1,191 material Form 8-K filings that 965 companies we cover made with the SEC in September 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
HIVE Digital Technologies said on September 10, 2026 that its estimated average daily revenue from hashrate and GPU services exceeded approximately $1 million per day, based on preliminary, unaudited information. It also appointed Mark Volk as Senior Vice President, Revenue of its subsidiary BUZZ High Performance Computing, and said it plans to wind down Bitcoin mining at its Swedish facilities to repurpose that infrastructure toward HPC and AI uses.
Estimated average daily revenue exceeded approximately $1 million since August 21, 2026; the company says this is not a forecast and has not been through its normal quarter-end closing procedures.
GPU cloud operations generated approximately $100,000 in average daily revenue, and the company reports closing more than $600 million in total contract value year to date.
Swedish Bitcoin mining represented less than 5% of global daily revenue during August; the company intends to wind it down.
Mark Volk, a former HPE and IBM executive who has consulted for the company for about nine months, reports to Craig Tavares, President and COO of BUZZ HPC.
Expand Energy Corporation priced a $500 million underwritten offering of 5.650% senior notes due 2031 at 99.889% of face value. The company said it expects to close the offering on September 17, 2026, and intends to use the net proceeds for general corporate purposes.
Offering size: $500,000,000 aggregate principal amount of 5.650% senior notes due 2031
Price to the public: 99.889% of face value
Expected closing date: September 17, 2026
Use of net proceeds: general corporate purposes; underwriters were Citigroup Global Markets Inc. and J.P. Morgan Securities LLC
Liberty Latin America disclosed term sheets exchanged with holders of debt at its Liberty Puerto Rico (LPR) subsidiaries during restructuring talks, and said those negotiations are not continuing. The company states that no agreement has been reached and that none is assured, so the outcome for LLA shareholders remains unresolved. The proposals show that LLA's equity stake and the debt structure could change materially.
Term sheets are dated August 26, August 30, September 9 and September 11, 2026, and cover a restructuring of LPR debt, including a proposed $410 million of new money first-out notes at a 6.50% rate.
An LLA proposal of August 26, 2026 includes $1,250 million of second-out takeback debt at 8.00% and 25% of pro forma equity for LLA, plus warrants.
A SteerCo counterproposal dated August 30, 2026 shows LLA common equity as fully extinguished for no consideration.
LLA disputes any claim by LPR or its bondholders tied to about $410 million? No: LLA disputes any claim tied to distributions made from LPR bond proceeds, citing disclosures and records provided on August 28, September 1 and September 2, 20
On September 15, 2026, Uber completed a registered public offering of five series of senior unsecured notes totaling €4.5 billion, issued under its Form S-3 registration statement. The company intends to use the net proceeds for general corporate purposes, and the filing does not state the net proceeds amount.
Notes priced at 3.750% due 2029 (€750 million), 4.125% due 2032 (€1.0 billion), 4.375% due 2034 (€1.0 billion), 4.750% due 2038 (€1.0 billion) and 5.250% due 2046 (€750 million)
Goldman Sachs & Co. LLC, Morgan Stanley & Co. International plc, Deutsche Bank AG, London Branch, Merrill Lynch International and BNP PARIBAS are named as representatives of the underwriters
Notes were issued under a base indenture dated September 9, 2024 and a Third Supplemental Indenture dated September 15, 2026, with U.S. Bank Trust Company, National Association as trustee
Proceeds are intended for general corporate purposes
authID entered a Backstop Commitment Agreement on September 9, 2026 with holders of its senior secured debentures, and $300,000 was funded on September 11, 2026. The agreement also fixes the debenture conversion price at $0.38, reduces existing warrant exercise prices from $1.50 to $0.57, and issues 750,000 commitment fee warrants, which could dilute shareholders. Share issuance under these securities is capped at 19.99% of prior outstanding shares absent stockholder approval.
Backstop commitment of up to $300,000 or $500,000, depending on whether a strategic investor funding transaction occurs; $300,000 was funded on September 11, 2026.
Existing warrant exercise price reduced from $1.50 to $0.57 per share; debenture conversion price fixed at $0.38.
750,000 commitment fee warrants issued at a $0.57 exercise price with a five-year term.
Nasdaq rules cap share issuance at 19.99% of shares outstanding before the April 29, 2026 purchase agreement without stockholder approval.
