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AI brief of an SEC Form 8-K · Flaherty & Crumrine Dynamic Preferred & Income Fund Inc (DFP)

Flaherty & Crumrine Dynamic Preferred Fund: Portfolio manager Robert Ettinger to retire June 30, 2015

Neutral Impact 2 of 5 leadership Written later

The fund's investment adviser, Flaherty & Crumrine Incorporated, said portfolio manager Robert M. Ettinger will leave his role effective June 30, 2015, due to his impending retirement. The other three portfolio managers, R. Eric Chadwick, Bradford S. Stone and Donald Crumrine, will continue to manage the fund, so the management team remains in place apart from this change.

Key points

  • Robert M. Ettinger stops serving as a portfolio manager effective June 30, 2015
  • Reason given: his impending retirement
  • R. Eric Chadwick, Bradford S. Stone and Donald Crumrine continue as portfolio managers

The filing

CompanyFlaherty & Crumrine Dynamic Preferred & Income Fund Inc (DFP)
Form8-K, current report
Filed with the SECJun 4, 2015, 3:45 PM ET
Accession number0001206774-15-001900

Items reported: 8.01 Other Events

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 8:38 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on June 04, 2015.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.