Flash FinanceUS
Market closed S&P 5007,549.94+2.35% Nasdaq25,253.14+2.74% Dow 3052,389.75+2.15% Russell 20002,840.81+3.15% Nasdaq-10027,907.62+3.40% MidCap 4003,715.23+3.13% SmallCap 6001,722.37+2.89% VIX19.92-22.31% 10Y Yield4.86+0.10% Close of Nov 09, 2026
AI brief of an SEC Form 8-K · Roman DBDR Acquisition Corp. II (DRDB)

Roman DBDR Acquisition Corp. II Receives Nasdaq Notice on 400-Holder Requirement

Negative Impact 4 of 5 legal/regulatory Written later

Nasdaq notified Roman DBDR Acquisition Corp. II on August 19, 2026, that it does not maintain the minimum of 400 holders required for continued listing. The notice has no immediate effect on the listing of the company's securities on the Nasdaq Global Market, but the company must submit a compliance plan, and failure to regain compliance could ultimately lead to delisting.

Key points

  • Nasdaq deficiency letter received August 19, 2026, under Listing Rule 5450(a)(2)
  • Compliance plan due to Nasdaq by October 5, 2026
  • If the plan is accepted, Nasdaq can grant an exception until February 15, 2027
  • If Nasdaq rejects the plan, the company may appeal to a Nasdaq Hearings Panel

The filing

CompanyRoman DBDR Acquisition Corp. II (DRDB)
Form8-K, current report
Filed with the SECAug 21, 2026, 6:23 PM ET
Accession number0001104659-26-099769

Items reported: 3.01 Delisting / Listing Rule Notice

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 11:46 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on August 21, 2026.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.