Forward Industries said it sent a letter to the SkyAI board proposing to acquire all of SkyAI's outstanding common stock. Each SkyAI share would convert into 0.306 Forward shares at a fixed ratio, which implies $2.13 per SkyAI share based on Forward's $6.95 close on September 14, 2026, a 50% premium to SkyAI's $1.42 close that day. The proposal is non-binding and depends on due diligence, a definitive agreement, regulatory approvals and SkyAI stockholder approval, and Forward has asked for a board response by September 25, 2026.
Fixed exchange ratio of 0.306 Forward shares per SkyAI share, implying $2.13 per SkyAI share at Forward's $6.95 close on September 14, 2026.
Implied price is a 50% premium to SkyAI's $1.42 closing price on September 14, 2026.
SkyAI stockholders could elect cash, Forward common stock, or a combination of the two.
Forward requested a SkyAI board response by 5:00 p.m. Eastern time on September 25, 2026; the proposal is non-binding.
Beta Bionics said the FDA cleared its Mint patch pump and that it submitted a 510(k) application for its 3D Intelligence algorithm. It also lowered its 2026 full-year revenue estimate from $131 million to $136 million to $121 million to $126 million, citing a possible deferral of up to $10 million in the fourth quarter as new iLet users may wait for Mint. The filing also discloses a securities class action filed September 4, 2026, which the company says it intends to defend vigorously.
2026 total revenue estimate cut to $121 million to $126 million, from $131 million to $136 million; the company cites a deferral of up to $10 million in Q4 2026
Mint full U.S. commercial launch expected in Q1 2027, ahead of the previous target; manufacturing capacity of at least 1.5 million disposable units in 2027
Expected initial pharmacy coverage of about 40% of insured U.S. lives, rising to at least 50% within the first year of full commercialization
Holtzman v. Beta Bionics, Inc. securities class action filed September 4, 2026 in the Central District of California; potential loss not currently probable or estimable
CDW LLC and CDW Finance Corporation agreed on September 14, 2026 to issue and sell $1.5 billion of senior notes in a registered public offering, with CDW Corporation as guarantor. The offering is expected to close on September 21, 2026, subject to customary closing conditions. The filing is a debt financing; it does not report new earnings, guidance, or changes in operations.
$600 million of 5.700% Senior Notes due 2029
$500 million of 6.100% Senior Notes due 2032 and $400 million of 6.350% Senior Notes due 2033
Underwriters include BofA Securities, J.P. Morgan, Mizuho and Wells Fargo Securities; closing expected September 21, 2026
Evolution Petroleum reported fiscal fourth-quarter 2026 revenue of $24.2 million, up 15% from a year earlier, and net income of $4.6 million, compared with $3.4 million a year earlier. Adjusted EBITDA fell to $6.5 million from $8.6 million, and excluding selected items the company posted an adjusted net loss of $0.6 million versus adjusted net income of $1.1 million a year earlier. The company also declared a $0.12 per share dividend payable September 30, 2026.
Q4 revenue was $24.2 million, up 15% year over year, driven by a 20% increase in average realized prices, partly offset by a 4% drop in production to 6,901 BOEPD.
Q4 net income was $4.6 million, or $0.13 per diluted share, compared with a net loss of $8.9 million in fiscal Q3 2026.
Fiscal 2026 net loss was $2.4 million versus net income of $1.5 million in fiscal 2025; full-year revenue was $86.3 million.
Dividend of $0.12 per share is payable September 30, 2026, to holders of record on September 21, 2026.
ONEOK, L.L.C. (OpCo) said holders validly tendered enough notes by the September 14, 2026 early deadline to reach its $2 billion maximum, and it expects to accept and pay for $2 billion of principal on September 17, 2026. Notes in series 15 through 20 will not be purchased, and OpCo does not expect to accept tenders made after the early deadline. The filing also amends a $1 billion equity distribution agreement to reflect the company's post-reorganization structure, which is an administrative update to the existing share sale program.
OpCo expects to accept $2 billion aggregate principal amount of notes, with settlement expected September 17, 2026
Early Tender Consideration per $1,000 principal ranged from $707.44 (3.950% notes due 2050) to $955.41 (3.400% notes due 2029); late tenders receive $50 less
Amendment No. 1 dated September 15, 2026 updates the $1 billion equity distribution agreement with BofA Securities and ONEOK assumed Legacy ONEOK's obligations
First Financial Bancorp appointed James M. Anderson as president of the Company and First Financial Bank effective September 14, 2026, as part of its succession planning. Anderson keeps his role as chief financial officer and gives up the chief operating officer post, which Malcolm A. Myers took on the same day. The filing also sets new pay terms for several executives and updates severance terms for CEO Archie M. Brown.
