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AI brief of an SEC Form 8-K · NEW GERMANY FUND INC (GF)

New Germany Fund: SEC issues permanent order letting DWS International keep advising the fund

Neutral Impact 2 of 5 legal/regulatory Written later

On October 20, 2020, the SEC issued a permanent order under Section 9(c) of the Investment Company Act of 1940. The order allows DWS International GmbH to keep providing investment advisory services to registered investment companies, including New Germany Fund, despite a previously reported Consent Order.

Key points

  • SEC permanent order issued October 20, 2020 under Section 9(c) of the Investment Company Act of 1940
  • Permanent order lets DWS International GmbH continue advising registered investment companies, including the Registrant
  • Update supplements the Registrant's Form 8-K filed September 25, 2020 that described the Consent Order

The filing

CompanyNEW GERMANY FUND INC (GF)
Form8-K, current report
Filed with the SECOct 27, 2020, 1:00 PM ET
Accession number0000088053-20-001186

Items reported: 8.01 Other Events

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 8:28 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on October 27, 2020.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.