Every material Form 8-K CAPITAL SOUTHWEST CORP has filed with the SEC since September 15, 2026, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.
Capital Southwest reported results for the quarter ended September 30, 2026, with total investment income of $67.2 million, up from $61.0 million in the prior quarter. Pre-tax net investment income rose to $37.2 million, or $0.58 per share, but the net increase in net assets from operations fell to $21.4 million from $24.7 million, reflecting $13.4 million of net realized and unrealized losses on investments. Net asset value per share rose slightly to $16.64 from $16.61.
Total investment income was $67.2 million, compared with $61.0 million in the prior quarter and $56.9 million a year earlier.
Pre-tax net investment income was $37.2 million, or $0.58 per share, versus $0.61 per share in the same quarter last year.
Net increase in net assets from operations was $21.4 million, compared with $24.7 million in the prior quarter.
The company declared a regular quarterly dividend of $0.58 per share plus a $0.06 supplemental dividend, payable in December 2026.
Capital Southwest preliminarily estimated its results for the quarter ended September 30, 2026, which is its second quarter of fiscal 2027. The company said the estimates may change materially after its quarter-end closing procedures, so shareholders should wait for its full results on November 2, 2026.
Preliminary pre-tax net investment income estimate: $0.58 to $0.59 per share
Preliminary net investment income estimate: $0.56 to $0.57 per share
Preliminary net asset value per share as of September 30, 2026: $16.62 to $16.67
Finalized Q2 fiscal 2027 results due November 2, 2026 after market close; webcast on November 3, 2026 at 11:00 a.m. Eastern Time
Capital Southwest Corporation sold $350.0 million of 6.750% Notes due 2031 under an underwriting agreement dated September 10, 2026, and the offering closed September 15, 2026. The company expects net proceeds of about $342.1 million and plans to use them to repay part of its senior secured revolving credit facility, adding longer-term unsecured debt to its capital structure.
Principal amount: $350.0 million of 6.750% Notes due September 15, 2031
Net proceeds to the company: approximately $342.1 million at 98.985% of par, after a $3.5 million underwriting discount and about $0.9 million in estimated offering expenses
Proceeds intended to repay a portion of borrowings under the Corporate Credit Facility
Interest payable semi-annually on March 15 and September 15, beginning March 15, 2027
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