James M. Anderson appointed president effective September 14, 2026, while retaining the CFO role; he no longer serves as COO
Amanda N. Neeley named chief banking officer and Malcolm A. Myers named chief operating officer, both effective September 14, 2026
Anderson's base salary rises 4.9% to $640,000; Brown receives a one-time restricted stock grant valued at $3 million
Brown's amended employment agreement provides three years of base salary in cash severance if terminated without cause or for good reason
Quanta Services increased its board from ten to eleven directors on September 9, 2026, and elected Ellen Rubin to fill the new seat. She joins the Audit Committee and the Safety, Operations and Risk Committee, and receives standard non-employee director pay. The change is a board composition update with no reported financial results or guidance.
Ellen Rubin elected to the board on September 9, 2026; board size increased from ten to eleven
Appointed to the Audit Committee and the Safety, Operations and Risk Committee
Pro-rata compensation of approximately $105,000 in cash retainers and restricted stock units valued at approximately $131,000
Rubin is an Operating Partner at Glasswing Ventures LLC and a director of Allegion plc (NYSE: ALLE)
RTX said Shane Eddy will step down as president of Pratt & Whitney effective January 1, 2027, and retire from the company at the end of the first quarter of 2027. Jill Albertelli, currently president of Pratt & Whitney's Military Engines business, has been named to succeed him. The change is a senior leadership transition for a major RTX business unit, with no financial results disclosed in the filing.
Shane Eddy steps down as Pratt & Whitney president effective January 1, 2027, and retires at the end of Q1 2027
Jill Albertelli, currently president of Pratt & Whitney Military Engines, succeeds him effective January 1, 2027
Eddy will remain with the company through March 2027 as a special advisor to support the transition
Albertelli reports to RTX chairman and CEO Chris Calio
Capital Southwest Corporation sold $350.0 million of 6.750% Notes due 2031 under an underwriting agreement dated September 10, 2026, and the offering closed September 15, 2026. The company expects net proceeds of about $342.1 million and plans to use them to repay part of its senior secured revolving credit facility, adding longer-term unsecured debt to its capital structure.
Principal amount: $350.0 million of 6.750% Notes due September 15, 2031
Net proceeds to the company: approximately $342.1 million at 98.985% of par, after a $3.5 million underwriting discount and about $0.9 million in estimated offering expenses
Proceeds intended to repay a portion of borrowings under the Corporate Credit Facility
Interest payable semi-annually on March 15 and September 15, beginning March 15, 2027
American National Group Inc. declared a cash dividend on its 7.375% Series D Preferred Stock on September 15, 2026, under the stock's existing terms. The dividend is $0.4609375 per depositary share, payable October 15, 2026 to holders of record as of September 30, 2026.
Dividend of $460.9375 per share of Series D Preferred Stock, or $0.4609375 per depositary share
Payable October 15, 2026 to holders of record as of September 30, 2026
Each depositary share represents a 1/1,000th interest in a Series D preferred share, trading as ANGpD on the New York Stock Exchange
Dell subsidiaries Dell International L.L.C. and EMC Corporation completed a public offering of $5.0 billion in senior notes in four tranches, maturing from 2029 to 2037. The notes are unsecured and guaranteed by Dell Technologies Inc. and two of its wholly-owned subsidiaries, so the parent company's guarantee adds new direct obligations for shareholders to track.
Four tranches: $1.25 billion at 5.100% due 2029, $1.25 billion at 5.400% due 2031, $1.5 billion at 5.600% due 2033, and $1.0 billion at 5.900% due 2037.
Interest accrues from September 15, 2026, paid semi-annually, with the first payments due March 15, 2027 (2029, 2031, 2033 notes) and April 1, 2027 (2037 notes).
Notes are sold under a shelf registration statement on Form S-3ASR and governed by a base indenture dated January 24, 2023, with The Bank of New York Mellon Trust Company, N.A. as trustee.
Holders may require repurchase at 101% of principal upon a change of control triggering event.
Gap Inc. appointed Kirsten Green, founder and managing partner of venture firm Forerunner, as a director effective September 15, 2026. The filing discloses her director compensation but no financial results, and the change adds one board member to the company's directors.
Kirsten Green was appointed to the board effective September 15, 2026.
Green received stock units with an initial aggregate value of $185,000 upon appointment.
She will receive a pro rata portion of the $95,000 annual cash retainer for fiscal 2026 paid to non-employee directors.
Chair Mayo A. Shattuck III and CEO Richard Dickson were quoted welcoming the appointment in the press release.
