1,191 material Form 8-K filings that 965 companies we cover made with the SEC in September 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
FingerMotion announced a non-binding memorandum of understanding with Lyken AI Computing and BlueFlare Energy Solutions to match enterprise AI compute demand with modular behind-the-meter capacity in Western Canada, and gave an update on natural gas supply talks. The MOU does not reserve or guarantee capacity, grant exclusivity, or commit any party to financing, and no definitive gas supply agreement has been executed.
Non-binding, non-exclusive MOU dated September 3, 2026, covering Alberta, British Columbia, and Saskatchewan
FingerMotion completed acquisition of a 9.9% Lyken interest on August 17, 2026; Alset AI retains 90.1% control
FingerMotion is discussing possible firm natural gas supply with multiple suppliers, but no definitive supply agreement has been executed
The filing states no pricing, minimum capacity, revenue commitments, or development schedules have been set
Circle8 Group confirmed it has submitted a preliminary, non-binding and highly indicative proposal for a possible cash offer for SThree plc, a London-listed specialist STEM business. The company says the deal is structured to be financed without issuing new Circle8 common stock, so existing shareholders would not be diluted, but it also states there is no certainty that a firm offer will be made.
Proposal is preliminary, non-binding and highly indicative; no firm offer has been made
Company says the transaction is structured to be financed without issuing additional Circle8 common stock
SThree generated approximately £1.3 billion in gross revenue in fiscal 2025; combined gross revenues could approach $3 billion
Circle8 generated more than $1.2 billion in gross revenue during 2025
At its September 8, 2026 annual meeting, Mexco Energy stockholders approved the amended and restated 2019 Employee Incentive Stock Plan, elected all five director nominees, and ratified Weaver and Tidwell, L.L.P. as the independent auditor for the fiscal year ending March 31, 2027. The plan allows stock option awards, and the company filed two forms of award agreement with this report. The votes were routine, and the filing reports no change in leadership.
Plan approved with 1,538,624 votes for and 67,868 against, with 9,716 abstentions and 32,941 broker non-votes.
Weaver and Tidwell, L.L.P. was ratified as auditor with 1,634,808 votes for and 14,334 against.
A total of 1,649,149 of 2,046,000 outstanding shares were represented at the meeting, a quorum.
Copart agreed to acquire ACV Auctions through a cash tender offer at $10.50 per share, an implied equity value of about $1.9 billion, followed by a merger. The price is a premium of about 45% to ACV's unaffected closing price on August 10, 2026, and about 41% to its 30-day volume-weighted average price. For Copart shareholders, the company expects the deal to be neutral to earnings per share in the first full year of ownership and accretive in fiscal 2028 and beyond.
Offer price of $10.50 per share in cash, implied equity value of about $1.9 billion
Premium of about 45% to ACV's unaffected closing price on August 10, 2026
Termination fee of $57.7 million payable by ACV; $115.3 million payable by Copart under specified circumstances
Expected to close by calendar year-end 2026, funded with cash on hand; not subject to a financing condition
iSpecimen received a Nasdaq letter dated September 8, 2026, granting an extension until November 25, 2026 to regain compliance with the minimum stockholders' equity requirement. The company says it plans a best-efforts public offering of approximately $5 million in gross proceeds, but the filing states there is no assurance it will regain or maintain compliance, and shareholders could face delisting if it fails to do so.
Nasdaq first notified the company of noncompliance on May 29, 2026, under Listing Rule 5550(b), which requires at least $2,500,000 in stockholders' equity.
The company cites a private placement that closed May 11, 2026, with gross proceeds of approximately $2.5 million, and a planned public offering of approximately $5 million.
Projections show stockholders' equity of approximately $5.1 million through June 30, 2027, per the filing.
The Deficiency Letter has no immediate effect on trading of the common stock on the Nasdaq Capital Market.
Public Storage agreed on September 9, 2026 to sell C$400 million of senior notes due 2033 through its Canadian finance subsidiary, with the Company and PSOC guaranteeing the notes. The Company expects to use the net proceeds to replenish cash used for the Public Storage Canada acquisition and for other general corporate purposes, and the offering is expected to close on September 16, 2026. This is a debt financing that adds to the Company's borrowings, and the filing does not report any earnings or guidance changes.
Notes: C$400 million aggregate principal, 4.540% annual interest, issued at par, maturing September 16, 2033
Interest paid semi-annually on March 16 and September 16, starting March 16, 2027
Proceeds to replenish cash used for the Public Storage Canada acquisition and for general corporate purposes
Offering expected to close September 16, 2026, subject to customary closing conditions
Effective August 31, 2026, The Arena Group Holdings, Inc. changed its name to Paradium.AI, Inc. through a Delaware charter amendment that required no stockholder approval. The company's common stock continues to trade on NYSE American under the new symbol PAAI, and the CUSIP number is unchanged. The filing says the name change does not affect stockholder rights and requires no action from current holders.
