Every material Form 8-K AQUABOUNTY TECHNOLOGIES INC has filed with the SEC since October 08, 2026, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.
AquaBounty Technologies issued a promissory note on October 29, 2026, under which its lender, Commas International LLC, an affiliate of Univest Securities, may advance up to $1,000,000; the company has received $500,000 so far. The note is unsecured, carries 9% interest on the initial advance, and the initial advance is due October 29, 2028, which adds a debt obligation for shareholders to weigh alongside the company's short-term liquidity needs.
Up to $1,000,000 in advances under the Note; $500,000 received as of the report date
Initial advance bears 9% annual interest and is due October 29, 2028
Note is unsecured, not convertible into equity, and has no financial covenants
Univest Securities, which owns about 10.7% of common stock, previously acted as placement agent for the company's financings
On October 23, 2026, the SEC declared AquaBounty's Form S-3 effective, triggering the automatic conversion of all 263,753 Series A and 109,223 Series B preferred shares into 8,077,043 common shares. No preferred stock remains outstanding, and common shares outstanding rose to 13,291,953.
October 23, 2026: SEC declared the Form S-3 registration statement effective, triggering conversion
263,753 Series A and 109,223 Series B preferred shares converted into 8,077,043 common shares
Common shares outstanding totaled 13,291,953 following the conversion
AquaBounty Technologies agreed on October 7, 2026, that all outstanding Series A and Series B preferred shares will automatically convert into common stock. The company will issue 8,077,043 common shares to the preferred holders, who paid no additional consideration, which adds to the common shares that existing shareholders hold.
Conversion occurs on the earlier of SEC effectiveness of the resale registration statement or October 30, 2026
Shares issued: 5,771,929 for Series A and 2,305,114 for Series B, totaling 8,077,043 common shares
Conversion prices: $0.9129 per share for Series A and $1.03 per share for Series B; holders waived dividends accruing after October 15, 2026
The company will file a Form S-3 resale registration, kept effective until the earliest of full resale, Rule 144 eligibility, or the second anniversary of the Conversion Date
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Only material 8-Ks get a brief: results, deals, executive changes, restructuring, impairments, delisting notices, restatements, cybersecurity incidents and other disclosed events. Routine filings (vote results, exhibits only) are skipped. Every AQUABOUNTY TECHNOLOGIES INC filing is on SEC EDGAR ↗. 8-K briefs of other companies →