Parabilis Medicines said it plans an oral presentation of updated clinical data from the ongoing Phase 1/2 study of zolucatetide in desmoid tumor patients at the ESMO Congress 2026 in Madrid, Spain. The filing describes the update as a change to its guidance, but it gives no financial figures, so the disclosure mainly signals upcoming clinical data for shareholders to watch.
Presentation is scheduled for Saturday, October 24, 2026, in a sarcoma-focused Proffered Paper session.
Session begins at 2:45pm CEST (8:45am ET).
Data come from the ongoing Phase 1/2 study of zolucatetide in desmoid tumor patients.
The filing was furnished under Item 7.01 (Regulation FD Disclosure) and was signed by CFO Thomas Kotarakos.
Bar Harbor Bankshares said Executive Vice President and Chief Lending Officer John M. Mercier has notified the board of his intent to retire effective December 31, 2026. He will remain in his role until that date, so the change is planned and does not take effect immediately.
John M. Mercier, EVP and Chief Lending Officer of Bar Harbor Bankshares and Bar Harbor Bank & Trust, gave notice of retirement on September 15, 2026.
Retirement is effective December 31, 2026.
Mercier will continue as EVP and Chief Lending Officer until the retirement date.
Capital One Financial will present at the Barclays 24th Annual Global Financial Services Conference in New York on Wednesday, September 16, 2026, at 12:00 p.m. ET, with a live audio webcast. The filing is an administrative notice and contains no financial results, guidance, or other new business information.
Presentation at Barclays 24th Annual Global Financial Services Conference on September 16, 2026, at 12:00 p.m. ET
Live audio webcast available through the company's website under the Investors section
Replay will be archived on the website through at least September 30, 2026
Ventas, Inc. approved the appointment of Laurida Sayed as Senior Vice President, Chief Accounting Officer and Controller, effective on or around October 5, 2026. CFO Robert F. Probst, who has been serving as interim Chief Accounting Officer, will stop in that role and remain Chief Financial Officer. The filing describes a routine finance leadership change with compensation terms disclosed but no change to reported results.
Laurida Sayed, age 44, was approved on September 10, 2026 as Chief Accounting Officer and Controller, effective on or around October 5, 2026.
Sayed's offer letter provides a $500,000 annual base salary and a target annual bonus of 60% of base salary.
Sayed receives a $150,000 one-time cash sign-on bonus and restricted stock units with a $350,000 grant date fair value that vest ratably over three years.
Robert F. Probst will remain Chief Financial Officer and stops serving as interim Chief Accounting Officer on the effective date.
Sanmina Corporation appointed Shanker Trivedi, 69, to its board of directors effective September 14, 2026. Mr. Trivedi was Senior Vice President, Enterprise Business at NVIDIA from April 2016 to April 2026, and he also sits on the board of Enphase Energy. The filing states he will receive cash and equity compensation under the existing non-employee board arrangements, and it does not describe any change to company operations or financial results.
Appointment effective September 14, 2026, announced in a press release filed as Exhibit 99.1
Mr. Trivedi was at NVIDIA from 2009 to 2026, most recently as Senior Vice President, Enterprise Business from April 2016 to April 2026
He currently serves on the board of Enphase Energy
Compensation follows non-employee Board member arrangements previously approved by the Board
On September 10, 2026, Global Technology, a wholly owned subsidiary of Applied Optoelectronics, signed a 10-year lease for a factory building of about 38,311.8 square meters in Ningbo, China, starting September 16, 2026. The filing gives annual rent of RMB 6,896,124, with a 3% increase every three years from the third lease year, and grants the subsidiary alteration rights and rights of first refusal to buy or renew. The lease adds a multi-year fixed obligation and facility capacity for production, but the filing does not describe its financial size relative to the company's results.
Lease term: September 16, 2026 to September 15, 2036, ten years
Annual rent of RMB 6,896,124, rising 3% every three years beginning in the third lease year
Three-month rent-free renovation period after delivery of the property; subsidiary may alter the building at its own expense
Lessor may not terminate before expiration except for force majeure or material breach by the subsidiary
Ares Capital Corporation closed a $750 million offering of 6.250% unsecured notes due September 15, 2033, on September 15, 2026. The company said it expects to use the net proceeds to repay certain outstanding indebtedness under its credit facilities, and it may reborrow under those facilities for general corporate purposes, including investments in portfolio companies.
