2,516 material Form 8-K filings that 1,784 companies we cover made with the SEC in October 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). 1,464 of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
Box, Inc. said Omer Yuhjtman will join as Vice President, Finance and Chief Accounting Officer on October 19, 2026, and take over as principal accounting officer from Eli Berkovitch, who is resigning effective October 23, 2026. Mr. Yuhjtman's offer letter sets a $330,000 base salary, a bonus of up to 35% of base salary, and restricted stock units covering 80,000 Class A shares.
Omer Yuhjtman starts October 19, 2026 as Vice President, Finance and Chief Accounting Officer
Eli Berkovitch resigns effective October 23, 2026, as previously disclosed in a September 25, 2026 8-K
Offer terms: $330,000 base salary, discretionary bonus of up to 35% of base salary, RSUs covering 80,000 shares vesting over four years
Werner Enterprises director Jack A. Holmes resigned from the board and from its Compensation and Governance Committees, effective October 5, 2026. The company said he is leaving to accept an executive role at another transportation company and that the resignation was amicable, with no disagreement over operations, policies, or practices.
Jack A. Holmes gave notice of resignation on October 5, 2026, effective the same day
He also leaves the Compensation and Governance Committees of the Board
Stated reason: an executive leadership position at another transportation company, to avoid potential operational or governance conflicts
The filing states the resignation was not the result of any disagreement with the company, board, or management
Tianci International, Inc. organized Roshing Future Pte. Ltd. in Singapore on September 30, 2026, as a wholly-owned subsidiary of its Seychelles unit, Tianci Group Holdings Limited. The company said it plans to use the new entity to expand its mineral trading business in Asia. The filing discloses no financial terms, capital amounts or revenue figures for the subsidiary.
Roshing Future Pte. Ltd. was organized on September 30, 2026, in Singapore.
It is held through Tianci Group Holdings Limited (Seychelles), a wholly-owned subsidiary of the Company.
The company intends to use the entity to expand its mineral trading business in Asia.
The filing gives no investment amount, revenue projection or financial impact.
Corteva completed the separation of its seed operating segment into an independent public company, Vylor Inc., through a pro rata share distribution effective October 1, 2026. Vylor common stock began regular-way trading on the New York Stock Exchange under the symbol VYLR that day, and Corteva entered several agreements with Vylor governing the split, including tax, employee, transition services, and intellectual property terms.
Distribution record date was September 24, 2026; Vylor shares trade on the NYSE as VYLR from October 1, 2026
Separation and Distribution Agreement dated September 29, 2026; Tax Matters, Employee Matters, Reverse Transition Services, Intellectual Property Matters, and Global Master Seed Treatment Supply agreements dated October 1, 2026
Certain schedules omitted under Item 601(a)(5) of Regulation S-K; the filing does not give financial figures for the spin-off
Chief Financial Officer Brian LaRose resigned effective October 5, 2026, and the board appointed Paul Kosturos, a Managing Director at Alvarez & Marsal, as Interim CFO and principal financial officer. The company's press release says it has removed more than $50 million of SG&A year to date and has identified at least an additional $30 million of savings opportunities, while exiting several dozen locations with closures expected by year-end.
Brian LaRose resigned as CFO effective October 5, 2026; Paul Kosturos, age 61, was appointed Interim CFO the same day.
Kosturos has worked at Alvarez & Marsal since 2009 and was previously Vice President and Corporate Controller for JDS Uniphase.
The company has removed more than $50 million of SG&A year to date and has identified at least an additional $30 million of savings opportunities.
The company has begun exiting several dozen locations, with closures expected to be completed by year-end; it also retained ICR for investor relations.
Comtech Telecommunications appointed Christopher D. Maloney as an independent director effective October 1, 2026, bringing the Board to seven directors. The appointment satisfies an obligation under a June 14, 2026 director agreement with Magnetar Financial LLC, representing the Investors, and the company says it supports its focus on public safety ahead of the anticipated sale of most of its Satellite & Space Communications segment.
Christopher D. Maloney appointed independent director, effective October 1, 2026; Board to have seven directors
Appointment satisfies obligation under director agreement dated June 14, 2026 with Magnetar Financial LLC, as representative of the Investors
Maloney will serve on the Nominating and Governance Committee and the Strategic Review Committee
Maloney founded TriTech Software Systems in 1993 and led its sale to Bain Capital in 2018
Houlihan Lokey disclosed that director Todd J. Carter resigned from its board on October 2, 2026, effective immediately. The filing states the resignation was not due to any disagreement with the company on its operations, policies or practices.