Name change to Paradium.AI, Inc. effective August 31, 2026, via Certificate of Amendment filed with the Delaware Secretary of State
Trading symbol on NYSE American changed to PAAI; CUSIP number remains unchanged
No stockholder approval required; existing stock certificates remain valid
Updated corporate investor presentation made available September 10, 2026 (Exhibit 99.1)
RH reported second-quarter fiscal 2026 results for the period ended August 1, 2026, with GAAP net revenues of $922.2 million, up 2.6% from a year earlier and above the high end of its guidance. The company also updated its fiscal 2026 outlook, calling for revenue growth of 5.5% to 7.0% and adjusted EBITDA margin of 15.0% to 16.2%, while adjusted EBITDA for the quarter included a $55.1 million tariff benefit.
GAAP net revenues were $922.2 million, up 2.6%; GAAP net income was $60.2 million.
Adjusted EBITDA was $178.5 million (19.4% margin), including a $55.1 million tariff benefit; normalized adjusted EBITDA was $123.5 million (13.4% margin).
Updated fiscal 2026 outlook: revenue growth of 5.5% to 7.0% and adjusted EBITDA margin of 15.0% to 16.2%.
Third-quarter outlook calls for revenue growth of 5.0% to 6.0% and adjusted EBITDA margin of 12.5% to 13.5%.
Champions Oncology reported unaudited first-quarter fiscal 2027 results for the period ended July 31, 2026, with revenue of $15.2 million, up 8.8% from a year earlier. The net loss narrowed to $426,000 from $466,000, and adjusted EBITDA rose to $671,000 from $59,000, though the company still reported a loss and spent more on sales and marketing.
Oncology revenue of $15.2 million, up from $14.0 million in the prior-year quarter
Net loss of $426,000 versus $466,000 a year earlier; basic loss per share of $0.03 in both periods
Adjusted EBITDA of $671,000 versus $59,000; oncology services margin of 51% versus 43%
Sales and marketing expense rose 66.6% to $3.1 million; cash used in operations was $492,000 and cash ended the quarter at $4.4 million with no debt
Kadant's board adopted a succession plan under which Michael C. Colwell becomes president and chief operating officer on October 1, 2026, and president and chief executive officer on January 2, 2027, when Jeffrey L. Powell becomes executive chairman. Chairman Jonathan W. Painter will leave the board on January 2, 2027. The filing contains no financial results, and the changes are a planned leadership transition for shareholders to track.
Michael C. Colwell, 60, is senior vice president responsible for the Industrial Processing segment and will join the board on January 2, 2027.
Jeffrey L. Powell remains president through September 30, 2026, and CEO through January 2, 2027, then becomes executive chairman and retires January 1, 2028.
Powell's annualized base salary will be $998,900 through January 2, 2027, and $499,450 after that, under a Transition and Executive Chairman Agreement.
Jonathan W. Painter, current chairman, will cease to serve as a director on January 2, 2027; he stated his resignation did not result from any disagreement with the Company.
TransMedics appointed Fernando Araujo, most recently CFO of GE HealthCare's Advanced Imaging Solutions segment, as Chief Financial Officer and Treasurer effective September 21, 2026, succeeding Gerardo Hernandez, who will move to a non-executive role and then a senior advisor position focused on Latin America. In the same announcement, the company reiterated its 2026 revenue guidance of $737 million to $757 million, which excludes PAD Aviation and will be revisited with third quarter results. The filing reports no change to financial results or guidance, but the change in finance leadership is a notable item for shareholders.
Fernando Araujo, age 46, becomes CFO and Treasurer effective September 21, 2026, with a $590,000 base salary and a 60% target bonus
Araujo receives a $200,000 cash sign-on bonus plus initial stock option and RSU awards each with a grant date value of approximately $1.75 million
Gerardo Hernandez remains a non-executive employee through December 31, 2026, then serves as a non-employee senior advisor until April 30, 2027
2026 revenue guidance of $737 million to $757 million was reiterated; the company will revisit it with third quarter 2026 results
Dell Technologies and its subsidiaries agreed on September 9, 2026 to sell $5.0 billion of senior notes in four tranches to a group of underwriters. The company says the net proceeds will mainly repay its outstanding 4.900% First Lien Notes due 2026, with any remaining funds used for general corporate purposes, including other debt repayment.
Four tranches total $5.0 billion: $1.25 billion due 2029 at 5.100%, $1.25 billion due 2031 at 5.400%, $1.5 billion due 2033 at 5.600%, and $1.0 billion due 2037 at 5.900%
Public offering prices range from 99.475% to 99.953% of principal amount
Proceeds are expected to repay the 4.900% First Lien Notes due 2026 first, with closing expected on September 15, 2026
Notes are guaranteed on an unsecured basis by Dell Technologies, Denali Intermediate Inc. and Dell Inc.
