AI filing briefs

Peraso Inc. (PRSO)

PRSO 8-K filings, explained

Every material Form 8-K Peraso Inc. has filed with the SEC since September 11, 2026, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.

Briefs on record3since Sep 11, 2026
Latest filingNov 03, 2026financing
High impact (4-5)3of 3 briefs
ToneNegative1Mixed1Neutral1
financing 2leadership 1

2026

Nov 3, 8:35 AM ET

Peraso closes $10.0 million private placement with Nant Capital, adding up to 36.5 million shares

Negative financing Written later 1.013.02

Peraso Inc. completed a private placement to Nant Capital, LLC on October 28, 2026, issuing 3,271,355 shares, pre-funded warrants and common warrants for aggregate gross proceeds of approximately $10.0 million before offering expenses. The filing says the company will use the proceeds for working capital and general corporate purposes, and the warrants could add up to 36,458,481 shares of common stock, which would dilute existing shareholders. The company has also agreed to register the resale of these shares, and the filing lists going concern and Nasdaq listing compliance among its risk factors.

  • Closing date was October 28, 2026; the Purchase Agreement was signed October 26, 2026.
  • Shares were sold at $0.5034 each, with pre-funded warrants priced at $0.5024 each, both including a common warrant.
  • Common warrants have an exercise price of $0.3784 per share and expire October 28, 2028.
  • A resale registration statement is due by November 27, 2026, with liquidated damages of 1.0% per month, up to 5.0%, if deadlines are missed.
Read the filing on SEC.gov ↗
Oct 26, 9:05 AM ET

Peraso to sell about $10 million in stock and warrants to Nant Capital in private placement

Mixed financing Written later 1.013.027.01

Peraso Inc. agreed on October 26, 2026 to sell shares, pre-funded warrants and common warrants to Nant Capital, LLC for expected gross proceeds of about $10 million, before offering expenses. The deal, expected to close on or about October 28, 2026, adds cash but also issues a large number of new shares and warrants, which would dilute existing shareholders. It also gives Nant the right to designate board members while its stake stays at or above 5% of outstanding common stock.

  • Units priced at $0.5034, including Shares, Pre-Funded Warrants and Common Warrants; 3,271,355 shares and pre-funded warrants for 16,593,563 shares, plus common warrants for up to 19,864,918 shares
  • Common warrants have an exercise price of $0.3784 per share and a two-year term from issuance
  • Nant may designate two board members while it owns at least 16.7% of common stock, and one while it owns at least 5% but less than 16.7%; no designee has been appointed yet
  • Closing expected on or about October 28, 2026, subject to closing conditions; proceeds are for working capital and general corporate purposes
Read the filing on SEC.gov ↗
Sep 11, 4:30 PM ET

Peraso CFO James Sullivan to resign effective Oct. 2; CEO Glibbery named interim CFO

Neutral leadership Written later 5.025.07

Peraso's chief financial officer, James Sullivan, resigned for personal reasons, effective October 2, 2026, and the filing says the resignation was not due to any disagreement with the company. CEO Ronald Glibbery will also serve as interim CFO and principal financial officer without additional pay, and stockholders on September 10, 2026 approved adding 1,500,000 shares to the company's 2019 stock incentive plan.

  • James Sullivan resigns as CFO and Secretary effective October 2, 2026, citing personal reasons
  • Ronald Glibbery, CEO and board member, becomes interim CFO and Secretary effective October 2, 2026, with no added compensation
  • Stockholders approved 1,500,000 additional shares for the 2019 Stock Incentive Plan at the September 10, 2026 annual meeting
Read the filing on SEC.gov ↗

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.

Only material 8-Ks get a brief: results, deals, executive changes, restructuring, impairments, delisting notices, restatements, cybersecurity incidents and other disclosed events. Routine filings (vote results, exhibits only) are skipped. Every Peraso Inc. filing is on SEC EDGAR ↗. 8-K briefs of other companies →