AI filing briefs

NewtekOne, Inc. (NEWT)

NEWT 8-K filings, explained

Every material Form 8-K NewtekOne, Inc. has filed with the SEC since September 14, 2026, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.

Briefs on record3since Sep 14, 2026
Latest filingOct 28, 2026earnings
High impact (4-5)1of 3 briefs
ToneNegative1Neutral2
earnings 1financing 1shareholder 1

2026

Oct 28, 4:05 PM ET

NewtekOne Q3 EPS falls to $0.34 from $0.68; 2026 EPS guidance maintained

Negative earnings Written later 2.02

NewtekOne reported third-quarter 2026 basic and diluted earnings per share of $0.34, down from $0.68 and $0.67 a year earlier and from $0.48 and $0.47 in the second quarter. Net income was $10.7 million, compared with $17.9 million a year earlier, and the company kept its 2026 EPS guidance of $1.70 to $1.80. For shareholders, profit fell sharply even though net interest income and deposits grew.

  • Q3 2026 basic and diluted EPS of $0.34 and $0.34, versus $0.68 and $0.67 in Q3 2025 and $0.48 and $0.47 in Q2 2026
  • Net income of $10.7 million, versus $17.9 million in Q3 2025; return on average equity was 9.2%, versus 20.4% a year earlier
  • Net interest income rose to $19 million, up 26% from Q2 2026 and 30% from Q3 2025
  • 2026 EPS guidance range of $1.70 to $1.80 maintained; quarterly common dividend of $0.19 per share paid October 1, 2026
Read the filing on SEC.gov ↗
Oct 21, 4:05 PM ET

NewtekOne exchanges $24.0 million of 2027 senior notes for notes due 2029

Neutral financing Written later 2.038.01

NewtekOne entered into Note Exchange Agreements on October 19, 2026, swapping $24.0 million of its 8.125% Senior Notes due 2027 for newly issued 8.125% Senior Notes due February 1, 2029. The exchange took effect October 20, 2026, and the company expects to repay the remaining $26.0 million of 2027 notes at their February 1, 2027 maturity, which pushes the maturity of part of its debt out about two years.

  • Exchange of $24.0 million of 8.125% Senior Notes due 2027 into New Senior Notes due February 1, 2029, effective October 20, 2026
  • New notes carry the same 8.125% rate, paid quarterly beginning November 1, 2026
  • Company may redeem the new notes at par plus accrued interest, on or after February 1, 2028, or earlier with 10 to 60 days' notice at a redemption price equal to 100% of principal plus accrued interest
  • Remaining $26.0 million of 2027 notes expected to be repaid at the February 1, 2027 maturity; the exchange was a private placement to institutional accredited investors
Read the filing on SEC.gov ↗
Sep 14, 9:36 AM ET

NewtekOne declares $0.19 quarterly common dividend and Series B preferred dividend

Neutral shareholder Written later 2.02

NewtekOne's board declared a quarterly cash dividend of $0.19 per common share, payable October 1, 2026, to holders of record as of September 24, 2026. The board also declared a $21.25 per preferred share dividend on its 8.500% Series B preferred stock, or $0.53125 per depositary share, on the same payment and record dates. The filing is a dividend announcement and does not include financial results, so it gives shareholders no new performance data.

  • Common stock quarterly cash dividend: $0.19 per share
  • Payable October 1, 2026; record date September 24, 2026
  • Series B preferred (NEWTP): $21.25 per share, or $0.53125 per depositary share
Read the filing on SEC.gov ↗

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.

Only material 8-Ks get a brief: results, deals, executive changes, restructuring, impairments, delisting notices, restatements, cybersecurity incidents and other disclosed events. Routine filings (vote results, exhibits only) are skipped. Every NewtekOne, Inc. filing is on SEC EDGAR ↗. 8-K briefs of other companies →