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AI brief of an SEC Form 8-K · NUVEEN MUNICIPAL INCOME FUND INC (NMI)

Nuveen Municipal Income Fund receives NYSE notice over missing certification disclosure

Neutral Impact 2 of 5 legal/regulatory Written later

On March 21, 2007, the NYSE notified Nuveen Investments Funds that certain funds, including this one, did not meet a listing standard requiring CEO certification disclosure in their annual shareholder report. The 2006 Form N-CSR omitted the required reference, and the filing supplies the missing disclosure now. The filing describes the issue as administrative and does not report any delisting.

Key points

  • NYSE notice dated March 21, 2007 cited Section 303A.12(a) of its Listed Company Manual
  • The 2006 Form N-CSR inadvertently omitted the SOX and NYSE certification references
  • The CEO submitted the annual NYSE CEO Certification; CEO and CFO Section 302 certifications were filed with the SEC
  • Future annual reports will include this disclosure

The filing

CompanyNUVEEN MUNICIPAL INCOME FUND INC (NMI)
Form8-K, current report
Filed with the SECMar 27, 2007, 3:13 PM ET
Accession number0000950137-07-004525

Items reported: 3.01 Delisting / Listing Rule Notice

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 8:29 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on March 27, 2007.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.