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AI brief of an SEC Form 8-K · FLAHERTY & CRUMRINE TOTAL RETURN FUND INC (FLC)

FLC: Portfolio manager Robert Ettinger to retire, leaving the fund effective June 30, 2015

Neutral Impact 2 of 5 leadership Written later

Flaherty & Crumrine Incorporated, the fund's investment adviser, said portfolio manager Robert M. Ettinger will no longer serve the fund effective June 30, 2015, due to his impending retirement. Three other portfolio managers will continue to run the fund, so the change is a personnel update rather than a change in management team.

Key points

  • Robert M. Ettinger stops serving as a portfolio manager effective June 30, 2015, due to his impending retirement
  • R. Eric Chadwick, Bradford S. Stone and Donald Crumrine will continue as portfolio managers
  • The filing was made June 4, 2015 under Item 8.01 (Other Events)

The filing

CompanyFLAHERTY & CRUMRINE TOTAL RETURN FUND INC (FLC)
Form8-K, current report
Filed with the SECJun 4, 2015, 3:44 PM ET
Accession number0001206774-15-001899

Items reported: 8.01 Other Events

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 8:36 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on June 04, 2015.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.