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AI brief of an SEC Form 8-K · Profusa, Inc. (PFSA)

Profusa amends NorthView note, sets $0.20 floor on conversion price

Negative Impact 4 of 5 financing

Profusa, Inc. entered into Amendment No. 4 to its Note Modification and Conversion Agreement with holder NorthView Sponsor I LLC on November 5, 2026. The amendment sets a $0.20 floor on the conversion price for the note, which has an original principal amount of up to $2,500,000. The change could result in a larger number of shares being issued to the holder on conversion, which may dilute existing shareholders.

Key points

  • Amendment No. 4 dated November 5, 2026 sets conversion price at the greater of $0.20 Floor Price or the prior trading day's Nasdaq closing price
  • Conversion shares are calculated as principal multiplied by 122%, divided by the conversion price, unchanged by the amendment
  • The prior Amendment No. 3 of August 12, 2026 set the conversion price at the greater of $4.28 or the prior trading day's closing price
  • Original note principal amount of up to $2,500,000, with the agreement first entered April 24, 2026

The filing

CompanyProfusa, Inc. (PFSA)
Form8-K, current report
Filed with the SECNov 6, 2026, 4:30 PM ET
Accession number0001213900-26-116920

Items reported: 1.01 Material Definitive Agreement2.03 New Direct Financial Obligation

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 7:05 AM ET, from this filing only.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.