AIM ImmunoTech Inc. exchanged about $450,000 of a November 18, 2025 promissory note held by Streeterville Capital, LLC for 1,921,441 shares of common stock, at an average conversion price of about $0.234 per share, under agreements dated September 3 and September 4, 2026. Stockholders had approved the conversion at a July 15, 2026 special meeting, and the shares were issued without SEC registration under a Section 3(a)(9) exemption.
Converted about $450,000 of the November 18, 2025 promissory note into 1,921,441 shares
Average conversion price of about $0.234 per share
Agreements signed September 3 and September 4, 2026 with Streeterville Capital, LLC
Stockholders approved the conversion at a special meeting held July 15, 2026
GGeoVax Labs said it has requested a Nasdaq Hearings Panel appeal of a delisting determination it received on August 27, 2026, over the minimum bid price requirement, with a hearing scheduled for October 13, 2026. The company says its stock should keep trading on the Nasdaq Capital Market under GOVX at least through that period, and it reaffirmed its focus on the GEO-MVA vaccine program and Gedeptin.
Nasdaq delisting determination received August 27, 2026, relating to the minimum bid price requirement under Listing Rule 5550(a)(2)
Hearing before the Nasdaq Hearings Panel scheduled for October 13, 2026
Hearing request has stayed any suspension or delisting action; GOVX expected to keep trading at least through that period
GeoVax plans to present a compliance plan to regain and maintain listing standards
Fortive's board increased its size from eight to nine members effective September 9, 2026, and appointed Susan L. Main as a director with a term running to the 2027 annual shareholder meeting. The board also named her to the Audit Committee and determined she is independent under NYSE standards and an audit committee financial expert.
Susan L. Main appointed to the board effective September 9, 2026; board size raised from eight to nine
Ms. Main also appointed to the Audit Committee of the Board
Board determined Ms. Main is independent under NYSE listing standards and an audit committee financial expert
Her non-employee director compensation matches that of other non-employee directors, per the Form 10-Q for the quarter ended July 3, 2026
CVD Equipment Corporation said its board committed to a restructuring plan that ends new system orders for its CVD equipment business and cuts the workforce by about half, keeping only what is needed for its remaining backlog, warranties, and spare parts, quartz, and services. The company expects a restructuring charge of $0.8 million to $1.0 million in the quarter ending September 30, 2026, and CEO Emmanuel Lakios has left the company and the board, with Vice President of Manufacturing Operations Warren Cheesman named Acting CEO.
Restructuring charge expected at approximately $0.8 million to $1.0 million in the quarter ending September 30, 2026, mainly employee severance
Company will no longer pursue new system orders for its CVD equipment business and will cut its workforce by approximately half
Emmanuel Lakios departed as President and CEO and from the board effective September 3, 2026; Warren Cheesman is Acting CEO
At the end of the second quarter of 2026, the company had $23.5 million in cash and no debt
On September 10, 2026, Williams Companies completed a registered offering of four series of senior unsecured notes, with maturities from 2029 to 2056. The filing discloses the principal amounts, interest rates and redemption terms, and it attaches the supplemental indenture as an exhibit. The filing describes the debt sale without stating how the proceeds will be used.
Four series: $500 million 5.000% notes due 2029, $1.0 billion 5.600% notes due 2033, $750 million 5.800% notes due 2036 and $500 million 6.400% notes due 2056.
Interest is paid semi-annually; the 2029 notes first pay on April 15, 2027, and the other series first pay on March 15, 2027.
The notes were issued under a Form S-3 registration statement and a Fourteenth Supplemental Indenture dated September 10, 2026, with The Bank of New York Mellon Trust Company, N.A. as trustee.
IBEX reported fiscal 2026 results for the year ended June 30, 2026, with full-year revenue up 15.4% to $644.1 million and diluted EPS up 32.8% to $3.13. Fourth-quarter revenue rose 11.6%, but net income fell 8.8% to $8.7 million and diluted EPS fell 11.3% to $0.59. The company also introduced fiscal 2027 guidance and amended its U.S. and UAE credit facilities, extending maturities to October 22, 2029.
Fiscal 2026 revenue $644.1 million, up 15.4%; diluted EPS $3.13 versus $2.36 a year earlier
Fourth-quarter net income $8.7 million versus $9.6 million; net income margin 5.3% versus 6.5%
Fiscal 2027 revenue guidance $700 million to $715 million; adjusted EBITDA guidance $90 million to $94 million
U.S. credit facility of $25 million and UAE facilities amended on September 8, 2026, with maturity extended to October 22, 2029
Reborn Coffee's board increased its size from seven to eight members on September 3, 2026, and appointed James Lim and Edward Park to fill the vacancies. The filing says neither director will receive compensation for board service, neither has been placed on a committee, and neither has a reportable related party transaction.
