1,853 material Form 8-K filings that 1,500 companies we cover made with the SEC in September 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
Box, Inc. said its Chief Accounting Officer and Controller, Eli Berkovitch, will resign effective October 23, 2026, to pursue other opportunities. The company stated the departure was not related to any disagreement on financial statements, internal controls, operations, policies or practices.
Eli Berkovitch, Vice President, Chief Accounting Officer and Controller, informed the company of his resignation on September 22, 2026, effective October 23, 2026.
Dylan Smith, Cofounder and Chief Financial Officer, will serve as interim principal accounting officer from Mr. Berkovitch's last day while a permanent replacement is sought.
Mr. Smith remains Chief Financial Officer and principal financial officer; his details are incorporated by reference from the May 13, 2026 proxy statement.
Mosaic said Executive Vice President - Operations Karen A. Swager will retire, resigning from that role effective December 1, 2026, and then serve as a Senior Advisor until her retirement in the second quarter of 2027. Mosaic's Board appointed Walter F. Precourt III, currently Senior Vice President and Chief Administrative Officer, to succeed her in the operations role, with a base salary of $710,000 and a 2027 target bonus of 85% of salary.
Karen A. Swager informed Mosaic on September 23, 2026 of her intention to retire; she resigns as EVP - Operations effective December 1, 2026.
Walter F. Precourt III appointed EVP - Operations effective December 1, 2026; base salary $710,000 and 2027 MIP target bonus of 85%.
Long-term incentive award valued at $1,725,000 at grant, split 40% restricted stock units and 60% TSR performance units; one-time RSU award with grant-date fair value of $300,000.
Precourt, age 62, previously led Human Resources, Public Affairs, Procurement and Shared Services as Senior Vice President and Chief Administrative Officer since November 1, 2023.
BOXABL expanded its board and appointed Timothy Goldsmith, a former EY audit partner and certified public accountant, as a director effective September 24, 2026, and as chair of the Audit Committee. The filing also reshuffles committee roles, which matters to shareholders because the audit committee oversees financial reporting, and the company describes this as part of building out its governance as a newly public company.
Timothy Goldsmith appointed director effective September 24, 2026, and named Audit Committee chair and member of the Nominating and Corporate Governance Committee
Goldsmith's compensation includes a $75,000 annual cash retainer and $175,000 in restricted stock units with a one-year cliff vesting period, prorated from September 24, 2026
Dr. Morris A. Davis becomes Nominating and Corporate Governance Committee chair; Zvi Yemini is removed from the Audit Committee and as Nominating chair, and Larry G. Swets is removed from the Nominating committee
On September 18, 2026, GameSquare's board accelerated the vesting of previously granted equity awards held by CEO Justin Kenna, COO Amaree Vichairattanawong and CFO Michael Munoz, and approved new discretionary equity awards to the same three executives. The filing shows the executives' compensation changed, with more equity vesting immediately, which would increase the shares they hold; the filing does not state a cost or dilution figure.
Board accelerated vesting of remaining unvested awards for Kenna, Vichairattanawong and Munoz on September 18, 2026.
Kenna received 52,313 RSUs, settled in shares on September 18, 2026, and a 52,313-share option, both fully vested on grant.
Vichairattanawong received 34,875 RSUs and a 34,875-share option; Munoz received 26,156 RSUs and a 26,156-share option, all fully vested on grant.
Exhibits 10.1 to 10.6 contain the award agreements, dated September 18, 2026.
At its September 24, 2026 annual meeting, AMC stockholders did not approve three charter amendments, including declassifying the board, because each needed a majority of outstanding shares and fell short. Stockholders also rejected the non-binding say-on-pay vote, while approving an increase in the 2024 equity plan from 25,000,000 to 50,000,000 shares.
Declassification charter amendment (Proposal 1) received 361,713,796 For votes, 40.5% of shares outstanding, short of the majority required
Non-binding advisory vote on executive compensation failed, with 54.7% of votes cast against
Stockholders approved raising the 2024 equity incentive plan share limit from 25,000,000 to 50,000,000 shares
Denise M. Clark, Sonia Jain and Keri S. Putnam were elected as Class III directors with terms expiring at the 2029 annual meeting
Atlas Energy Solutions disclosed two equipment purchase agreements, signed September 18, 2026, by indirect subsidiaries with Wyoming Machinery Company d/b/a Energy Solutions, totaling roughly $613.5 million for a specific power generation project. The filing does not report revenue, earnings or guidance, so it gives shareholders a clearer view of capital commitments but no direct measure of financial performance.
Balance-of-plant equipment purchase agreement for approximately $340.5 million, with deliveries between June 2027 and December 2027 and 10% of the price withheld until WMC completes its obligations.