Notes: $750,000,000 principal, 6.250% annual interest paid semiannually, first payment March 15, 2027
Maturity September 15, 2033; redeemable in whole or part at the company's option
Concurrent interest rate swap with JPMorgan Chase Bank, N.A. converts the fixed rate to three-month SOFR plus 1.85250%, maturing September 15, 2033
Harte Hanks disclosed that the go-shop period under its August 14, 2026 merger agreement with Star Equity Holdings has expired, and that it received Acquisition Proposals during that period and gave Star an Exempted Party designation notice on September 11, 2026. The Board has not determined that any proposal is a Superior Proposal and has reaffirmed its recommendation of the Star merger, so the Star deal remains in effect.
Go-shop period expired; the company solicited interest from 93 third parties and received Acquisition Proposals before expiration.
Exempted Party designation notice delivered to Star on September 11, 2026; Board has not determined any proposal is a Superior Proposal.
Star deal terms: $5.00 in cash or 0.50 shares of Star 10% Series A Cumulative Perpetual Preferred Stock per eligible share, with cash capped at $19.2 million.
Termination fee of $1,152,000 payable to Star if the company terminates to enter a Superior Proposal after the go-shop period.
Repligen director Karen A. Dawes notified the company on September 10, 2026 that she will retire from its Board of Directors after more than twenty years of service, effective September 30, 2026. The filing states her decision was not the result of any disagreement with the company over operations, policies or procedures.
Karen A. Dawes notified Repligen on September 10, 2026 of her retirement from the Board.
Retirement is effective September 30, 2026, after over twenty years of service.
Dawes said the successful CEO transition is complete and the company is well-positioned for its next phase of growth.
The filing states the retirement is not related to any disagreement with the company.
Walker & Dunlop and its subsidiary Walker & Dunlop, LLC signed Amendment No. 9 to a Master Repurchase Agreement with JPMorgan Chase Bank, N.A., extending the termination date to September 9, 2027. The company remains guarantor of the subsidiary's obligations, and a new side letter sets out fees, commitments and pricing for the facility.
Amendment No. 9 dated September 9, 2026 extends the Termination Date to September 9, 2027.
Walker & Dunlop, Inc. continues to guarantee the Seller's obligations under the agreement.
A Third Amended and Restated Side Letter dated September 9, 2026 replaces the Second Amended and Restated Side Letter dated September 11, 2025.
The filing does not state the facility size or pricing figures, which are in the redacted exhibits.
Carlyle Credit Income Fund disclosed in a Form 8-K that management's unaudited net asset value per common share was $3.23 as of August 31, 2026. The filing gives no prior-period comparison, so it does not show whether the figure rose or fell, and the number has not been audited.
Unaudited net asset value per common share: $3.23 as of August 31, 2026
Disclosed under Item 8.01 (Other Events) in a Form 8-K dated September 15, 2026
Filing gives no prior-period NAV for comparison and no change figure
Signed by Nelson Joseph, Principal Financial Officer
Greene County Bancorp, Inc. redeemed $10.0 million of its 3.00% Fixed-to-Floating Rate Subordinated Notes due September 15, 2031, at 100% of principal plus accrued interest, funded with cash on hand. $20.0 million of the notes remains outstanding, so the redemption is a partial reduction of this debt and does not change the company's reported results.
Redeemed $10.0 million aggregate principal amount of the Notes on September 15, 2026
Redemption price equal to 100% of principal plus accrued and unpaid interest to, but excluding, September 15, 2026
$20.0 million of the Notes remains outstanding after the redemption
Abeona Therapeutics furnished an updated investor presentation under Regulation FD, which it expects to use on September 15, 2026 at the H.C. Wainwright 28th Annual Global Investment Conference. The filing is a routine disclosure of presentation materials and reports no financial results, guidance, or transactions.
Updated investor presentation furnished as Exhibit 99.1, dated September 15, 2026
Presentation to be used at the H.C. Wainwright 28th Annual Global Investment Conference on September 15, 2026
Filing contains no financial results, guidance, or new transactions; signed by CFO Joseph Vazzano
Innodata's board elected Admiral Michael S. Rogers, former Director of the National Security Agency and Commander of U.S. Cyber Command, as an independent director effective September 10, 2026. The filing says he will receive $75,000 per year in board pay plus a prorated equity grant, and that no committee assignments have been set.
Effective date: September 10, 2026; board determined he is independent under SEC and Nasdaq rules
Annual director pay of $75,000, paid in equal monthly installments, plus a prorated equity grant under the Amended and Restated Innodata Inc. Equity Compensation Plan
No committee assignments determined as of the filing date
Company also entered into a customary indemnification agreement with him
LifeMD announced an exclusive collaboration with AT&T under which eligible AT&T wireless and fiber customers receive a complimentary LifeMD membership, with the $19 monthly fee waived. The filing does not quantify expected revenue or costs, but it states that LifeMD will initially pay AT&T a fixed fee per lead, and that the agreement runs for an initial one-year term with automatic renewals.