Board increased from seven to eight members on September 3, 2026
James Lim and Edward Park appointed as directors on September 3, 2026
Neither director will receive compensation or serve on a board committee, per the filing
Directors serve until the next annual stockholder meeting
At its virtual annual meeting on September 8, 2026, NIKE shareholders approved an amended and restated Employee Stock Purchase Plan that increases the Class B shares authorized for issuance under the plan by 16,000,000. Shareholders also elected the board's directors, ratified PricewaterhouseCoopers LLP as auditor for the fiscal year ending May 31, 2027, and rejected both shareholder proposals on the ballot.
The plan amendment adds 16,000,000 Class B shares; plan approval received 1,081,095,618 votes for and 5,127,600 against.
Advisory vote on executive compensation: 736,936,017 for, 349,508,277 against, 1,597,298 abstain.
PricewaterhouseCoopers LLP ratified for fiscal year ending May 31, 2027: 1,175,590,556 for, 58,924,987 against.
Shareholder proposals on a charitable support report and environmental targets failed, receiving 7,363,988 and 110,862,692 votes for, respectively.
Saga Communications' Board declared a quarterly cash dividend of $0.25 per share, payable October 16, 2026, to holders of record on September 23, 2026. The company said the payment will total about $1.6 million and will be funded from cash on its balance sheet, which it says brings total dividends paid since 2012 to over $146 million.
Quarterly cash dividend of $0.25 per share on Class A Common Stock
Payment date October 16, 2026; record date September 23, 2026
Aggregate payment of approximately $1.6 million, funded from balance sheet cash
Company says future dividends remain at the Board's full discretion
First Internet Bancorp sold $20.5 million of subordinated notes in a private placement completed September 10, 2026. The notes pay a fixed 8.0% until September 15, 2031, then a floating rate tied to three-month term SOFR, and the company plans to use the proceeds for general corporate purposes, including possibly repaying higher-rate debt. The notes are unsecured and rank junior to senior indebtedness, and the company intends them to qualify as Tier 2 regulatory capital.
$20.5 million principal of 8.0% fixed-to-floating rate subordinated notes due September 15, 2036, issued at 100% of face amount.
Fixed 8.0% rate until September 15, 2031, then resets quarterly to three-month term SOFR plus 3.735%.
Proceeds for general corporate purposes, including potential redemption or retirement of existing debt accruing interest at higher rates.
Piper Sandler & Co. acted as placement agent; the company agreed to an exchange offer for registered notes and may pay additional interest if it fails those obligations.
Sunoco LP said it approved a voluntary transfer of its common units from the New York Stock Exchange to the Texas Stock Exchange. Trading on the NYSE is expected to end at market close on October 2, 2026, and begin on the TXSE at market open on October 5, 2026. The company said the ticker stays SUN and that unitholders need not take any action.
Board-level approval of the transfer was dated September 3, 2026.
NYSE trading expected to end at market close on October 2, 2026; TXSE trading expected to begin at market open on October 5, 2026.
Ticker symbol remains SUN on the TXSE; affiliate SunocoCorp LLC (SUNC) is making the same move.
The press release states no action is required by unitholders.
Oracle reported fiscal first-quarter 2027 results for the quarter ended August 31, 2026, with revenue up 30% to $19.3 billion and diluted GAAP EPS up 55% to $1.56. The company also gave Q2 and full fiscal 2027 guidance, including total revenue of at least $90 billion, and declared dividends. Free cash flow was negative $5.4 billion as capital expenditures reached $28.5 billion, a figure shareholders will watch alongside the growth in cloud revenue.
Total revenue $19.3 billion, up 30%; cloud revenue $11.6 billion, up 62%; cloud infrastructure $7.4 billion, up 121%
Diluted GAAP EPS $1.56, up 55%; non-GAAP EPS $1.92, up 30%
Operating cash flow $23.1 billion, but free cash flow was negative $5.4 billion
Common dividend $0.50 per share payable October 23, 2026 (record date October 9); preferred dividend $1,625 per share payable October 15, 2026
DexCom appointed Glenn S. Boehnlein as a director effective September 10, 2026, increasing the board to thirteen members. He joins the Audit Committee and the Operations & Innovation Committee, and the filing describes him as independent under Nasdaq listing standards.
Boehnlein most recently served as Vice President and Chief Financial Officer of Stryker Corporation from 2016 to 2025.
Initial equity grant of restricted stock units with a fair value of $500,000, vesting annually over three years.
Annual director equity grant expected around the 2027 Annual Meeting with a fair value of $347,500.
Term expires at the 2027 annual meeting of stockholders.