Generator purchase agreement for approximately 328 megawatts of equipment and services at approximately $273.0 million, with payments from September 2026 through January 2028 and tariffs passed through at actual amounts charged by Caterpill
The balance-of-plant agreement can be terminated for convenience on at least 14 days' written notice, with Shackelford paying amounts then due plus WMC's documented costs and related charges.
The power project is supported by a cost reimbursement agreement with a leading frontier AI lab, which the filing identifies as the intended off taker.
Venu Holding shareholders voted at the September 23, 2026 annual meeting to raise the share reserve under the Incentive Plan from 7,500,000 to 10,000,000 shares and to approve the potential issuance of 20% or more of outstanding common stock tied to the July 2026 debt financing with YA II PN, Ltd. The filing says the issuance could become issuable if the company defaults under the Securities Purchase Agreement or the related convertible debentures and warrants, so the vote matters for existing shareholders' potential dilution.
Incentive Plan amendment approved, raising the reserve from 7,500,000 to 10,000,000 shares; the amended plan took effect September 23, 2026
Debt-financing issuance approved with 33,437,767 votes for, 3,328,656 against and 421,116 abstentions
All seven director nominees were elected, including J.W. Roth with 35,813,943 votes for
Grassi & Co., CPAs, P.C. ratified as independent auditor for fiscal 2026 with 36,434,603 votes for
Vistra Operations Company LLC, a wholly owned subsidiary of Vistra Corp., completed an underwritten public offering of $850 million of 7.000% Series A junior subordinated notes and $650 million of 7.250% Series B junior subordinated notes, both due 2057 and guaranteed by Vistra Corp. The filing describes a debt issuance rather than an earnings or operating update, so it does not report changes to revenue, profit or guidance.
Series A: $850 million principal at 7.000%, due 2057
Series B: $650 million principal at 7.250%, due 2057
Notes irrevocably and unconditionally guaranteed by Vistra Corp.; indenture with Wilmington Trust, National Association, as trustee, dated September 24, 2026
Sold under an underwriting agreement dated September 10, 2026 with Barclays Capital Inc., BofA Securities, Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc. and Truist Securities, Inc. as representatives
ONE Group Hospitality appointed Caroline O'Mahony Baker, a 18-year company veteran who previously led STK operations, as chief operating officer, effective September 22, 2026. She takes on added responsibility for Grill Concepts and Benihana restaurant operations, and her base salary rises to $355,000 with a target bonus of 50% of salary.
Appointment effective September 22, 2026; board approved the role on that date
Base salary increased to $355,000; target annual bonus raised to 50% of base salary
Grant of 40,000 restricted stock units vesting ratably over three years
Previously EVP and COO for the STK brand since September 2018, responsible for STK operations and Human Resources
Rockwell Automation said Chief Revenue Officer Scott A. Genereux notified the company on September 21, 2026, that he will retire effective December 31, 2026. He will stop serving as Chief Revenue Officer on September 30, 2026, and will remain a Senior Vice President until his retirement date to support a smooth transition.
Scott A. Genereux notified the company of his retirement decision on September 21, 2026.
He ceases to be Chief Revenue Officer effective September 30, 2026.
He remains a Senior Vice President until his retirement effective December 31, 2026.
The filing does not name a successor for the Chief Revenue Officer role.
UY Scuti Acquisition Corp. (UYSC) signed a joinder agreement and a First Amendment to its July 18, 2025 merger agreement with Isdera Group Limited on September 22, 2026. The amendment revises the definition of "Company Net Value" to $920 million and changes how closing consideration is allocated among Isdera Group's shareholders, which affects how the deal's terms apply to the parties.
The First Amendment and the Joinder Agreement were both dated September 22, 2026.
The Merger Agreement was originally entered into on July 18, 2025, with Isdera Group Limited and related parties.
Company Net Value is revised to $920,000,000; the amendment also corrects a technical error in the definition of "Purchaser Rights."
The Joinder Agreement made Isdera Inc and Isdera Technology Limited parties to the Merger Agreement.
Patriot National Bancorp agreed on September 23, 2026 to sell 4,782,608 shares of voting common stock at $1.15 per share to accredited investors in a registered direct offering, with no underwriter or placement agent. The company expects about $5.5 million in gross proceeds, less estimated offering expenses of $350,000, and plans to invest the capital in its subsidiary Patriot Bank NA and for general corporate purposes. The sale adds shares outstanding and includes five-year warrants for 956,522 non-voting common shares exercisable at $1.25, which may dilute existing shareholders.
Shares sold: 4,782,608 voting common shares at $1.15 each, dated September 23, 2026
Expected gross proceeds: approximately $5.5 million; estimated offering expenses: $350,000
Warrants: 956,522 five-year warrants, one for every five shares purchased, exercisable no earlier than six months after closing at $1.25 per share
Proceeds to fund Patriot Bank NA and general corporate purposes; offering made under an S-3 shelf effective May 22, 2025
Alexandria Real Estate Equities, Inc. said its fourth amended and restated credit agreement took effect on September 24, 2026, after an amendment modifying how certain hybrid debt instruments are treated. The agreement provides a $5 billion unsecured revolving credit facility with an accordion option to add up to $1 billion, and extends the revolver's maturity to January 22, 2032, subject to conditions.