Eligible AT&T customers receive a LifeMD membership with a $228 annual value; the $19 monthly fee is fully waived.
The initial launch covers 29 million AT&T customers in 11 states, with additional markets joining in January 2027 as the program expands nationwide.
LifeMD will pay AT&T a fixed fee per lead, with later compensation to be negotiated; the agreement has a one-year initial term with automatic one-year renewals unless either party gives 90 days' written notice.
HealthStream issued 1,355,932 new shares to WJRJJ Ventures, LLC for about $40 million, and CEO Robert A. Frist, Jr. sold the investor 144,068 existing shares for about $4.25 million, both at $29.50 per share; the transaction closed September 14, 2026. The issuance increases the number of shares outstanding, and the company intends to use the net proceeds for general corporate purposes, including investment in its solutions, working capital and potential acquisitions. Because WJRJJ's owner has ties to Empath Nursing, a company in which HealthStream holds about 5%, the deal was approved by the audit committee and disinterested directors.
Company issued 1,355,932 new common shares at $29.50 each for about $40 million in cash, closing September 14, 2026.
CEO Robert A. Frist, Jr. sold 144,068 existing shares to WJRJJ Ventures for about $4.25 million at $29.50 per share.
Related-party link: WJRJJ owns about 42% of Empath Nursing, and HealthStream holds about 5% of Empath; the audit committee approved the deal and Mr. Frist abstained.
The investor is subject to standstill obligations for 12 months, and a registration rights agreement covers resale of the shares, with filing due within 45 days of an investor request.
Dream Finders Homes entered subscription agreements on September 14, 2026, selling 225,000 shares of Series B Convertible Preferred Stock for $225.0 million, and used the proceeds to redeem its Series A preferred stock. The company also agreed to sell 450,000 more Series B shares at a second closing, contingent on completing its previously announced merger with Beazer Homes USA, Inc., which would fund part of the merger consideration. The preferred stock ranks senior to common stock on dividends and liquidation, carries a 12.00% cumulative dividend, and can convert to Class A common stock at a discount after six years, so it adds a senior claim and potential dilution for common shareholders.
225,000 Series B shares sold at a first closing on September 14, 2026, for an aggregate $225.0 million, with a 2.50% original issue discount
Cumulative dividend of 12.00% per year, payable quarterly, with a maximum rate of 15.00% after step-ups
Additional 450,000 Series B shares to be sold at a second closing tied to the Beazer Homes USA merger conditions
Conversion not permitted by purchasers before the sixth anniversary of the First Closing, except in a Fundamental Change; conversion price floor of $4.19
WhiteHorse Finance said its board formed a special committee of independent directors to explore strategic alternatives, which could include a sale or other corporate transaction. The filing gives no timetable and says there is no assurance the review will lead to any transaction.
Board formed a special committee of independent directors on September 15, 2026
Review could include a sale or other corporate transaction
No timetable set; company will not comment further unless a course of action is approved, the review ends, or disclosure is required
Bandwidth Inc. furnished a September 2026 investor presentation as Exhibit 99.1 to a Form 8-K, for use at investor conferences in the third quarter of 2026. The deck restates 2026 guidance from the July 29, 2026 earnings release and states that the company is not undertaking to update the materials, so it adds no new financial results.
Presentation is titled Bandwidth Inc. Investor Presentation, September 2026, and will be posted at investors.bandwidth.com.
Slides cite 2026 guidance from the July 29, 2026 earnings release: 20% total revenue growth and 33% Adjusted EBITDA growth.
The company states it is not undertaking to update the presentation materials.
Tredegar's board elected Cindy Yao as Vice President, Chief Financial Officer and Treasurer on September 14, 2026, effective September 21, 2026. The filing says the company is pursuing a transition from a holding-company structure toward an operating-company model, and the CEO said the new CFO will help with enterprise-level financial visibility and performance discipline.
Board elected Cindy Yao on September 14, 2026; start date is September 21, 2026
Annual base salary of $450,000, with a target bonus of 60% of base salary under the 2026 Short-Term Incentive Plan (maximum 120%)
Long-term incentive target of 80% of base salary, split 50% restricted stock and 50% non-equity cash
Prior roles include CFO of Holon Health from May 2026 and CFO of HF Foods Group from May 2024 through October 2025
Cabot's board elected Vice President and Treasurer Steven J. Delahunt as Chief Financial Officer, effective October 1, 2026, on an interim basis. Erica McLaughlin, the current CFO, becomes President and Chief Executive Officer on the same date, succeeding Sean Keohane. The company is searching for a permanent CFO, and the filing contains no financial results.