Copart reported fourth-quarter fiscal 2026 results for the three months ended July 31, 2026, with revenue up 2.4% but gross profit down 5.5% and net income attributable to Copart down 17.4%. Diluted earnings per share fell to $0.35 from $0.41, and for the full fiscal year diluted EPS declined to $1.55 from $1.59.
Q4 revenue rose $27.3 million, or 2.4%, to $1.2 billion; gross profit fell $28.3 million, or 5.5%, to $481.4 million
Q4 net income attributable to Copart fell $68.9 million, or 17.4%, to $327.4 million
Fiscal 2026 revenue rose 0.4% to $4.7 billion, while net income attributable to Copart fell 4.4% to $1.5 billion
Fiscal 2026 cash flow statement shows $1.6 billion in common stock repurchases
Energy Transfer LP has approved moving the listings of its common units and Series I Preferred Units from the New York Stock Exchange to the Texas Stock Exchange. The partnership expects NYSE trading to end at market close on October 2, 2026, with TXSE trading beginning at market open on October 5, 2026, and the ticker symbols will remain unchanged.
NYSE trading in the Common Units and Series I Preferred Units expected to end at market close on October 2, 2026
TXSE trading expected to begin at market open on October 5, 2026
Ticker symbols remain unchanged: ET for common units and ETprI for Series I Preferred Units
Board-level approval of the voluntary withdrawal from NYSE dated September 3, 2026
Matador Resources said co-president Van H. Singleton, II retired from his role as Co-President of land, acquisitions and divestitures and planning on September 9, 2026, and moved to a Special Advisor role to the Board and Executive Committee. Bryan A. Erman, already Co-President, Chief Legal Officer and Head of M&A, takes over Singleton's co-presidency, and Jonathan J. Filbert takes over his land and acquisition and divestiture responsibilities.
Van H. Singleton, II retired as Co-President on September 9, 2026 and became Special Advisor to the Board and Executive Committee.
Bryan A. Erman, Co-President since June 2025, assumes Singleton's co-president role.
Jonathan J. Filbert, Executive Vice President – Land since October 2023, takes over land and acquisition and divestiture efforts.
Singleton's advisor agreement provides an annual fee of $450,000 paid monthly and continued vesting of his outstanding equity awards.
Zumiez reported fiscal 2026 second-quarter net sales down 2.5% to $209.0 million, with a net loss of $2.7 million, or $0.17 per share, compared with a net loss of $1.0 million, or $0.06 per share, a year earlier. The company said sales through September 7, 2026 were down 4.3% and gave third-quarter guidance of $222 million to $226 million in net sales and EPS of $0.00 to $0.10, which points to weak results for shareholders.
Q2 net sales were $209.0 million, down 2.5%; comparable sales fell 2.1%.
Q2 net loss was $2.7 million, or $0.17 per share, versus $1.0 million, or $0.06 per share, a year earlier.
Third-quarter guidance (three months ending October 31, 2026): net sales of $222 million to $226 million and EPS of $0.00 to $0.10.
Third quarter-to-date net sales fell 4.3% through September 7, 2026; cash and current marketable securities were $97.3 million, down from $106.7 million a year earlier.
Park Hotels & Resorts approved one-time retention restricted stock awards to four executive officers on September 3, 2026, including 331,564 shares to CEO Thomas J. Baltimore, Jr. The awards vest in full on the fourth anniversary of the grant date, subject to continued employment, and are intended to address leadership transition and recruiting risks. The grants add to the share count tied to executive pay, and their vesting terms determine how much stock is retained if an executive leaves.
September 3, 2026: Compensation & Human Capital Committee approved one-time Retention RSA Awards
20/20 Biolabs, Inc. (AIDX) received a Nasdaq notice on September 3, 2026 saying it does not meet the $2,500,000 stockholders' equity requirement, based on its Form 10-Q showing $1,620,700 at June 30, 2026. The company has 45 calendar days to submit a compliance plan, and failing to regain compliance could bar it from the extra time it would otherwise get on the bid price issue, adding delisting risk for shareholders.
September 3, 2026: Nasdaq notice citing stockholders' equity of $1,620,700 versus a $2,500,000 requirement
Company has 45 calendar days to submit a plan to regain compliance; Nasdaq may grant up to 180 more days if accepted
Separate July 17, 2026 notice on the $1.00 bid price rule; compliance deadline is January 13, 2027
Missing the equity rule by January 13, 2027 would disqualify the company from a second bid price compliance period
Frequency Electronics reported first-quarter fiscal 2027 results for the quarter ended July 31, 2026, with revenue of $23.5 million, up from $13.8 million a year earlier. Net income rose to $4.2 million, or $0.41 per diluted share, from $0.07 a year earlier, and the company said a secondary offering added approximately $73 million in cash.
