4 material Form 8-K filings that 4 companies we cover made with the SEC in October 2020, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
On October 20, 2020, the SEC issued a permanent order under Section 9(c) of the Investment Company Act of 1940. The order lets DWS Investment Management Americas, Inc. continue providing investment advisory services to registered investment companies, including the Registrant, despite the Consent Order described in the September 25, 2020 Form 8-K.
SEC issued the permanent order on October 20, 2020 under Section 9(c) of the Investment Company Act of 1940
The order allows DWS Investment Management Americas, Inc. to keep advising registered investment companies, including the Trust
The update applies notwithstanding the Consent Order referenced in the September 25, 2020 Form 8-K
On October 20, 2020, the SEC issued a permanent order under Section 9(c) of the Investment Company Act of 1940. The order allows DWS International GmbH to keep providing investment advisory services to registered investment companies, including New Germany Fund, despite a previously reported Consent Order.
SEC permanent order issued October 20, 2020 under Section 9(c) of the Investment Company Act of 1940
Permanent order lets DWS International GmbH continue advising registered investment companies, including the Registrant
Update supplements the Registrant's Form 8-K filed September 25, 2020 that described the Consent Order
On October 20, 2020, the SEC issued a permanent order under Section 9(c) of the Investment Company Act of 1940. The order allows DWS International GmbH to keep providing investment advisory services to registered investment companies, including the Fund, despite the Consent Order described in the Fund's September 25, 2020 Form 8-K. The filing updates that earlier disclosure on the adviser's ability to continue serving the Fund.
October 20, 2020: SEC issued a permanent order under Section 9(c) of the Investment Company Act
DWS International GmbH may continue providing investment advisory services to registered funds, including the Fund
Updates the Fund's September 25, 2020 Form 8-K regarding the Consent Order
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.