent holdings rose by 5,336 during October 26 to October 30, 2026, to 2,600,948 SOL. The company also said the annual dividend rate on its CHAD preferred stock rose from 13.00% to 14.00%, effective November 2, 2026. For shareholders, the filing reports a larger treasury and a higher preferred dividend rate, but it contains no revenue, earnings or guidance figures.
SOL and SOL equivalents rose from 2,595,612 on October 23, 2026 to 2,600,948 on October 30, 2026, an increase of 5,336 SOL
CHAD Variable Rate Series C Perpetual Preferred Stock dividend rate increased from 13.00% to 14.00%, effective November 2, 2026
At the $10.00 stated amount, the new rate equals $1.40 per share per year, with dividends payable each business day when declared
The company expects SOL held in treasury to be deployed through staking, validator and onchain treasury infrastructure, subject to market conditions
FTAI Aviation's subsidiary FTAI Aviation Investors LLC is launching a private offering of $1.0 billion in senior notes due 2034, subject to market and other conditions. The company plans to use part of the proceeds to repay its revolving credit facility, which funded its accelerated share repurchase program, and to redeem part of its 5.50% senior notes due 2028.
Offering: $1.0 billion aggregate principal amount of senior notes due 2034, sold privately to qualified institutional buyers and non-U.S. persons
Proceeds: repay all amounts outstanding under the Revolving Credit Facility without reducing commitments, redeem a portion of the 5.50% Senior Notes due 2028, and pay fees and expenses
Notes will not be registered under the Securities Act and are guaranteed by FTAI Aviation Ltd. and certain subsidiaries
America's Car-Mart amended its credit agreement with Silver Point Finance, LLC and other lenders, waiving certain anticipated or existing events of default through September 7, 2026. On November 1, 2026, the lenders agreed to extend the Scheduled Termination Date and temporary relief on minimum liquidity and Collateral Coverage Ratio requirements through November 4, 2026, following a series of prior short extensions. The repeated short-term extensions signal ongoing pressure on the company's credit terms, which matters to shareholders because it shows the company still depends on lender relief to stay in compliance.
Credit Agreement dated October 30, 2025, with Silver Point Finance, LLC as Administrative Agent and Collateral Agent
Scheduled Termination Date extended to November 4, 2026, from November 1, 2026
Temporary relief on minimum liquidity thresholds and minimum Collateral Coverage Ratio extended through November 4, 2026
Prior extensions began September 4, 2026, as previously disclosed in the June 25, 2026 Current Report on Form 8-K
AAR CORP. distributed a preliminary offering memorandum for $955 million of senior notes due 2031 and $960 million of senior notes due 2034, sold only to qualified institutional buyers and certain non-U.S. persons. The notes are one part of the transactions that include the pending acquisition of a 65% stake in MRO Holdings, which has an implied enterprise value of about $4.0 billion, so the deal adds about $1.9 billion of debt for shareholders to weigh against the target's recent results, which show higher revenue but lower net income.
Acquisition: AAR would acquire 6,500 shares, or 65%, of MRO Holdings at an implied enterprise value of about $4.0 billion under a Share Purchase Agreement dated September 28, 2026
MRO Holdings, six months ended June 30, 2026 (IFRS, unaudited): revenue $489.1 million vs. $465.8 million a year earlier; net income $38.1 million vs. $63.8 million
Intrusion Inc. exchanged $4.0 million of secured promissory notes held by Streeterville Capital for 4,000 shares of newly designated Series B Preferred Stock, with no other consideration exchanged. The company said the exchange lifts its stockholders' equity above $5.0 million, which it believes allows it to request a second 180-day Nasdaq extension to regain compliance with the $1.00 minimum bid price, though Nasdaq may not grant it. The Series B shares carry a 10% annual preferred return and rank senior to common stock, and their protective covenants restrict the company's future debt and equity issuance.
Notes of $3.25 million and $750,000, partitioned from April 6, 2026 and August 28, 2026 notes, were exchanged for 4,000 Series B shares with a $1,100 stated value each, cancelling $4.0 million of principal.
Series B Preferred Stock is non-voting and non-convertible, accrues a 10% annual preferred return, and ranks senior to common stock on dividends and liquidation.
Protective covenants bar the company from incurring debt, issuing equity, or completing reverse splits (other than for Nasdaq compliance) without majority Series B consent.
The company believes it qualifies for a second 180-calendar-day Nasdaq extension, but states there can be no assurance Nasdaq will grant it.
Xcel Energy has announced a proposed private offering of $2 billion in convertible senior notes due 2027, along with an option for initial purchasers to buy an additional $300 million. The company intends to use the net proceeds to repay short-term borrowings, including commercial paper and term loan borrowings, and for general corporate purposes.
Xcel Energy announced a proposed offering of $2.0 billion in convertible senior notes due 2027 on November 2, 2026.
Initial purchasers may be granted an option to buy up to an additional $300 million aggregate principal amount of the notes within a 13-day period.
Proceeds will be used to repay short-term borrowings, including commercial paper and a portion of a 364-day delayed draw term loan.
Accendra Health's subsidiaries amended their receivables purchase agreement with PNC Bank, extending the scheduled termination date to October 2029. The $150 million program size is unchanged, and the company says the extension supports its liquidity. The filing does not disclose financial results or a cost of the amendment.
Third Amendment to the receivables purchase agreement was signed October 29, 2026
Scheduled Termination Date extended to October 2029; $150 million facility size unchanged
Revised account control provisions and reporting obligations; PNC Bank is administrative agent
Full amendment to be filed as an exhibit to the 2026 Form 10-K
On October 30, 2026, Kosmos Energy amended and restated its commercial debt facility, extending the final maturity to April 1, 2033 and deferring principal reduction to October 1, 2029. Total facility size was reduced to $1.2 billion, with an option to add up to $550 million, and a new $200 million minimum liquidity covenant was added, which may matter to shareholders as the company's borrowing terms change.
Final maturity extended to April 1, 2033; principal reduction starts October 1, 2029, in equal amounts every six months
Applicable interest margin of 4.50% for the first three years, with subsequent increases during the amortization period
New minimum liquidity covenant of $200 million, tested semi-annually beginning March 31, 2027
Total facility size reduced to $1.2 billion; option to increase commitments by up to $550 million to $1.75 billion; fees and expenses expected to be approximately $20 million
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.