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AI brief of an SEC Form 8-K · DeFi Capital Markets, Inc. (DCM)

Universal Safety Products to rename DeFi Capital Markets, ticker DCM, on Oct. 19

Neutral Impact 3 of 5 other Written later

Universal Safety Products, Inc. (NYSE American: UUU) will change its name to DeFi Capital Markets, Inc. effective October 19, 2026, and its stock is expected to trade under the ticker DCM on that date. The company also changed its fiscal year end from March 31 to December 31, and it said it anticipates discontinuing its legacy safety products business as it builds tokenization, proprietary trading and digital asset market-making operations.

Key points

  • Name change to DeFi Capital Markets, Inc. and ticker change to DCM take effect October 19, 2026; CUSIP is unchanged and no action is required from existing stockholders.
  • Fiscal year end moves from March 31 to December 31; the next fiscal year end is December 31, 2026, with a transition report on Form 10-K covering April 1, 2026 to December 31, 2026.
  • The company anticipates discontinuing its legacy business of designing and marketing safety products as its tokenization and digital asset initiatives gain traction.
  • The filing gives no financial results, revenue or profit figures.

The filing

CompanyDeFi Capital Markets, Inc. (DCM)
Form8-K, current report
Filed with the SECOct 7, 2026, 4:30 PM ET
Accession number0001104659-26-114373

Items reported: 5.03 Bylaw / Charter Amendment7.01 Regulation FD Disclosure

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 8:51 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on October 07, 2026.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.