Revolving credit facility of $5 billion, with an accordion option for up to an additional $1 billion
Margin at closing of 0.725% for Floating Rate and Daily RFR loans
Maturity extended to January 22, 2032, with two six-month extension options subject to conditions
Replaces the Existing Credit Agreement dated September 19, 2024; Citibank, N.A. is administrative agent
USA Compression Partners, LP issued $600 million in 6.750% senior notes due 2035 under an indenture dated September 18, 2026. Net proceeds will repay borrowings under the partnership's credit agreement and pay offering fees and expenses, so the deal shifts debt from the credit agreement to fixed-rate notes maturing in 2035.
Principal amount: $600 million of 6.750% senior notes due 2035, issued September 18, 2026
Interest payable semi-annually on April 1 and October 1, starting April 1, 2027
Net proceeds used to repay credit agreement borrowings and pay offering fees and expenses
Before October 1, 2029, up to 40% of principal may be redeemed at 106.750% from equity offering proceeds; make-whole redemption also available
Beyond Air, Inc. entered into a formal employment agreement with Chief Executive Officer Robert Goodman on September 23, 2026, after he had served in the role since March 27, 2026 without a written agreement. The filing also discloses that Chief Financial Officer Daniel Moorhead's base salary was raised from $325,000 to $463,000, effective September 23, 2026.
CEO Robert Goodman's employment agreement, dated September 23, 2026, sets a base salary of not less than $650,000 and a target annual bonus of 60% of salary.
If terminated without Cause or for Good Reason, Goodman receives 12 months of base salary continuation; within three months before to 12 months after a Change in Control, he receives a lump sum of 24 months of salary.
CFO Daniel Moorhead's base salary increased from $325,000 to $463,000, effective September 23, 2026.
Office Properties Income Trust issued $425.0 million of 8.75% senior secured notes due October 1, 2031, and used the proceeds with cash on hand to repay all borrowings under its secured revolving credit facility and secured term loan. The notes are secured by first-priority liens on 19 office properties and the equity of subsidiary guarantors, which refinances existing secured debt at a rate that is lower than the 10.000% notes that remain outstanding.
$425.0 million of 8.75% senior secured notes issued September 24, 2026, maturing October 1, 2031
Collateral includes 19 office properties and 100% of the equity in subsidiary guarantors
Proceeds and cash on hand repaid the $425.0 million of principal under the Credit Agreement, which had a $325.0 million revolver and $100.0 million term loan
Notes can be redeemed before October 1, 2028 at make-whole premium; a 101% change-of-control repurchase offer applies
Costco reported fourth-quarter fiscal 2026 net sales of $93.9 billion, up 11.2%, and net income of $3.00 billion, or $6.75 per diluted share, compared with $5.87 a year earlier. The quarter included a non-recurring benefit of $0.15 per diluted share from IEEPA tariff refunds, partly reinvested in member values, so shareholders see both stronger headline results and a one-time boost.
Q4 net sales rose 11.2% to $93.9 billion; Q4 total company comparable sales were up 9.4%, or 6.7% excluding gasoline prices and foreign exchange.
Q4 diluted EPS was $6.75 versus $5.87; the quarter included a $0.15 per diluted share non-recurring tariff refund benefit.
Fiscal 2026 net income was $9.226 billion, or $20.76 per diluted share, versus $8.099 billion, or $18.21, in fiscal 2025.
Fiscal 2026 net sales rose 10.1% to $297.2 billion; the company operates 939 warehouses.
On September 21, 2026, Avis Budget Group subsidiary Avis Budget Rental Car Funding (AESOP) LLC issued $650 million of asset-backed notes maturing in five years, secured by vehicles in its domestic fleet and related assets. The filing describes the notes as new direct financial obligations, and it does not state how the proceeds will be used.
Notes total $650 million across Class A, B, C and D tranches, with coupons from 5.69% to 8.14%
Class A notes total $474.5 million at 5.69%; Class D notes total $66.625 million at 8.14%
Subordinated Class R notes of $35.75 million at 9.598% were issued for U.S. risk retention rules and are held by AESOP Leasing L.P.
Notes were issued under a Series 2026-5 Supplement with The Bank of New York Mellon Trust Company, N.A. as trustee
Marriott International entered into an amended and restated credit agreement on September 23, 2026, with Bank of America as administrative agent. The amended revolving facility increases aggregate commitments from $4.50 billion to $5.00 billion and extends the maturity date from December 14, 2027 to September 23, 2031.
