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AI brief of an SEC Form 8-K · GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF)

Guggenheim Strategic Opportunities Fund signs new administration and custody deals with BNY

Neutral Impact 2 of 5 product/contract Written later

On December 15, 2025, GOF entered into a new fund administration and accounting agreement and new custody agreements with The Bank of New York Mellon, and terminated its prior agreements with MUFG and BNY. The filing discloses no termination fees for the prior agreements beyond ordinary course payments, and it does not state any fee amounts under the new contracts.

Key points

  • New Fund Administration and Accounting Agreement with BNY dated December 15, 2025, with fees based on average daily net assets and a minimum annual fee
  • Custody Agreement and Foreign Custody Manager Agreement with BNY, replacing agreements dated July 26, 2007
  • Prior administration agreement with MUFG Investor Services (US) LLC terminated, subject to ongoing transition services; no termination fees payable beyond ordinary course payments

The filing

CompanyGUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF)
Form8-K, current report
Filed with the SECDec 15, 2025, 5:08 PM ET
Accession number0001821268-25-000271

Items reported: 1.01 Material Definitive Agreement1.02 Termination of Material Agreement

Read the filing on SEC.gov ↗

Written by AI on Nov 9, 2026, 10:08 AM ET, from this filing only. Written later: this filing was briefed after the fact, when past filings were added to the site, so the brief may be read with hindsight; the filing itself is the record of what was known on December 15, 2025.

Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.