Todd J. Carter resigned from the board of directors on October 2, 2026, effective immediately
The company states the resignation was not the result of any disagreement on operations, policies or practices
The 8-K was signed by Prabha S. Bhandari, Chief Legal Officer and Secretary, on October 5, 2026
Clean Harbors completed its acquisitions of EnviroServe and ES&H for a combined purchase price of $775 million, funded through available cash and a $600 million senior notes offering. The company said the two businesses are expected to generate combined annual revenues of about $340 million and post-synergy Adjusted EBITDA of about $87 million, a multiple of 8.9 times Adjusted EBITDA.
Clean Harbors issued $600.0 million of 6.250% senior notes due September 30, 2034, on October 1, 2026
$470 million of the note proceeds financed the EnviroServe purchase; the remainder is to repay revolver borrowings used for ES&H
ES&H acquisition closed September 18, 2026; EnviroServe acquisition closed October 2, 2026
Combined expected annual revenue of about $340 million and post-synergy Adjusted EBITDA of about $87 million
On September 29, 2026, subsidiary NRx Defense Systems entered a prime contract with DARPA to conduct the SPARC-TMS clinical trial, which pairs robotic transcranial magnetic stimulation with the investigational drug NRX-101 for treatment-resistant depression. The contract is valued at approximately $11.2 million, with about $6.7 million initially obligated, and the remainder depends on appropriations and DARPA's exercise of funding options.
Aggregate contract value of approximately $11.2 million; approximately $6.7 million initially obligated by DARPA.
18-month performance period, with payment tied to achievement and acceptance of specified milestones.
Either party may terminate under certain circumstances, including if the program is determined unlikely to achieve its objectives.
Full contract terms to be filed as an exhibit to the Form 10-Q for the quarter ending September 30, 2026.
Barnwell Industries' board approved terminating its employee pension plan, effective on or about November 30, 2026, with benefits to be paid through annuity purchases. As of September 30, 2026, plan assets of about $12.8 million exceeded the estimated termination liability of $7.3 million and a related supplemental retirement obligation of about $1.8 million by about $3.7 million, before costs and taxes. The company expects any remaining surplus to revert to it in December 2026, but says the amount and timing are not assured, so shareholders may see a benefit only if the surplus is realized.
Board approved plan termination on September 30, 2026, effective on or about November 30, 2026.
As of September 30, 2026: plan assets about $12.8 million; estimated termination liability $7.3 million; supplemental retirement plan obligation about $1.8 million.
Estimated surplus of about $3.7 million before administrative and transaction costs, excise and other taxes, and any participant benefit increase.
Company anticipates reversion in December 2026; estimates are preliminary and may change materially.
Corteva, Inc. completed the separation of its seed operating segment into an independent public company, Vylor Inc., effective 12:00 a.m. New York time on October 1, 2026, through a pro rata distribution of Vylor common stock to Corteva shareholders of record on September 24, 2026. Vylor's common stock began regular-way trading on the New York Stock Exchange under the symbol VYLR on October 1, 2026, and Corteva has no remaining ownership interest in the company.
Distribution record date was September 24, 2026; Vylor common stock began trading on the NYSE as VYLR on October 1, 2026.
Separation and Distribution Agreement dated September 29, 2026, among Corteva, Vylor and EIDP, Inc.
Agreements dated October 1, 2026 include a Tax Matters Agreement, Employee Matters Agreement, Transition Services Agreement, Intellectual Property Matters Agreement and Global Master Seed Treatment Supply Agreement.
Amended and restated certificate of incorporation and bylaws took effect October 1, 2026; the filing does not report financial results.
Stagwell Inc. disclosed that director Bradley J. Gross notified the Board on October 2, 2026, that he is resigning effective October 16, 2026. The filing states the resignation is not the result of any disagreement with the Company on its operations, policies or practices.
Bradley J. Gross notified the Board on October 2, 2026 of his resignation
Resignation takes effect October 16, 2026
Company states there was no disagreement on operations, policies or practices
On September 29, 2026, the Fund's manager signed a Sixth Amendment with Anchorage Digital Bank N.A., making the Fund a party to a custody agreement under which Anchorage Digital will hold a portion of the Fund's Fund Components. Coinbase Custody Trust Company remains the primary custodian, and the manager has not yet decided how much will move to Anchorage Digital, so shareholders' exposure to custody arrangements changes but the filing does not state an effect on the Fund's value.
