Flash FinanceUS
Market closed S&P 5007,549.94+2.35% Nasdaq25,253.14+2.74% Dow 3052,389.75+2.15% Russell 20002,840.81+3.15% Nasdaq-10027,907.62+3.40% MidCap 4003,715.23+3.13% SmallCap 6001,722.37+2.89% VIX19.92-22.31% 10Y Yield4.86+0.10% Close of Nov 09, 2026
AI brief of an SEC Form 8-K · GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF)

Guggenheim Strategic Opportunities Fund amends share sales deal for up to $850 million

Neutral Impact 3 of 5 financing Written later

Guggenheim Strategic Opportunities Fund amended its Controlled Equity Offering sales agreement with Cantor Fitzgerald & Co. so it may sell up to $850 million of common shares through the agent. The Fund commenced the offering on May 6, 2024, and the filing says the sales are made under its effective shelf registration statement. Because new share sales can add to the number of outstanding shares, existing shareholders may be affected by the size of the program.

Key points

  • Fourth Amendment to the sales agreement is dated May 3, 2024, with the Fund, Guggenheim Funds Investment Advisors, LLC, and Cantor Fitzgerald & Co.
  • Aggregate initial offering price of common shares is up to $850 million, with Cantor Fitzgerald acting as agent and/or principal
  • The Fund commenced the offering on May 6, 2024, under Form N-2 registration statement File No. 333-279126

The filing

CompanyGUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF)
Form8-K, current report
Filed with the SECMay 9, 2024, 4:16 PM ET
Accession number0001821268-24-000089

Items reported: 1.01 Material Definitive Agreement8.01 Other Events

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 10:08 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on May 09, 2024.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.