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AI brief of an SEC Form 8-K · Plum Acquisition Corp. IV (PLMK)

Plum Acquisition Corp. IV receives Nasdaq notice over 400 total holders requirement

Negative Impact 3 of 5 legal/regulatory Written later

Plum Acquisition Corp. IV received a Nasdaq notice on October 7, 2026, saying it did not meet the 400 total holders requirement for continued listing on the Nasdaq Global Market. Nasdaq states the notice has no immediate effect on the listing or trading of the company's securities, but the company must submit a compliance plan and may be granted up to 180 days to regain compliance.

Key points

  • Nasdaq Listing Rule 5450(a)(2) requires at least 400 total holders; the company was found not in compliance.
  • The company has 45 calendar days to submit a plan to regain compliance.
  • If Nasdaq accepts the plan, an extension of up to 180 calendar days from the notice date may be granted.
  • The filing says there is no assurance the company will regain compliance.

The filing

CompanyPlum Acquisition Corp. IV (PLMK)
Form8-K, current report
Filed with the SECOct 14, 2026, 5:15 PM ET
Accession number0001213900-26-109472

Items reported: 3.01 Delisting / Listing Rule Notice

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 11:46 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on October 14, 2026.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.