Aggregate commitments rise from $4.50 billion to $5.00 billion; the commitment increase option cap rises from $5.00 billion to $5.50 billion
Maturity extended from December 14, 2027 to September 23, 2031
Interest margins and facility fees adjusted; borrowings generally bear interest at SOFR plus a spread based on Marriott's public debt rating
Filing also adds a to-be-agreed environmental key performance indicator mechanism that could adjust rates and fees
On September 22, 2026, Black Hawk Acquisition Corp (BKHA) and Vesicor Therapeutics entered into a series of financing agreements with Meteora Select Trading Opportunities Master, LP, in connection with their previously announced business combination. The agreements include a forward purchase, a non-redemption arrangement, a standby equity purchase agreement and a registration rights agreement, and they could increase the number of shares outstanding after the merger closes.
Forward purchase agreement covers up to 1,350,000 shares, with an initial price equal to the per-share redemption price and a reset price initially set at $10.00 per share.
Non-redemption agreement covers up to 2,124,077 ordinary shares; the Company would pay Meteora cash from the trust account at closing, equal to the final redemption price less $0.75 per share.
Standby equity purchase agreement lets PubCo sell up to $200.0 million of common stock to Meteora over a commitment period generally lasting 36 months; the commitment fee is 0.50% of that amount.
Registration rights agreement requires an initial resale registration statement within 60 calendar days after closing, covering at least the greater of 10,000,000 shares and 300% of shares issuable on note conversion.
On September 24, 2026, NexGel began using a shareholder presentation titled "Strategic Review & Proposed Platform Reorganization," filed as Exhibit 99.1. The filing text provided contains no financial figures, and the exhibit's details are not reproduced in the filing text, so the scope of the proposed reorganization cannot be assessed from this filing alone.
Presentation first used on September 24, 2026, and titled "Strategic Review & Proposed Platform Reorganization"
Full presentation attached as Exhibit 99.1, dated September 2026
Information is furnished under Item 7.01 and not deemed "filed" for Section 18 purposes
Filing signed by Brian Kieser, Interim Chief Executive Officer
Akamai entered two project plans under its existing Anthropic master services agreement, under which Anthropic has committed to pay about $11.6 billion over initial seven-year terms, subject to termination rights and delivery requirements. Akamai also issued Anthropic a warrant for Series B preferred stock that would convert into up to about 7.7 million common shares, roughly 5% of shares outstanding, with about 2% expected to vest on the initial commitment. Akamai said the deal is not expected to affect its 2026 revenue guidance but will raise 2026 capital expenditures by about $1.7 billion, and the filing's total capital expenditure estimate for the commitment is about $5.5 billion.
Anthropic has committed to pay about $11.6 billion in aggregate under Project Plans 2 and 3, each with an initial seven-year term, dated September 18, 2026
Warrant for 387,051 shares of Series B Non-Voting Convertible Preferred Stock, each convertible into 20 common shares, for up to 7,741,020 common shares on an as-converted basis
Total capital expenditures tied to the $11.6 billion commitment are estimated at about $5.5 billion, with about $1.7 billion more in 2026 capital expenditures for supply chain components including memory
Akamai anticipates no impact to its 2026 revenue guidance
Zscaler said Ross Tackett, its Head of Worldwide Sales, will become Chief Revenue Officer effective October 1, 2026, succeeding Mike Rich, who is stepping down as an officer for personal reasons. Rich will stay on as a strategic advisor through December 31, 2026, and is expected to receive severance under the company's Change of Control and Severance Policy. The change is a senior sales leadership transition; the filing gives no financial results or guidance changes.
Ross Tackett promoted to Chief Revenue Officer effective October 1, 2026
Mike Rich steps down as an officer effective October 1, 2026, and remains a strategic advisor through December 31, 2026
Tackett has been with Zscaler for three years and previously held sales leadership roles at ServiceNow and Dell
Rich is expected to receive severance benefits under the company's Change of Control and Severance Policy; no amount is disclosed
AtlasClear reported fiscal 2026 results for the year ended June 30, 2026, with total revenue up 85% to $20.1 million. Net income was $2.0 million, or $0.02 per share, down from $5.8 million, or $0.96 per share, in fiscal 2025, and the loss from operations widened to $9.8 million, with the net result supported by non-cash fair-value gains.
Total revenue rose to $20.1 million from $10.9 million, with stock locate revenue at $6.8 million versus $0.3 million
Loss from operations was $9.8 million, compared with $4.9 million in fiscal 2025
Net income was $2.0 million, including an $11.1 million non-cash gain on the earnout liability; fiscal 2025 net income was $5.8 million
Cash and cash equivalents totaled $15.4 million at June 30, 2026, versus $7.5 million a year earlier
Saratoga Investment Corp. issued an additional $23,092,350 of its 8.00% Notes due 2031, closing the sale on September 24, 2026. The company plans to use the net proceeds, about $22.5 million, to repay part of its Valley National Bank credit facility, and the total outstanding notes now stand at $120,842,350.
