AI filing briefs

APPLIED OPTOELECTRONICS, INC. (AAOI)

AAOI 8-K filings, explained

Every material Form 8-K APPLIED OPTOELECTRONICS, INC. has filed with the SEC since September 15, 2026, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.

Briefs on record3since Sep 15, 2026
Latest filingNov 05, 2026earnings
High impact (4-5)0of 3 briefs
TonePositive1Neutral2
earnings 1financing 1product/contract 1

2026

Nov 5, 4:10 PM ET

Applied Optoelectronics posts record Q3 revenue of $269.9 million and GAAP profit

Positive earnings Written later 2.02

Applied Optoelectronics reported third-quarter 2026 revenue of $269.9 million, more than double the $118.6 million a year earlier, and GAAP net income of $6.3 million, compared with a net loss of $17.9 million in the third quarter of 2025. The company also expects fourth-quarter 2026 revenue of $385 million to $420 million, but its CFO said the 2027 US capacity expansion will take longer than expected due to power and construction issues.

  • Q3 2026 revenue was $269.9 million, up from $118.6 million in Q3 2025 and $191.9 million in Q2 2026.
  • GAAP net income was $6.3 million, or $0.07 per basic share, versus a net loss of $17.9 million in Q3 2025.
  • Non-GAAP gross margin was 28.7%, down from 31.0% in Q3 2025.
  • Q4 2026 outlook: revenue of $385 million to $420 million; non-GAAP net income of $45.9 million to $60.4 million.
Read the filing on SEC.gov ↗
Nov 4, 5:03 PM ET

Applied Optoelectronics enters $200 million credit facility, replacing 2025 loan agreement

Neutral financing Written later 1.011.022.03

Applied Optoelectronics entered a new Credit Agreement on October 30, 2026, with East West Bank as administrative agent, providing $30 million in revolving commitments and $170 million in initial term loan commitments. The company terminated its prior $35 million unused-revolver facility with BOK Financial on October 29, 2026, paying a $350,000 termination fee; the new facility matures October 30, 2030 and is secured by substantially all company assets.

  • New Credit Agreement dated October 30, 2026: $30 million revolving commitments and $170 million initial term loan commitments
  • Incremental term loan commitments of up to $50 million available subject to certain conditions
  • Prior Loan and Security Agreement dated July 31, 2025 terminated October 29, 2026; $350,000 termination fee paid
  • New facility matures October 30, 2030 and is secured by substantially all company assets
Read the filing on SEC.gov ↗
Sep 15, 4:05 PM ET

Applied Optoelectronics subsidiary signs 10-year lease for Ningbo, China factory building

Neutral product/contract Written later 1.012.03

On September 10, 2026, Global Technology, a wholly owned subsidiary of Applied Optoelectronics, signed a 10-year lease for a factory building of about 38,311.8 square meters in Ningbo, China, starting September 16, 2026. The filing gives annual rent of RMB 6,896,124, with a 3% increase every three years from the third lease year, and grants the subsidiary alteration rights and rights of first refusal to buy or renew. The lease adds a multi-year fixed obligation and facility capacity for production, but the filing does not describe its financial size relative to the company's results.

  • Lease term: September 16, 2026 to September 15, 2036, ten years
  • Annual rent of RMB 6,896,124, rising 3% every three years beginning in the third lease year
  • Three-month rent-free renovation period after delivery of the property; subsidiary may alter the building at its own expense
  • Lessor may not terminate before expiration except for force majeure or material breach by the subsidiary
Read the filing on SEC.gov ↗

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.

Only material 8-Ks get a brief: results, deals, executive changes, restructuring, impairments, delisting notices, restatements, cybersecurity incidents and other disclosed events. Routine filings (vote results, exhibits only) are skipped. Every APPLIED OPTOELECTRONICS, INC. filing is on SEC EDGAR ↗. 8-K briefs of other companies →