Revenue was approximately $23.5 million, up 70% from $13.8 million in the same quarter of fiscal 2026.
Operating income was $5.2 million, compared with $0.4 million a year earlier.
Net income was $4.2 million, or $0.41 per diluted share, versus $0.07 per diluted share a year earlier.
Funded backlog was approximately $129 million at July 31, 2026, up from $111 million at April 30, 2026.
Autodesk sold $1.0 billion of senior notes in two $500 million tranches, due 2029 and 2033, under an underwriting agreement dated September 8, 2026. The company plans to use the proceeds, along with cash on hand, to repay $1.0 billion of its term loan, so the deal refinances existing borrowing rather than adding a stated new use of funds.
2029 Notes: $500 million at 5.050% interest, paid semi-annually
2033 Notes: $500 million at 5.650% interest, paid semi-annually, first payment March 15, 2027
Proceeds plus cash on hand to repay $1.0 billion under a term loan dated June 15, 2026
Indenture limits liens, sale-leasebacks and certain mergers; a bankruptcy or payment default could trigger acceleration
At its September 8, 2026 annual general meeting, Logitech shareholders gave more For than Against votes on every proposal, including the annual report, dividend appropriation and board re-elections. The advisory vote on named executive officer compensation drew 72.42% For, the lowest support among the main proposals. The dividend is expected to be paid September 23, 2026, and shares must be bought by September 18, 2026 to be eligible.
Dividend appropriation and declaration (Proposal 5) received 99.32% For and 0.68% Against.
Advisory vote on named executive officer compensation (Proposal 2) received 72.42% For and 27.58% Against.
KPMG re-election as auditor for fiscal 2027 (Proposal 13) received 92.44% For and 7.56% Against.
Ex-dividend date is September 21, 2026 on SIX Swiss Exchange and September 22, 2026 on Nasdaq; record date September 22; payment September 23, 2026.
Carlisle Companies announced that director Jesse G. Singh resigned from its board on September 10, 2026, citing a change in his employment, and not any disagreement with the company. The board also fixed its size at six directors, and the company thanked Singh for more than eight years of service.
Jesse G. Singh resigned as a director effective at the conclusion of the September 10, 2026 board meeting.
Resignation was due to a change in his employment, per the company's governance guidelines; the filing states no disagreement with the company.
The board fixed the number of directors at six following the resignation.
LightPath Technologies reported results for its fiscal 2026 fourth quarter and full year ended June 30, 2026. Revenue rose 92.7% for the year to $71.7 million and gross profit rose to $25.8 million, but the full-year net loss widened to $20.5 million, mainly due to a $15.6 million non-cash change in the fair value of acquisition earnout liabilities tied to G5 Infrared. For shareholders, the company ended the year with a backlog of approximately $110.9 million and cash of $93.2 million.
Q4 fiscal 2026 revenue was $21.2 million, up 73.8% from $12.2 million; net loss was $4.1 million, or $0.06 per share, versus $7.1 million, or $0.16 per share, a year earlier.
Full-year fiscal 2026 revenue was $71.7 million, up 92.7%; net loss was $20.5 million, or $0.38 per share, versus $14.9 million, or $0.36 per share.
Backlog was approximately $110.9 million at June 30, 2026, up 197% from $37.4 million a year earlier.
Adjusted EBITDA was $2.1 million in Q4 fiscal 2026, compared with a loss of $2.0 million a year earlier; full-year adjusted EBITDA was $4.2 million.
Friedman Industries entered into a Seventh Amendment to its A&R Credit Agreement with JPMorgan Chase Bank, N.A. as administrative agent, increasing aggregate commitments from $140 million to $200 million. The company said the expansion aligns its credit facility size with growth in the underlying borrowing base.
Amendment dated September 3, 2026 increases aggregate commitments from $140 million to $200 million
Century Metals & Supplies, LLC, a Texas limited liability company, is also a borrower under the agreement
Original A&R Credit Agreement is dated May 19, 2021; full amendment to be filed with the 10-Q for the quarter ending September 30, 2026
AptarGroup's Chief Accounting Officer, Aditya Gandhi, resigned effective September 11, 2026, to pursue another opportunity outside the greater Chicago area, and the company said the decision was not related to any disagreement on operations, policies or practices. The Board appointed Daniel Ackerman, a former CAO, as interim Chief Accounting Officer and principal accounting officer until a permanent successor is named.
Aditya J. Gandhi resigns as Vice President, Chief Accounting Officer, effective September 11, 2026
Daniel Ackerman, age 53, appointed Senior Vice President, Interim Chief Accounting Officer, effective September 11, 2026
Ackerman previously served as CAO from August 1, 2024 until June 8, 2026, and has been SVP, Finance for Aptar Pharma since June 2026
Ackerman will report to Vanessa Kanu, Executive Vice President and Chief Financial Officer
Adobe reported third quarter fiscal 2026 results for the quarter ended August 28, 2026, with revenue of $6.76 billion, up 13% year over year, and non-GAAP diluted earnings per share of $6.13, up from $5.31 a year earlier. The company also raised its full-year fiscal 2026 revenue and earnings per share targets, which matters to shareholders because it signals higher expected profit for the year.