Additional notes sold: $23,092,350 principal, priced at 99.6% of par, with Lucid Capital Markets as representative of the underwriters
Net proceeds to the company of approximately $22,519,659.72 after a $480,320.88 underwriting discount and about $150,000 in estimated expenses
Notes pay 8.00% interest quarterly, mature August 31, 2031, and are redeemable at the company's option on or after August 26, 2028
Outstanding 8.00% notes due 2031 total $120,842,350 after this issuance
FB Financial Corporation completed the sale of $125,000,000 of 6.625% fixed-to-floating rate subordinated notes due 2036 on September 24, 2026. The company said it intends to use the net proceeds for general corporate purposes, including providing capital to its banking subsidiary FirstBank to support growth.
Principal amount: $125,000,000 of subordinated notes due October 1, 2036
Fixed rate of 6.625% until October 1, 2031, then floating at Three-Month Term SOFR plus 205 basis points
Company may redeem the notes starting October 1, 2031, subject to Federal Reserve approval where required
Underwriter: Keefe, Bruyette & Woods, Inc.; trustee: U.S. Bank Trust Company, National Association
Forward Industries sold 3,125,000 shares of common stock at $8.00 each in a registered direct offering to one institutional investor, closing on September 24, 2026 for gross proceeds of approximately $25 million before fees. The company said it intends to use the net proceeds mainly to buy additional Solana (SOL), working capital and general corporate purposes, which increases its share count and adds a cash-funded digital asset position.
Shares sold: 3,125,000 common shares at $8.00 each; gross proceeds of approximately $25 million before placement agent fees and expenses
Placement agent A.G.P./Alliance Global Partners receives a 5% cash fee on gross proceeds, plus up to $50,000 in legal expense reimbursement
Offering closed September 24, 2026 under an effective Form S-3ASR shelf registration (File No. 333-290312)
Company agreed not to issue additional common stock or equivalents for 15 days after the closing date, subject to limited exceptions
TTM Technologies completed a $500 million private offering of 6.750% senior notes due 2034 on September 24, 2026. Proceeds, along with $300 million and $800 million of incremental term loans, are intended to fund the pending acquisition of EDS Intermediate Holding, LLC and related costs, with some funds possibly used to reduce revolver borrowings for the Swiss Technology Group AG acquisition. The filing adds substantial new debt and restricts dividends and other payments to shareholders, and the notes become subject to mandatory redemption if the EDS acquisition does not close by the November 15, 2026 outside date, subject to extension.
$500 million of 6.750% senior notes due October 1, 2034, priced at par and issued September 24, 2026
Planned financing also includes a $300 million incremental term loan A and an $800 million incremental term loan B
Notes must be redeemed at 100% of principal plus interest if the EDS acquisition does not close by November 15, 2026 (extendable to May 15, 2027 in certain cases)
Indenture limits dividends, share repurchases and certain other payments to shareholders
PCB Bancorp and PCB Bank entered into an amended and restated employment agreement with CEO Henry H. Kim, effective January 1, 2027, running through December 31, 2031. The agreement sets a $550,000 base salary, a 25,000-share restricted stock award, and larger severance terms, including a 200% cash payment if a change in control is followed by termination.
Base salary of $550,000; annual cash bonus of zero to 100% of base salary, set by independent directors
25,000 restricted shares vesting in five annual installments of 5,000 shares, from December 31, 2027 through 2031
Severance: 150% of base salary if terminated without Cause; 200% plus full vesting of the stock award after a change in control
Scholastic reported fiscal 2027 first-quarter revenue of $216.8 million, down 4% from $225.6 million a year earlier, with an operating loss of $92.2 million, unchanged from the prior year. The diluted loss per share widened to $3.77 from $2.83, and the company affirmed its full-year fiscal 2027 guidance. For shareholders, the quarter's headline measures declined, while the outlook was left unchanged.
Revenue fell 4% to $216.8 million, mainly due to lower Education and Children's Book Publishing and Distribution revenues and the elimination of rental income after the December 2025 sale-leaseback transactions.
Diluted loss per share was $3.77, compared with a loss of $2.83 in the prior year period; adjusted diluted loss per share was $3.63, compared with $2.52.
Net cash used in operating activities was $94.6 million, compared with $81.8 million a year earlier.
Fiscal 2027 guidance was affirmed: revenue growth of about 2% to 4%, Adjusted EBITDA of about $135 million to $145 million, and Free Cash Flow of about $35 million to $40 million.
The Marygold Companies, through subsidiary Gourmet Foods, agreed on September 22, 2026 to sell substantially all assets of its Printstock Products business to TAG Investments Limited for a cash price of NZ$2,450,000 (about US$1.4 million), with final proceeds set at closing. The company expects to record a gain on the sale, and Gourmet Foods is already reported as discontinued operations.
