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AI brief of an SEC Form 8-K · JAPAN SMALLER CAPITALIZATION FUND INC (JOF)

Japan Smaller Capitalization Fund engages Ernst & Young as new auditor

Neutral Impact 2 of 5 other Written later

On March 30, 2020, the audit committee of Japan Smaller Capitalization Fund, Inc. engaged Ernst & Young LLP as its independent registered public accounting firm for the fiscal year ended February 29, 2020. The filing states that no consultations or disagreements or reportable events occurred with E&Y in the two most recent fiscal years and any subsequent interim period before the engagement.

Key points

  • Audit committee engaged Ernst & Young LLP on March 30, 2020
  • Engagement covers the fiscal year ended February 29, 2020
  • Filing reports no prior disagreements or reportable events with E&Y in the two most recent fiscal years
  • Report signed by Treasurer and Principal Financial Officer Amy J. Robles on March 30, 2020

The filing

CompanyJAPAN SMALLER CAPITALIZATION FUND INC (JOF)
Form8-K, current report
Filed with the SECMar 30, 2020, 3:55 PM ET
Accession number0000905148-20-000462

Items reported: 4.01 Auditor Change

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 8:29 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on March 30, 2020.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.