Delahunt, who joined Cabot in 2010, serves as interim CFO effective October 1, 2026.
McLaughlin is elected President and CEO effective October 1, 2026, succeeding Sean Keohane.
Delahunt receives a monthly cash stipend of $35,000 while serving as interim CFO.
Delahunt was Vice President of Investor Relations from July 2016 through January 2026.
GT Biopharma entered into a securities purchase agreement on September 14, 2026, selling Series M 10% convertible preferred stock and warrants for an aggregate purchase price of $7,450,000, with up to $30,000,000 more available to purchasers through greenshoe rights. The preferred stock converts at an initial price of $6.10 per share and carries full ratchet price protection, so the potential dilution to existing shareholders could be substantial; the company also agreed to seek shareholder approval for issuances above 19.99% of outstanding common stock.
Aggregate purchase price of $7,450,000 for preferred stock and warrants with stated value of $8,277,778
Preferred stock and warrants have an initial price of $6.10 per share and full ratchet price protection
Purchasers may buy up to $33,333,333 of additional preferred stock for $30,000,000 under greenshoe rights
Company agreed to hold a stockholder meeting seeking approval for issuances above 19.99% of outstanding common stock
Santander Holdings USA, Inc. announced it will redeem all 135,000 outstanding shares of its Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I, and the 5,400,000 related depositary shares on October 15, 2026. Depositary Shares will be redeemed at $25.00 each, and the regular quarterly dividend will be paid separately to holders of record as of September 30, 2026. The filing is a routine capital action that removes this preferred issue and ends its dividend stream after the October payment.
Redemption date: October 15, 2026, for all 135,000 Series I preferred shares and 5,400,000 depositary shares
Redemption price: $25.00 per depositary share, excluding the regular quarterly dividend
Dividend declared earlier is payable October 15, 2026 to holders of record at close of business September 30, 2026
Depositary Shares trade on NYSE as SNUS PF I and are held through DTC; Broadridge Corporate Issuer Solutions is redemption agent
Scholar Rock disclosed that the FDA approved ISEMBYLD (apitegromab-mstn) for spinal muscular atrophy in adults and children 2 years and older receiving an SMN2-targeted treatment. The company also corrected management's statement during the September 14, 2026 investor call that the FDA required no post-marketing safety commitments, saying the FDA does require a pregnancy safety study and fracture alert reports.
FDA approved ISEMBYLD for SMA patients aged 2 and older currently on an SMN2-targeted treatment
FDA requires a post-marketing pregnancy safety study covering pregnancy complications and birth outcomes
FDA requested that all serious and non-serious fracture cases be submitted as 15-day alert reports
Correction was made to statements made in error during the September 14, 2026 investor call
USA TODAY Co. increased its Board of Directors from eight to nine members and appointed Timothy Allen, CEO of Babbel, effective September 15, 2026. Allen also joined the Audit and Transformation Committees, and the company said he will receive pro-rated standard non-employee director compensation.
Board size increased from eight to nine directors, effective September 15, 2026
Allen joins the Audit Committee and Transformation Committee
Initial term runs to the 2027 annual meeting of stockholders
Company said Allen is not a party to any arrangement or understanding tied to his appointment
Aethlon Medical amended the employment agreements of CEO and CFO James B. Frakes and Chief Medical Officer Steven P. LaRosa, M.D., on September 11, 2026. Under the amendments, if a change in control is completed and the executive is terminated in a way that triggers severance, installment severance and COBRA health care payments would be paid as a single lump sum. The filing states the amendments do not change the amount of severance or the circumstances that trigger it.
Amendments dated September 11, 2026, covering James B. Frakes (CEO and CFO) and Steven P. LaRosa, M.D. (Chief Medical Officer)
Severance installments become a single lump sum payable on the first regular payroll date after the release effective date, if a change in control and qualifying termination occur together
Health care continuation payments become a fixed lump sum equal to the COBRA period amount and are not reduced if the executive obtains other group coverage
The filing states the severance amounts and eligibility terms are unchanged
Otis Worldwide said Chair, CEO and President Judith F. Marks will retire, effective on the earlier of her successor starting as CEO, expected in the first half of 2027, or July 31, 2027. A Board succession committee chaired by Christopher J. Kearney is searching internal and external candidates with Spencer Stuart, and the filing reports no financial results or guidance changes.