Cash purchase price of NZ$2,450,000 (about US$1.4 million), with final proceeds based on a joint stock-take at closing
Expected closing on November 20, 2026, subject to due diligence, finance conditions, and landlord consent to the lease assignment
TAG must deposit NZ$245,000 (10% of the price) once the agreement becomes unconditional
Five-year post-closing restraint of trade in New Zealand covers Printstock and covenantors Bryce Cole, David Neibert and Nicholas Gerber, who are company officers
Chaince Digital Holdings Inc. repurchased and permanently canceled all warrants issued in its November 30, 2023 private placement for $2.0 million in cash, with the transaction closing on September 21, 2026. No ordinary shares were issued, none of the warrants had been exercised, and the company says the cancellation removes the potential dilution the warrants represented, leaving no warrants outstanding.
Aggregate cash consideration of US$2.0 million paid to the warrant holders
Agreement executed and closed on September 21, 2026
No ordinary shares issued; none of the warrants had been exercised
Holders released the company and certain related persons from warrant-related claims, subject to agreement exceptions
Trio-Tech International reported fiscal 2026 revenue of $62.6 million, up 72% from $36.5 million, with a fiscal 2026 net loss attributable to common shareholders of $34,000 versus $41,000 in fiscal 2025. Fourth-quarter revenue rose about 40% to $14.9 million, but the company posted a net loss of $199,000 after net income of $183,000 a year earlier, and gross margin fell to 19% from 25%.
Fiscal 2026 revenue was $62.6 million, with Semiconductor Back-end Solutions revenue up 99% to $49.0 million.
Fourth-quarter operating loss was $266,000, compared with operating income of $467,000 a year earlier.
Total backlog was $24.2 million at June 30, 2026, compared with $11.0 million a year earlier.
Fiscal 2027 first-quarter bookings to date in Industrial Electronics total about $4.6 million, according to the company.
Capitol Federal Financial said it appointed William "Billy" Skrobacz Jr., currently Executive Vice President and Chief Retail Operations Officer, as President of the Company and Capitol Federal Savings Bank, effective October 1, 2026. Skrobacz will handle day-to-day operations of both entities, while John B. Dicus remains Chairman and Chief Executive Officer.
Skrobacz will oversee commercial operations, all support functions and strategy setting at both the Company and the Bank.
John B. Dicus will continue as Chairman and Chief Executive Officer of both entities.
Skrobacz's new base salary is $460,000, and he was awarded 22,500 shares vesting over five years.
Sarah Sanders will succeed Skrobacz as Executive Vice President and Chief Retail Operations Officer, effective October 1, 2026.
EOG Resources said CFO Ann Janssen will retire, with her last day as CFO on December 31, 2026, and she will then serve as an advisor. The board appointed Jeffrey W. Hibbard, 44, as Executive Vice President and CFO effective January 1, 2027, and the filing also discloses changes to the company's equity award vesting terms.
Janssen, CFO since January 2024 and at EOG since 1995, will be an advisor from January 1, 2027.
Hibbard has been EOG's Senior Vice President, Finance since August 2025 and previously spent more than 20 years at Morgan Stanley.
Restricted stock and RSU grants will vest one-third per year over three years, instead of 100% after three years, starting with grants effective September 25, 2026.
Performance unit awards with negative three-year TSR will have the above-target performance multiple halved, replacing the prior Negative TSR Cap.
Infleqtion announced that it entangled 30 logical qubits using 80 physical qubits on its Sqale quantum computing platform, a milestone on its 2026 roadmap. The filing contains no financial results or guidance, so the announcement's direct effect on shareholders is limited to the company's stated technology progress and roadmap targets.
Demonstration of 30 entangled logical qubits using 80 physical qubits on the Sqale platform, announced September 24, 2026
Company targets 100 logical qubits in 2028 and 1,000 logical qubits by 2030
Infleqtion says it has three customers for logical qubit circuits on the Sqale platform, including the Wellcome Leap Q4Bio program
RAVE Restaurant Group reported fourth-quarter and fiscal 2026 results for the year ended June 28, 2026. Fourth-quarter revenue rose to $3.4 million while net income fell 6.2% to $0.8 million, but full-year net income rose to $2.9 million from $2.7 million. The filing also discloses that CEO Brandon Solano sent a complaint on August 31, 2026, alleging workplace harassment and discrimination by the Board, and that the company engaged Hagan Law Group on September 1, 2026 to investigate.
Q4 fiscal 2026 total revenue increased $0.3 million to $3.4 million, up 8.8% year over year; net income was $0.8 million, down 6.2%
Fiscal 2026 net income was $2.9 million ($0.20 per diluted share) versus $2.7 million ($0.19) in fiscal 2025; revenue was $12.9 million
Pie Five domestic comparable store sales fell 17.3% in Q4 and 9.9% for the year; Pizza Inn comparable sales rose 2.4% for the year
On August 31, 2026, CEO Brandon Solano sent a complaint to the Audit Committee Chairman; Hagan Law Group was engaged September 1, 2026 to investigate
Nutanix said President and Chief Commercial Officer Tarkan Maner will step down effective October 2, 2026. Oversight of sales, marketing and customer experience will move to CEO Rajiv Ramaswami, and the company is discussing a possible senior advisor arrangement with Maner.
