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AI brief of an SEC Form 8-K · Oxford Lane Capital Corp. (OXLC)

Oxford Lane Capital discloses Royce Family Investments bought 250,000 shares on May 29

Neutral Impact 2 of 5 shareholder Written later

Oxford Lane Capital Corp. disclosed in a Form 8-K that Royce Family Investments, LLC purchased 250,000 shares of the company's common stock on May 29, 2024. Charles M. Royce, managing member of that entity, is a non-managing member of the company's investment adviser, and he may be deemed to beneficially own 1,139,785 shares. The filing is a disclosure of insider-linked share ownership rather than a change in company operations or finances.

Key points

  • Royce Family Investments, LLC bought 250,000 shares on May 29, 2024.
  • Charles M. Royce may be deemed to beneficially own 1,139,785 shares, including 490,735 held by Royce Family Investments and 641,252 held by Royce Family Fund, Inc.
  • Mr. Royce disclaims beneficial ownership of shares held directly by Royce Family Fund, Inc.
  • The filing was signed by CFO Bruce L. Rubin on July 31, 2024.

The filing

CompanyOxford Lane Capital Corp. (OXLC)
Form8-K, current report
Filed with the SECJul 31, 2024, 4:26 PM ET
Accession number0001013762-24-003242

Items reported: 8.01 Other Events

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 10:08 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on July 31, 2024.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.