Agreement dated September 29, 2026; Anchorage Digital custody agreement dated as of August 8, 2025, as amended
Coinbase Custody Trust Company, LLC remains the Fund's primary custodian
Anchorage Digital is required to maintain commercial crime insurance or a fidelity bond with limits of not less than $100 million in the aggregate
The manager has not determined the total amount of Fund Components to be moved to Anchorage Digital
Genie Energy Ltd. filed an 8-K furnishing a slide presentation, attached as Exhibit 99.1, that it will provide to certain investors on October 5, 2026. The company said the presentation will also be posted on its website, and the filing does not disclose any financial results, guidance, or transaction terms.
Presentation to be provided to certain investors on October 5, 2026, furnished under Item 7.01 (Regulation FD) and not deemed filed with the SEC
Exhibit 99.1 is an investor presentation; the filing text itself contains no financial figures
Presentation also to be available on the company's website at genie.com/investors/presentations
Goldman Sachs BDC, Inc. announced it will release its third quarter 2026 financial results after the market closes on Thursday, November 5, 2026, and hold an earnings conference call the next morning. The filing contains only the schedule and no financial results, so shareholders have no new performance data from this disclosure.
Third quarter ended September 30, 2026 results to be reported after market close on November 5, 2026
Earnings conference call set for Friday, November 6, 2026 at 9:00 a.m. Eastern Time
Press release furnished as Exhibit 99.1; webcast and archived replay available on the company's Investor Resources website
The Zcash ETF's sponsor, Grayscale Investments Sponsors, LLC, signed an agreement on September 29, 2026 under which Anchorage Digital Bank N.A. will hold part of the trust's ZEC alongside Coinbase Custody, which remains primary custodian. The filing says the sponsor has not yet decided how much ZEC will move to Anchorage, so the effect on shareholders depends on that undisclosed amount.
Agreement dated September 29, 2026 is the Sixth Amendment to a Master Custody Service Agreement dated August 8, 2025
Coinbase Custody Trust Company, LLC remains the primary custodian; the sponsor has not determined how much ZEC will move to Anchorage Digital
Anchorage Digital must carry insurance including commercial crime coverage or a fidelity bond of at least $100 million in aggregate; the filing says shareholders cannot be assured coverage will cover losses
Trust fees paid to Anchorage Digital are a Sponsor-paid Expense
USANA Health Sciences amended its $75 million revolving credit facility on September 30, 2026, with Bank of America as administrative agent, and the facility matures June 27, 2030. The amendment sets a minimum trailing four-quarter Consolidated EBITDA covenant of $100 million starting with the quarter ending October 3, 2026, which drops to $70 million when revolving exposure is $50 million or less, and raises the annual general asset sale basket from $500,000 to $2.5 million.
Revolving credit facility of $75 million, maturing June 27, 2030, with an option to increase by more than $200 million on request
Minimum Consolidated EBITDA covenant of $100 million, reduced to $70 million when lender revolving exposure is $50 million or less
Annual general asset sale basket raised from $500,000 to $2.5 million
New permission for USANA Australia Pty, Ltd to sell Sydney, Australia real property; sale and leaseback transactions remain generally prohibited
Carriage Services terminated its Equity Distribution Agreement dated May 6, 2026, which allowed it to sell up to $100 million of common stock through at-the-market offerings. The company says it has no termination penalties and had not sold any shares under the program before ending it.
Termination date: October 4, 2026, of the Equity Distribution Agreement with Oppenheimer & Co. Inc. and Raymond James & Associates, Inc.
Program size before termination: up to $100 million of common stock, par value $0.01 per share
No shares were sold under the at-the-market program before termination
No termination penalties apply, according to the filing
NN, Inc. closed a private placement on October 5, 2026, selling 11,275,605 common shares and pre-funded warrants for up to 4,824,395 shares at $3.30 per share, for about $50 million in net proceeds. The company said most proceeds will redeem its remaining Series D Preferred Stock, and the rest will fund business growth; shareholders face potential dilution from the new shares and resale registration.
Gross proceeds of about $53 million; net proceeds of about $50 million after a 6.0% placement agent fee and expenses
Closed October 5, 2026; 93,744,210 common shares outstanding immediately after issuance
Majority of net proceeds to redeem remaining Series D Preferred Stock; company must file resale registration statement within 45 days
American Resources Corporation acquired real property, structures, fixtures and equipment in Wyoming County, West Virginia from Wyoming County Coal LLC under an asset purchase agreement dated September 29, 2026. The $40.0 million price is settled through the resolution of a federal lawsuit, and the company is not assuming WCC's mining permits or historical mining and reclamation liabilities. The filing says the company plans to evaluate the assets for critical-mineral feedstock and resource recovery, subject to future permitting.
