Every material Form 8-K GUGGENHEIM STRATEGIC OPPORTUNITIES FUND has filed with the SEC since May 09, 2024, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.
On December 15, 2025, GOF entered into a new fund administration and accounting agreement and new custody agreements with The Bank of New York Mellon, and terminated its prior agreements with MUFG and BNY. The filing discloses no termination fees for the prior agreements beyond ordinary course payments, and it does not state any fee amounts under the new contracts.
New Fund Administration and Accounting Agreement with BNY dated December 15, 2025, with fees based on average daily net assets and a minimum annual fee
Custody Agreement and Foreign Custody Manager Agreement with BNY, replacing agreements dated July 26, 2007
Prior administration agreement with MUFG Investor Services (US) LLC terminated, subject to ongoing transition services; no termination fees payable beyond ordinary course payments
The fund amended its at-the-market share sales agreement with Cantor Fitzgerald, allowing it to sell common shares worth up to $1 billion through the program. The fund began the offering on November 24, 2025, under an effective shelf registration statement. Because new share sales can add shares outstanding, existing shareholders may see their ownership diluted, though the filing does not state how many shares will be sold.
Fifth amendment dated November 21, 2025 sets aggregate initial offering price of up to $1,000,000,000 in common shares.
Prior amendments set limits of $850,000,000 (May 3, 2024) and $330,024,727 (March 27, 2023), among others.
The fund commenced the offering on November 24, 2025, under Form N-2 registration statement File No. 333-291739.
Cantor Fitzgerald & Co. acts as agent and/or principal for the sales.
Guggenheim Strategic Opportunities Fund amended its Controlled Equity Offering sales agreement with Cantor Fitzgerald & Co. so it may sell up to $850 million of common shares through the agent. The Fund commenced the offering on May 6, 2024, and the filing says the sales are made under its effective shelf registration statement. Because new share sales can add to the number of outstanding shares, existing shareholders may be affected by the size of the program.
Fourth Amendment to the sales agreement is dated May 3, 2024, with the Fund, Guggenheim Funds Investment Advisors, LLC, and Cantor Fitzgerald & Co.
Aggregate initial offering price of common shares is up to $850 million, with Cantor Fitzgerald acting as agent and/or principal
The Fund commenced the offering on May 6, 2024, under Form N-2 registration statement File No. 333-279126
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Only material 8-Ks get a brief: results, deals, executive changes, restructuring, impairments, delisting notices, restatements, cybersecurity incidents and other disclosed events. Routine filings (vote results, exhibits only) are skipped. Every GUGGENHEIM STRATEGIC OPPORTUNITIES FUND filing is on SEC EDGAR ↗. 8-K briefs of other companies →