Judith F. Marks will resign from the Board on the Transition Date and from all other Company positions.
Transition Date is the earlier of her successor's start as CEO (expected first half of 2027) or July 31, 2027.
If the Transition Date falls before July 31, 2027, Marks serves as a non-employee senior advisor through that date with no cash compensation.
Her equity awards keep vesting during the advisory period, and she remains eligible for her 2026 annual bonus based on actual performance.
Intrusion and CEO Anthony Scott agreed on September 14, 2026 not to automatically renew his employment agreement, which ends November 15, 2026. Scott will keep his role, salary and benefits while the two sides negotiate a new agreement.
Agreement signed September 14, 2026; Scott's Executive Employment Agreement dated November 11, 2021 expires November 15, 2026
Scott remains President and Chief Executive Officer during the negotiation period
Existing base salary, benefits and duties continue under the current terms during negotiations
LB Pharmaceuticals named Susan G. Kozauer, M.D. as its Chief Medical Officer, effective September 14, 2026, with a $515,000 base salary and an option to buy 200,000 shares. The company says she will lead clinical development of LB-102 ahead of Phase 3 NOVA-2 topline results expected in the first half of 2027.
Effective start date: September 14, 2026; base salary $515,000 with a 40% target bonus
One-time sign-on bonus of $150,000, with a 200,000-share option subject to four-year vesting
Severance: nine months of base salary and COBRA for up to nine months; enhanced terms apply within the change-of-control window
CEO Heather Turner said Phase 3 NOVA-2 topline results are expected in the first half of 2027
Aspen Aerogels posted an investor presentation on its website dated September 15, 2026, furnished as Exhibit 99.1 to a Form 8-K under Regulation FD. The deck restates Q3 2026 guidance, dated August 6, 2026, that marks a return to positive Adjusted EBITDA, and sets a target of about $175 million revenue run-rate for Adjusted EBITDA breakeven by year-end 2027.
Q3 2026 guidance, as of August 6, 2026, marks a return to positive Adjusted EBITDA.
Last-twelve-months revenue through Q2 2026 was $202 million; cash and equivalents were $153.4 million as of June 30, 2026.
European thermal barrier revenue is outlined at $20 million to $30 million for 2026, with a target of $40 million to $60 million of European OEM revenue in 2027.
East Providence facility is in a staged restart after an April 2026 incident, with full restoration targeted for the first half of 2027.
Cushman & Wakefield said its Senior Vice President, Chief Accounting Officer and Global Corporate Controller, Laurida Sayed, will leave the company effective September 25, 2026, to pursue a new opportunity. The filing states her departure is not the result of any disagreement with the company over its operations, policies or practices.
Laurida Sayed resigned, notifying the company on September 10, 2026; her last day is September 25, 2026
Sayed is not leaving over any disagreement with the company or its management
Neil Johnston, Chief Financial Officer, will also serve as principal accounting officer from the effective date, with no added compensation
Lindblad Expeditions acquired a 60% controlling interest in White Desert, PNR Airways and Echo Charlie for about $61 million in cash, plus about $6 million for balance-sheet cash, subject to customary true-up adjustments. The company also raised its full-year 2026 revenue, net yield and Adjusted EBITDA guidance to reflect the deal and continued strong performance across the business.
60% controlling interest in White Desert, PNR Airways and Echo Charlie for about $61 million cash, plus about $6 million for balance-sheet cash
Options to buy the remaining equity in two equal tranches, exercisable within 30 days of December 31, 2030 and 2031, priced on the companies' EBITDA at the time
Updated 2026 guidance: tour revenues of $850 - $880 million, net yield per available guest night of 5.5% - 6.5%, Adjusted EBITDA of $140 - $148 million
CEO Natalya Leahy called the transaction the largest in the company's history
Quantum X Labs announced on September 15, 2026 that Yossi Cohen, former Director of the Mossad and former Israeli National Security Advisor, will serve as President of its Scientific Advisory Board. The filing does not disclose financial terms of the appointment, and the company says he will help set the board's priorities on defense, critical infrastructure and international partnerships.
Cohen served as Director of the Mossad from 2016 to 2021 and as Israel's National Security Advisor from 2013 to 2016.
Cohen was appointed a strategic advisor to SoftBank in August 2026, and joined SoftBank to lead its Israel activities for Vision Fund 2 in 2021.
The company says the board will focus on quantum computing, quantum sensing, quantum cybersecurity and commercializing technology for defense, aerospace, homeland security and critical infrastructure markets.
The filing does not state Cohen's compensation or any financial terms of the appointment.
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.