Guggenheim Active Allocation Fund Adds Sub-Adviser Guggenheim Partners Advisors Oversight
On April 29, 2022, the board of Guggenheim Active Allocation Fund approved a new sub-advisory agreement that brings in Guggenheim Partners Advisors, LLC to help supervise and direct the fund's investment strategy alongside current sub-adviser GPIM. The filing says the change will not affect the fund's investment objective, investment policies or portfolio management team, and the fund will not pay GPA directly.
Key points
- Board approved the new sub-advisory agreement on April 29, 2022.
- GPA will assist current sub-adviser Guggenheim Partners Investment Management, LLC in supervising and directing the investment strategy.
- Investment objective, investment policies and portfolio management team are not affected.
- The Investment Adviser pays GPA out of the advisory fees it receives from the fund; the fund does not pay GPA.
The filing
Written by AI on Nov 9, 2026, 11:45 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on April 29, 2022.
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.