Guggenheim Strategic Opportunities Fund amends share sales deal for up to $850 million
Guggenheim Strategic Opportunities Fund amended its Controlled Equity Offering sales agreement with Cantor Fitzgerald & Co. so it may sell up to $850 million of common shares through the agent. The Fund commenced the offering on May 6, 2024, and the filing says the sales are made under its effective shelf registration statement. Because new share sales can add to the number of outstanding shares, existing shareholders may be affected by the size of the program.
- Fourth Amendment to the sales agreement is dated May 3, 2024, with the Fund, Guggenheim Funds Investment Advisors, LLC, and Cantor Fitzgerald & Co.
- Aggregate initial offering price of common shares is up to $850 million, with Cantor Fitzgerald acting as agent and/or principal
- The Fund commenced the offering on May 6, 2024, under Form N-2 registration statement File No. 333-279126