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AI brief of an SEC Form 8-K · RAND CAPITAL CORP (RAND)

Rand Capital Q3 investment income falls 17% to $1.3 million

Negative Impact 3 of 5 earnings Written later

Rand Capital reported third quarter 2026 results on November 4, 2026. Total investment income fell 17% from a year earlier to $1.3 million, mainly because certain portfolio investments were placed on non-accrual status, and net investment income dropped to $669,000, or $0.23 per share, from $0.33 per share. Net asset value per share was $17.36 at September 30, 2026, up slightly from $17.33 at June 30, 2026 but below $17.57 at December 31, 2025.

Key points

  • Total investment income was $1.3 million, down $268,000 or 17% from $1.6 million in the third quarter of 2025.
  • Net investment income was $669,000, or $0.23 per share, compared with $0.33 per share in the third quarter of 2025.
  • Net asset value per share was $17.36 at September 30, 2026, versus $17.33 at June 30, 2026 and $17.57 at December 31, 2025.
  • Cash and cash equivalents were $223,000 at quarter-end, and $5.0 million was outstanding on the line of credit.

The filing

CompanyRAND CAPITAL CORP (RAND)
Form8-K, current report
Filed with the SECNov 4, 2026, 8:35 AM ET
Accession number0001493152-26-049886

Items reported: 2.02 Results of Operations7.01 Regulation FD Disclosure

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 8:51 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on November 04, 2026.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.