8-K Item 3.02 — Unregistered Equity Sale
Straight from EDGAR as companies file them, polled through the day. Every 8-K carries the company's own item codes, so you can pull every cybersecurity incident, auditor change or CEO departure across the market in one click.
14 filings
last 3 weeks · newest first · times in ET- Nov 6, 4:02 PM ET
8-K RGEN REPLIGEN CORP AI brief Neutral Impact 4/5 Repligen issues $1.0 billion of 0.25% convertible notes due 2031 in exchange and cash deals Repligen closed private exchange and subscription transactions on November 6, 2026, issuing $1.0 billion of 0.25% Convertible Senior Notes due 2031. About $541.4 million of the new notes swapped out $456.8 million of its 1.00% notes due 2028, and $458.6 million was sold for… Read the full brief · 4 key points →SEC ↗
- Nov 5, 4:54 PM ET
8-K AXON AXON ENTERPRISE, INC. AI brief Neutral Impact 4/5 Axon invests $1.2 billion in Skydio, raising its stake to about 37% fully diluted Axon Enterprise announced an incremental minority investment of about $1.2 billion in drone maker Skydio, which it expects will raise Axon's fully diluted ownership from about 15% to about 37%. The primary purchase closed on November 5, 2026, and the remaining transactions are… Read the full brief · 4 key points →SEC ↗
- Nov 5, 4:24 PM ET
8-K XEL XCEL ENERGY INC AI brief Neutral Impact 4/5 Xcel Energy issues $2.5 billion of 2.625% convertible notes due December 2027 Xcel Energy issued $2.5 billion of 2.625% convertible senior notes due December 15, 2027, including $300 million from the initial purchasers' option. The notes are convertible into Xcel common stock at an initial conversion price of about $87.26 per share, and conversions can… Read the full brief · 4 key points →SEC ↗
- Nov 5, 7:05 AM ET
8-K BRC BRADY CORPSEC ↗1.01 Material Definitive Agreement3.02 Unregistered Equity Sale5.01 Change in Control5.02 Director / Officer ChangeAI brief Neutral Impact 4/5 Brady Corp Announces Share Exchange Resulting in Sole Voting Control by Elizabeth P. Bruno Brady Corporation entered into a Share Exchange Agreement on November 4, 2026, in which William H. Brady III transferred all 1,769,314 of his Class B Common Stock shares to the company in exchange for an equal number of newly issued Class A Common Stock shares. As a result of… Read the full brief · 4 key points →
- Nov 5, 6:02 AM ET
8-K VST Vistra Corp.SEC ↗2.01 Acquisition or Disposition Completed2.03 New Direct Financial Obligation3.02 Unregistered Equity Sale7.01 Regulation FD DisclosureAI brief Positive Impact 4/5 Vistra Completes Acquisition of Cogentrix Energy and Adds 5,496 MW of Generation Capacity Vistra Corp. has completed its acquisition of Q-Generation Holdings, LLC, adding 10 natural gas generation facilities representing approximately 5,500 megawatts of capacity. The transaction consideration included approximately $2.2 billion in cash and 5,000,000 shares of Vistra… Read the full brief · 3 key points →
- Nov 3, 8:24 AM ET
8-K CVI CVR ENERGY INC AI brief Mixed Impact 4/5 CVR Energy to buy Marathon's St. Paul Park and Mandan refineries for $4.2 billion CVR Energy agreed on November 2, 2026 to acquire the St. Paul Park and Mandan refineries and related marketing and logistics assets from subsidiaries of Marathon Petroleum for a base cash price of $4.2 billion, plus working capital adjustments. The deal is funded by $2.5… Read the full brief · 4 key points →SEC ↗
- Nov 3, 8:11 AM ET SEC ↗
- Nov 2, 6:30 AM ET
8-K LAZ Lazard, Inc. AI brief Positive Impact 4/5 Lazard Completes Acquisition of Campbell Lutyens and Launches Lazard CL Lazard, Inc. has completed its acquisition of Campbell Lutyens and launched Lazard CL, a combined private capital advisory business. The transaction expands Lazard's private capital advisory and secondary fundraising capabilities, with management anticipating approximately $500… Read the full brief · 4 key points →SEC ↗