Tarkan Maner steps down as President and Chief Commercial Officer effective October 2, 2026
Sales, marketing and customer experience oversight transfers to CEO Rajiv Ramaswami
Company and Maner are discussing a potential senior advisor transition arrangement; no terms are disclosed
MarketWise furnished a September 24, 2026 press release and an updated investor presentation under Item 7.01, both posted to its website. The presentation shows second-quarter 2026 GAAP net revenue of $75.8 million, down 5% from a year earlier, and a net loss of $2.6 million, compared with net income of $15.3 million in 2Q 2025, while billings rose 57% to $91.2 million. For shareholders, revenue and profit declined even as billings grew, and the company said it intends to scale back marketing investment in the second half of 2026.
2Q 2026 GAAP net revenue was $75.8 million, versus $79.95 million in 2Q 2025 (down 5%)
2Q 2026 net loss was $2.6 million, versus net income of $15.3 million in 2Q 2025
2Q 2026 billings were $91.2 million, up 57% year over year; operating cash flow (CFFO) was $22.4 million
As of June 30, 2026, cash and equivalents were $32.9 million and total debt was $0; 2Q 2026 figures are unaudited
New Era Energy & Digital, Inc. entered into a sales agreement allowing it to sell up to $100 million of common stock through several agents over time, with no obligation to sell any shares. The company also disclosed that a Texas order halting data center permits could delay permits needed for its TCDC and other projects, and that it is negotiating with potential tenants, including an anchor tenant for its flagship project.
Up to $100 million of common stock may be sold through six agents under the Sales Agreement dated September 24, 2026.
Agents receive a commission of up to 3.5% of gross proceeds from each sale, plus reimbursement of legal fees.
Proceeds are intended for general corporate purposes, which may include capital expenditures, working capital and debt repayment.
On September 21, 2026, Texas Governor Greg Abbott directed the Texas Commission on Environmental Quality to halt data center permits until an ERCOT audit is complete.
H.B. Fuller reported third-quarter 2026 results for the quarter ended August 29, 2026, with net revenue of $938 million, up 5.2% year-on-year, and diluted EPS of $1.44 against $1.22 a year earlier. The company also updated its fiscal 2026 guidance, now expecting adjusted EBITDA of $655 million to $670 million and adjusted diluted EPS of $4.70 to $4.85, citing year-to-date performance.
Net revenue was $938 million, up 5.2%; organic revenue rose 4.4%, with pricing adding 7.4% and volume lower.
Adjusted EBITDA was $187 million, up 9%, and adjusted EBITDA margin was a record 19.9%, up 80 basis points.
Net income was $79 million versus $67 million a year earlier; net working capital rose to 18.5% of annualized net revenue.
Updated fiscal 2026 guidance: adjusted EBITDA of $655 million to $670 million and adjusted diluted EPS of $4.70 to $4.85; the filing does not state the prior ranges.
Sky Quarry Inc. said it received an air permit from the Nevada Division of Environmental Protection and restarted operations at its Eagle Springs Refinery near Ely, Nevada, on September 24, 2026. The company completed about $300,000 in repairs and upgrades before the restart, and the filing states no financial results for the refinery. The restart is an operational step, but the filing gives no revenue, profit or sales figures, so shareholders cannot yet judge its financial effect.
Nevada Division of Environmental Protection issued an air permit for the Eagle Springs Refinery.
About $300,000 in repairs and upgrades were completed, based on a TAR360 assessment commissioned in 2025.
Stated nameplate capacity is about 5,000 barrels of crude oil per day, with about 15,000 barrels of crude oil inventory on hand.
Digital Turbine said its Chief Business Officer, Michael Akkerman, resigned on September 23, 2026, to take a chief executive role at another company. His resignation takes effect October 30, 2026. The filing does not name a successor or give any financial figures.
Michael Akkerman, Chief Business Officer, resigned on September 23, 2026
Resignation is effective October 30, 2026
He is leaving to accept a Chief Executive Officer opportunity with another company
The filing does not name a replacement or state any financial impact
Auddia's September 23, 2026 special meeting did not reach enough votes to approve the merger with Thramann Holdings, so the company adjourned it without opening the polls on the main proposals. The company says about 88% of votes cast to date support the merger, but the deal requires a majority of all outstanding shares, and the meeting will reconvene October 7, 2026, which delays the timeline for shareholders.
The Business Combination Proposal lacked sufficient votes; the adjournment proposal passed with 2,238,335 shares for, 343,919 against and 72,110 abstaining.