Q3 FY2026 revenue was $6.76 billion, up 13% year over year (12% in constant currency).
Diluted EPS was $4.62 on a GAAP basis (vs. $4.18) and $6.13 on a non-GAAP basis (vs. $5.31).
FY2026 revenue target is now $26.576 billion to $26.626 billion; non-GAAP EPS target is $24.45 to $24.50.
Q4 FY2026 revenue target is $6.80 billion to $6.85 billion; Q3 share repurchases were about 9.5 million shares.
On September 8, 2026, MYR Group entered a five-year Fourth Amended and Restated Credit Agreement with a bank syndicate led by JPMorgan Chase, Bank of America and Wells Fargo. The deal replaces the company's May 31, 2023 credit agreement, which included a $490 million revolver, and adds a $150 million U.S. dollar term loan and a C$70 million Canadian dollar term loan. Borrowings are secured by substantially all company and domestic subsidiary assets and carry financial covenants, so shareholders should note the added debt capacity and its collateral and leverage conditions.
Agreement dated September 8, 2026, is a five-year Fourth Amended and Restated Credit Agreement led by JPMorgan Chase Bank, N.A., Bank of America, N.A. and Wells Fargo Bank, National Association.
Revolving facility of $690 million, plus a $150 million U.S. dollar term loan and a C$70 million Canadian dollar term loan.
Expansion option allows up to an additional $445 million of commitments or incremental term loans, subject to conditions; prior agreement had a $490 million revolver and a $200 million expansion option.
Financial covenants include a maximum Net Leverage Ratio of 3.0 and a minimum interest coverage ratio of 3.0; borrowings are secured by substantially all assets of the company and its domestic subsidiaries.
DigitalOcean and its subsidiary entered into a $725 million equipment finance facility with MUFG entities to fund data center equipment, with an accordion feature that could raise total commitments to $1.025 billion. The company says it intends to exercise the accordion in full, subject to new or existing lenders committing, and the facility is guaranteed by the parent and certain subsidiaries and secured by the equipment. The new debt-like obligation carries fixed rates tied to term SOFR swaps plus 2.75% and financial covenants, and the CFO said the company remains highly confident in its 2026 guidance.
Committed financing of up to $725 million; advances can fund up to 90% of equipment cost, with the balance paid as prepaid rent
Accordion can add up to $300 million, for up to $1.025 billion in total, subject to lender commitments
Advances available until September 10, 2027; rent amortizes each advance in full by September 10, 2030
Each advance bears a fixed rate equal to term SOFR swap rate plus 2.75%; undrawn commitment fee of 0.20% rising to 0.40% six months after closing
Insulet directors Timothy J. Scannell and Michael R. Minogue are stepping down from the board, effective September 3 and September 15, 2026, respectively. Scannell cited health reasons, and Minogue is leaving to focus on his candidacy for Governor of Massachusetts; the filing says neither departure stems from a disagreement with the company.
Timothy J. Scannell, who served 12 years on the board including 7 years as Chairman, steps down effective September 3, 2026, citing health reasons
Michael R. Minogue, who served 9 years, notified the company on September 8, 2026 and steps down effective September 15, 2026 to pursue a run for Governor of Massachusetts
The filing states neither director resigned due to a disagreement with the company on operations, policies or practices
Yarrow Bioscience filed an 8-K on September 10, 2026, furnishing a September 2026 investor presentation and an update to the Business section of its 2025 Form 10-K to reflect its merger with Yarrow Bioscience Operating Company Corp. The company states the revisions have no effect on previously reported results, financial position, or cash flows, and the presentation says the company's cash resources are expected to fund operations into 2028.
Investor presentation dated September 2026 made available on September 10, 2026 (Exhibit 99.1)
Business update reflects the merger with Yarrow Bioscience Operating Company Corp. (formerly Yarrow Bioscience, Inc.); company states no effect on previously reported results
Presentation cites $200 million raised to date and cash runway expected into 2028
Phase 2a readout for YB-101 in Graves' disease anticipated in 2H 2027
Unity Bancorp purchased about $27.6 million of transferable federal investment tax credits for about $25.1 million on September 10, 2026. The company expects a one-time reduction in income tax expense of about $2.5 million, which would increase net income, in the quarter ending September 30, 2026.
