STRATS GJS Trust exchanged $8.1 million of certificates for Goldman Sachs capital securities
On October 5, 2007, Synthetic Fixed-Income Securities, Inc. surrendered STRATS Certificates with a stated amount of $8.1 million to the trust in exchange for Goldman Sachs Group 6.125% Capital Securities due 2033 of equal principal balance, under the optional exchange provisions of the Series Supplement. After the exchange, the trust holds $57.15 million of these securities, and 2,286,000 certificates representing $57.15 million remain outstanding. This is an administrative exchange under the trust's terms and does not change the outstanding certificate principal.
Key points
- Exchange date: October 5, 2007
- Certificates surrendered: 324,000 with aggregate stated amount of $8.1 million
- Goldman Sachs 6.125% Capital Securities due February 15, 2033 received, principal balance $8.1 million
- After exchange: trust holds $57.15 million of the securities; 2,286,000 certificates ($57.15 million) outstanding
The filing
Written by AI on Nov 9, 2026, 10:08 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on October 10, 2007.
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.