STRATS GJT trust exchanges $4.9 million of certificates for Allstate capital securities
On October 5, 2007, Synthetic Fixed-Income Securities surrendered certificates with a $4,900,000 stated amount to the STRATS Series 2006-3 trust in exchange for $4,900,000 of Allstate Group 6.125% Capital Securities due 2033. After the exchange, the trust holds $30,100,000 of Allstate Corporation 5.95% Notes due 2036 and 1,204,000 certificates remain outstanding. This is a routine administrative exchange under the trust's optional exchange provisions and does not change the trust's financial results.
Key points
- Exchange date: October 5, 2007, under Section 39 of the Series Supplement
- Certificates surrendered: 196,000 with a $4,900,000 stated amount
- Trust now holds $30,100,000 of Allstate Corporation 5.95% Notes due 2036
- Certificates outstanding after exchange: 1,204,000, representing $30,100,000
The filing
Written by AI on Nov 9, 2026, 10:08 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on October 10, 2007.
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.