Credits purchased for about $25.1 million, about $0.91 per dollar of tax credit
Expected one-time income tax expense reduction and net income increase of about $2.5 million in the quarter ending September 30, 2026
Company plans to use the credits mainly through a carry-back claim; credits remain subject to a five-year recapture period
Hawthorn Bancshares disclosed that Jonathan "Jon" Holtaway, a director of the company and Hawthorn Bank since 2019, died on September 4, 2026, at age 55. The company said it was informed on September 8 and issued a press release on September 10, which is filed as Exhibit 99.1. The filing does not describe any change to the company's operations or financial results.
Mr. Holtaway died on September 4, 2026, at age 55.
He had been a member of the Board of Directors since 2019.
The company was informed on September 8, 2026, and issued a press release on September 10, 2026.
Mr. Holtaway was president of Ategra Capital Management, LLC, which he founded in 2005.
MercadoLibre agreed on September 9, 2026 to sell $1 billion of 5.850% Notes due 2036 to a group of underwriters under an SEC-registered shelf. The company said proceeds will be used for general corporate purposes and to strengthen its liquidity, and the notes are guaranteed by several of its subsidiaries.
Size: $1,000 million aggregate principal amount of 5.850% Notes due 2036, a 10-year tenor
Underwriting agreement dated September 9, 2026 with BofA Securities, Citigroup, Goldman Sachs, J.P. Morgan and Morgan Stanley as representatives
Issuer ratings cited in the press release: BBB- (S&P), Baa3 (Moody's), BBB- (Fitch)
The press release says the deal drew demand from more than one hundred institutional investors
Arrow Financial Corporation said its subsidiary Upstate Agency, LLC has signed a definitive agreement to acquire Skene Valley Agency, Inc., an independent insurance agency in Washington County, New York. The sale is targeted to close by the end of the third quarter of 2026, and Skene Valley will then merge into Upstate Agency. The filing does not disclose the purchase price or the financial impact of the deal.
Buyer is Upstate Agency, LLC, a subsidiary of Arrow Bank National Association; target is Skene Valley Agency, Inc., founded in 2002 and based in Granville, New York
Closing is targeted by the end of the third quarter of 2026
Skene Valley has satellite operations in Whitehall and Cambridge, New York
Acorn Energy's subsidiary OmniMetrix, LLC acquired the assets of Generator Solutions, Inc.'s Gen-Tracker standby generator monitoring business under an asset purchase agreement signed and closed on September 9, 2026. The total price is $3.5 million, with $1 million paid at closing and the remainder deferred over five years, and OmniMetrix also leased Oakdale, Minnesota premises from a seller affiliate for one year at $108,000 annually.
Purchase price of $3.5 million: $1 million paid at closing, $450,000 due on each of the first four anniversaries, and $700,000 due on the fifth anniversary.
Acquired assets include customer accounts, dealer relationships, trade names, trademarks, technology, accounts receivable and hardware inventory.
OmniMetrix also signed a one-year lease with a seller affiliate for Oakdale, Minnesota premises at $108,000 a year ($9,000 per month).
The filing does not state revenue or earnings contributed by the acquired business.
SKYX Platforms signed a merger agreement on September 9, 2026, under which Deako, a Seattle-based AI smart home and lighting systems company, will become a wholly owned subsidiary. SKYX will issue 25,000,000 shares, or 18.46% of its outstanding common stock, plus $4 million in cash and $8.5 million in senior secured notes to Deako's senior lenders, and closing requires Deako securityholder approval. The filing does not include SKYX or Deako financial results beyond a press release statement that Deako had over $26 million in 2025 revenue, so shareholders face dilution and new debt without a stated effect on SKYX's profit.
Consideration: 25,000,000 common shares (18.46% of outstanding), with a 12-month lock-up and releases of 25% each at 12, 15, 18 and 21 months after closing, held in escrow for Deako's senior lenders.
Cash: $4 million total, of which $2 million was paid at signing and $2 million is due at closing.
Notes: $8.5 million senior secured promissory notes at 12.0% per annum; $2.25 million due 120 days after closing and the remainder due on the 12-month anniversary of closing.
Termination right if closing conditions are not met or waived by October 31, 2026; closing also requires Deako securityholder approval.
Versus Systems appointed Brian Goldenberg as its Chief Financial Officer, Principal Financial Officer, and Principal Accounting Officer on September 8, 2026. CEO Luis Goldner will no longer serve as principal financial officer, so the CFO role now sits with Goldenberg, who previously held CFO positions at Trend Capital Management and Divisadero Street Capital Management.
Brian Goldenberg appointed CFO, principal financial officer and principal accounting officer on September 8, 2026
Luis Goldner, President and CEO, will no longer serve as principal financial officer
Goldenberg was CFO of Trend Capital Management, Boca Raton, Florida, from February 2018 to November 2023
From November 2023 to February 2026, Goldenberg was COO, chief compliance officer and CFO of Divisadero Street Capital Management, Miami, Florida
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