Flash FinanceUS
Pre-market S&P 5007,376.86+0.31% Nasdaq24,579.42+1.09% Dow 3051,285.73-0.46% Russell 20002,754.11+0.89% Nasdaq-10026,989.99+1.35% MidCap 4003,602.50+0.56% SmallCap 6001,673.98+0.05% VIX25.64-9.01% 10Y Yield4.86+0.45% Close of Nov 06, 2026
AI brief of an SEC Form 8-K · Principal Financial (PFG)

Principal Financial reports $785.0 billion in AUM as of September 30, 2026

Neutral Impact 2 of 5 other

Principal Financial Group disclosed that its assets under management were $785.0 billion as of September 30, 2026, ahead of its quarterly earnings release. The filing reports an approximate 1.5% negative impact on AUM for the quarter from currency, market performance, disposals and other items, and does not report revenue, profit or guidance.

Key points

  • Total AUM was $785.0 billion as of September 30, 2026
  • Principal Asset Management - Investment Management managed $581.7 billion; International Pension managed $166.2 billion
  • Quarter's combined impact on beginning AUM was an approximate 1.5% negative, including $2.2 billion of disposed AUM from the sale of the Chile annuity business
  • Full AUM detail is scheduled for the financial supplement on or about October 26, 2026

The filing

CompanyPrincipal Financial (PFG)
Form8-K, current report
Filed with the SECOct 19, 2026, 4:01 PM ET
Accession number0001104659-26-116869

Items reported: 7.01 Regulation FD Disclosure

Read the filing on SEC.gov ↗

Written by AI on Nov 7, 2026, 11:17 PM ET, from this filing only.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.