- Oct 30, 5:32 PM ET
8-K EPRT ESSENTIAL PROPERTIES REALTY TRUST, INC. AI brief Neutral Impact 3/5 Essential Properties issues $517.5 million of 4.375% exchangeable notes due 2032 On October 30, 2026, Essential Properties, L.P., a subsidiary of Essential Properties Realty Trust, issued $517.5 million of senior unsecured exchangeable notes, including $67.5 million from the full exercise of the initial purchasers' option. The notes mature on January 15,… Read the full brief · 4 key points →SEC ↗
- Oct 30, 6:04 AM ET
8-K RGEN REPLIGEN CORP AI brief Neutral Impact 4/5 Repligen to issue $1.0 billion of 0.25% convertible notes due 2031 in exchange and cash deals Repligen plans to issue $1.0 billion of 0.25% convertible senior notes due 2031, with about $541.4 million issued in exchange for $456.8 million of its 1.00% notes due 2028 and about $458.6 million sold for cash. The company says it will use about $120.0 million of the cash… Read the full brief · 4 key points →SEC ↗
- Oct 26, 4:11 PM ET
8-K RDNT RadNet, Inc. AI brief Mixed Impact 5/5 RadNet to buy ONRAD for $350 million cash, 5 million shares, up to $210 million earnout RadNet agreed on October 26, 2026 to acquire ONRAD, Inc., a teleradiology and in-hospital radiology staffing provider, for $350 million in cash and 5 million RadNet shares, subject to customary adjustments, plus an earnout of up to $210 million tied to ONRAD's 2027 Adjusted… Read the full brief · 4 key points →SEC ↗
- Oct 21, 4:44 PM ET SEC ↗
- Oct 20, 5:29 PM ET
8-K DFH Dream Finders Homes, Inc.SEC ↗2.01 Acquisition or Disposition Completed3.02 Unregistered Equity Sale7.01 Regulation FD Disclosure8.01 Other EventsAI brief Mixed Impact 4/5 Dream Finders Homes completes $878.4 million acquisition of Beazer Homes USA Dream Finders Homes completed its acquisition of Beazer Homes USA on October 20, 2026, paying $33.50 in cash per Beazer share, for aggregate consideration of approximately $878.4 million and an enterprise value of approximately $2.2 billion. The deal was funded partly by $450.0… Read the full brief · 4 key points →
- Oct 19, 4:42 PM ET
8-K CHEF Chefs' Warehouse, Inc.SEC ↗1.01 Material Definitive Agreement1.02 Termination of Material Agreement2.03 New Direct Financial Obligation3.02 Unregistered Equity SaleAI brief Neutral Impact 4/5 Chefs' Warehouse refinances debt with $675 million term loan due 2033 On October 15, 2026, Chefs' Warehouse entered into a $675 million senior secured term loan maturing October 15, 2033, and used the proceeds to repay its prior term loan and redeem its 2.375% convertible notes due 2028. Holders of about $287.2 million of those notes converted… Read the full brief · 4 key points →
Frequently asked questions
What is an 8-K filing?
A Form 8-K is a current report US public companies must file within four business days of a material event — results, deals, executive changes, cybersecurity incidents and more. Each 8-K lists numbered items identifying the type of event.
What does 8-K Item 2.02 mean?
Item 2.02 "Results of Operations and Financial Condition" is filed when a company releases earnings. The press release is usually attached as Exhibit 99.1.
What does 8-K Item 4.02 mean?
Item 4.02 means previously issued financial statements should no longer be relied upon — a restatement warning, and one of the most serious disclosures a company can make.
How current is this feed?
The page reads EDGAR's live filing feed several times per hour during US business days. Filings appear here shortly after the SEC accepts them.