Quorum was present with 2,654,364 shares represented virtually or by proxy.
The meeting reconvenes October 7, 2026 at 11:30 a.m. Eastern Time; the record date remains August 3, 2026.
The company states about 88% of votes cast to date on the merger were in favor.
On September 23, 2026, HCW Biologics agreed to sell 903,614 units to an existing institutional investor for approximately $1.5 million in gross proceeds before offering expenses. Each unit pairs a pre-funded warrant with the right to receive a common warrant at $1.66 per share, which is issuable only after stockholder approval that the company is obligated to seek. The company plans to use the proceeds for working capital, clinical development and general corporate purposes, and it agreed to register the resale of the shares underlying the warrants, which could add shares to the market.
903,614 units sold at $1.6599 per unit; pre-funded warrants have a $0.0001 exercise price
Common warrants for up to 903,614 shares, exercisable at $1.66 per share for 5.5 years after issuance, subject to stockholder approval under Nasdaq Rule 5635(d)
Maxim Group LLC is the sole placement agent
Company must file a resale registration statement within 15 trading days after closing and use commercially reasonable efforts to have it declared effective within 60 days
Archer Aviation said the Hart-Scott-Rodino waiting period has expired for its pending acquisition of Boeing's Wisk Aero, SkyGrid and Insitu subsidiaries, removing one key closing condition. The deal still requires other regulatory approvals and customary closing conditions, and Archer expects it to close by the end of 2026, so shareholders face continuing uncertainty until then.
HSR Act waiting period expired at 11:59 p.m. EDT on September 18, 2026
Remaining conditions include certain other regulatory approvals, which the company says are underway
Archer expects the transaction to close by the end of 2026
Newton Golf Company assumed Spartan Crest Capital's option to acquire 100% of the Pole Canyon Project, a group of 16 unpatented lode mining claims of about 330 acres in White Pine County, Nevada. In exchange, the company issued shares to Spartan Crest's designees equal to 19.9% of its shares outstanding before closing, and Spartan Crest gained the right to designate two independent directors, subject to board approval, and one executive officer.
Company issued shares equal to 19.9% of total outstanding Common Stock immediately before closing, under an agreement dated September 23, 2026.
Company assumed remaining option payments of $200,000, of which $165,000 is unpaid, payable over 24 months from the Option Agreement date, plus $200,000 in share consideration.
Option carries a 2.0% net smelter return royalty upon vesting.
Spartan Crest may designate two independent board members, subject to board approval, and one executive officer; the company agreed to file a resale registration statement within 45 days after closing.
aTyr Pharma said it has reached alignment with the FDA on the protocol for a planned Phase 3 study of efzofitimod in patients with chronic, symptomatic pulmonary sarcoidosis with restrictive lung disease. The company expects to start study-related activities in the fourth quarter of 2026 and to focus on regulatory submissions in the U.S. and Europe, but the filing states that future development will require additional capital through equity or debt offerings, grant funding, collaborations, partnerships or licensing.
Planned 54-week, randomized, double-blind, placebo-controlled study of up to approximately 372 patients
Efzofitimod 5.0 mg/kg or placebo given intravenously once every 3 weeks for a total of 17 doses
Primary endpoint is change from baseline in forced vital capacity at week 48; key secondary endpoint is King's Sarcoidosis Questionnaire-Lung score
Study-related activities expected to begin in the fourth quarter of 2026
Newton Golf Company, Inc. issued 232,202 shares of common stock on September 21 and 22, 2026 to three holders of its Series A common warrants, in exchange for the repurchase of warrants exercisable for 749,999 shares. For 12 months, the company agreed to give those holders the first option to buy 10% of shares in most future offerings, which adds dilution-related terms that shareholders should note.
232,202 shares issued on September 21 and 22, 2026 to three warrant holders
Warrants exercisable for 749,999 shares were repurchased in the exchange
Shares priced at $0.35 per underlying warrant share, using the lower of a closing price or five-day average
For 12 months, holders get an option to buy 10% of shares in future offerings, excluding at-the-market offerings and certain exempt issuances
BlackBerry reported results for the quarter ended August 31, 2026, with revenue up 26% year-over-year to $163.3 million and GAAP net income of $33.9 million, compared with $13.3 million a year earlier. The company also raised its fiscal 2027 revenue and adjusted EBITDA outlook, which gives shareholders updated guidance for the year ending February 28, 2027.
Revenue was $163.3 million, up 26% year-over-year; QNX revenue was $80.3 million, a record quarter for the segment.
GAAP net income was $33.9 million, positive for the sixth consecutive quarter; adjusted basic EPS was $0.07.
Fiscal 2027 total revenue guidance is $616 million to $636 million, and total adjusted EBITDA guidance is $141 million to $158 million.
Third-quarter fiscal 2027 revenue guidance is $143 million to $154 million, ending November 30, 2026.
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