AI brief of an SEC Form 8-K · ArrowMark Financial Corp. (BANX)

ArrowMark Financial Corp. launches rights offering for up to 2,604,156 new common shares

Neutral Impact 3 of 5 financing Written later

ArrowMark Financial Corp. (NASDAQ: BANX) commenced a rights offering on January 22, 2026, giving shareholders of record on that date the right to subscribe for up to 2,604,156 new common shares. Because the offer would issue new shares, existing holders can buy in at a set ratio or may see their ownership diluted if they do not participate; the filing does not state a subscription price.

Key points

  • Record date was January 22, 2026; each common share owned earned one right, and three rights buy one new share.
  • Up to 2,604,156 new common shares are offered, with an over-subscription privilege for unexercised rights.
  • Subscriptions and guaranteed delivery must be received by 5:00 p.m. Eastern time on February 18, 2026, unless extended.
  • UBS Securities LLC is dealer manager and Equiniti Trust Company, LLC is subscription agent.

The filing

CompanyArrowMark Financial Corp. (BANX)
Form8-K, current report
Filed with the SECJan 28, 2026, 5:03 PM ET
Accession number0001999371-26-001905

Items reported: 1.01 Material Definitive Agreement8.01 Other Events

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 8:38 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on January 28, 2026.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.