Asset Purchase Agreement entered September 29, 2026; ownership transferred to the company upon execution
Purchase price of $40.0 million is an aggregate litigation settlement in UMB Bank, N.A. v. Wyoming County Coal LLC, Case No. 1:25-cv-02596 (S.D. Indiana)
Company is not acquiring WCC's mining permits or assuming asset retirement obligations or other historical mining liabilities
Deed to be executed within 60 days of the effective date and recorded in Wyoming County, West Virginia
Apollo Global Management and its subsidiary Athene Holding reported preliminary estimates of third-quarter 2026 alternative net investment income of approximately $375 million pre-tax, equal to an estimated 10% annualized return on alternative net investments. The figures are unaudited, have not completed financial closing procedures, and may change materially, and the full quarterly earnings release is scheduled for November 3, 2026.
Estimated alternative net investment income: approximately $375 million pre-tax for the quarter ended September 30, 2026
Estimated annualized return on alternative net investments: 10%; pooled vehicle return about 9%, other alternatives about 11%
Full third-quarter earnings release and financial supplement scheduled for November 3, 2026
Figures are unaudited and preliminary; the company warns actual results may differ, possibly materially
SolarEdge said Chief Revenue Officer Daniel Huber notified the board on October 1, 2026 that he will resign, with employment ending March 31, 2027. The filing says the resignation is not the result of any disagreement with the company on its operations, policies or practices, and it does not name a successor.
Daniel Huber notified the board on October 1, 2026 of his resignation as Chief Revenue Officer.
Employment terminates effective March 31, 2027, which satisfies his existing employment agreement's notice period.
Huber will receive his 2026 annual bonus, paid when other management bonuses are paid and based on average target achievement for the management team.
The filing states the resignation involves no disagreement with the company.
Generation Income Properties' operating partnership amended its secured promissory note with Brown Family Enterprises LLC, extending the maturity date from October 14, 2026 to October 14, 2027. The 9% fixed interest rate and other payment terms are unchanged, and the Amendment does not add to the debt or capitalize accrued interest.
Maturity date extended from October 14, 2026 to October 14, 2027
Outstanding principal was $5.2 million as of September 28, 2026, after a $300,000 payment on July 6, 2026
Note continues to bear 9% fixed simple interest, payable monthly, and remains secured by Operating Partnership assets
Holder confirmed no default or event of default exists under the Note
Pinterest appointed James Dibbo, formerly Vice President and CFO for Global Entertainment, Advertising and Corporate Development at Amazon, as Chief Financial Officer effective October 26, 2026. Current CFO Julia Brau Donnelly leaves that role on the same date and stays as an advisor through October 30, 2026, and the filing says no interim principal financial officer will be named from Vikram Naidu's team. The filing lays out a sizable compensation package, which matters to shareholders because it ties Dibbo's pay to stock value and relative total shareholder return.
Dibbo's base salary is $650,000, with a target annual cash bonus of 100% of salary, prorated for 2026.
Initial equity awards total about $19,980,000 in restricted stock units plus a $3,200,000 target-value performance share award, with an anticipated $9,000,000 RSU grant in April 2027.
Dibbo becomes principal financial officer effective October 30, 2026; Donnelly leaves the CFO role October 26, 2026 and remains an advisor through October 30, 2026.
Dibbo will report to CEO Bill Ready and lead the global finance organization, including investor relations and treasury.
Bunge Global SA said its Chief Legal Officer, Joseph Podwika, will step down effective November 9, 2026, when Ignacio Walker takes over as successor. Podwika will move to a Senior Advisor role to the CEO until he retires on November 5, 2027, with his base salary reduced to $240,000 starting January 1, 2027.
Joseph Podwika steps down as Chief Legal Officer effective November 9, 2026, upon appointment of Ignacio Walker
Podwika becomes Senior Advisor to the CEO; retirement date is November 5, 2027
From January 1, 2027, base salary reduced to $240,000 and no annual bonus or annual equity awards for 2027
Standard BioTools said it has signed a definitive agreement to sell its Microfluidics business to ARCHIMED, an investment firm focused on healthcare. The sale is expected to close in approximately 30 days, subject to customary closing conditions, and the business will keep operating as part of the company until then. The filing does not disclose the purchase price or the financial effect of the sale on the company.
Definitive agreement announced October 5, 2026, with ARCHIMED, a healthcare-focused investment firm
Closing expected in approximately 30 days, subject to customary closing conditions
Microfluidics business continues to operate within Standard BioTools until closing
The filing does not disclose the sale price or financial impact
Chiron Real Estate completed its acquisition of The Pinnacle North Bethesda, a senior housing community in Maryland, on October 1, 2026, for $173.2 million. The company funded the deal with cash on hand and about $171 million of new borrowing under its credit facility, and a third-party operator, Greystone Communities, will manage day-to-day operations.
Purchase price of $173.2 million; closed October 1, 2026
About $171 million of additional indebtedness incurred under the Third Amended and Restated Credit Facility
Greystone Communities affiliate to manage day-to-day operations under a management agreement
Seller was Silverstone Senior Living affiliates; executive Robert Zeiller serves on Silverstone's board and holds a minority equity interest
Granite Point Mortgage Trust amended its repurchase facility with JPMorgan Chase Bank, N.A., raising the maximum facility amount to $727.0 million. The amendments also change principal payment mechanics for certain newly added purchased assets and modify the facility's Minimum Interest Expense Coverage Ratio covenant, and the filing says those assets were previously financed under facilities with Citibank and Morgan Stanley Bank.
Maximum facility amount increased to $727.0 million under the amended master repurchase agreement with JPMorgan Chase Bank, N.A.
Facility amendments dated September 30, 2026, amending agreements dated July 31, 2026 (master repurchase agreement) and July 28, 2026 (guarantee agreement).
Amendments modify the principal payment waterfall for newly added purchased assets and the Minimum Interest Expense Coverage Ratio covenant.
Newly added purchased assets were previously financed under repurchase facilities with Citibank, N.A. and Morgan Stanley Bank, N.A.
F&G Annuities & Life said it expects pre-tax investment income from alternative investments of about $47 million to $57 million for the quarter ended September 30, 2026, based on preliminary results. The company said this is about $70 million pre-tax and $55 million post-tax below its long-term expected return of about 12%, and that the figures are unaudited and not yet closed, so final results could differ materially.
Estimated Q3 2026 alternative investment income: $47 million to $57 million pre-tax, midpoint an annualized return of about 5%
Shortfall versus management's roughly 12% long-term expected return: $70 million pre-tax, $55 million post-tax
Full third-quarter results scheduled for November 5, 2026; management plans further updates on the November 6, 2026 earnings call
Korro Bio said it has dosed the first cohort of participants in the ANCHOR Phase 1/2 clinical trial of KRRO-121, a treatment in development for hyperammonemia in urea cycle disorders and hepatic encephalopathy. The filing describes a clinical milestone in an early-stage program and contains no financial results, guidance, or changes to the company's financing or management.
First cohort of healthy volunteers dosed with a single 2mg/kg dose in Australia
Dosing of urea cycle disorder patients expected to start in the first half of 2027
Interim readout expected in the second half of 2027
NeoGenomics said its board chose President and COO Warren Stone as chief executive effective January 4, 2027, with current CEO Tony Zook becoming Executive Chairman. The company also reported preliminary, unaudited third quarter revenue of approximately $209 million and said full-year total revenue guidance is expected to increase at the midpoint, though the preliminary figures could change after quarter-end closing.
Warren Stone to become CEO effective January 4, 2027, with a base salary of $850,000 and a 100% target bonus
Preliminary Q3 2026 total revenue of approximately $209 million, with NGS revenue growth of approximately 28%
Full-year total revenue guidance expected to increase at the midpoint; adjusted EBITDA guidance reiterated from July 28, 2026
Board maximum size raised from 10 to 11 directors; Chair Lynn Tetrault steps down January 4, 2027 and will not stand for reelection in 2027
AbbVie said third-quarter 2026 results will include $216 million in pre-tax acquired IPR&D and milestones expense, which reduces both GAAP and adjusted diluted EPS by $0.11. The company lowered its guidance accordingly: full-year 2026 adjusted diluted EPS is now $13.76-$13.96, and third-quarter adjusted diluted EPS is $3.73-$3.77. Third-quarter figures are preliminary and have not been finalized.
Q3 2026 acquired IPR&D and milestones expense: $216 million pre-tax, a $0.11 per-share hit to GAAP and adjusted EPS
Full-year 2026 adjusted diluted EPS guidance: $13.76-$13.96, down from $13.87-$14.07 before the Q3 charge
Q3 2026 adjusted diluted EPS guidance: $3.73-$3.77, down from $3.84-$3.88 before the charge
Results for the quarter ended September 30, 2026 remain subject to closing procedures and may differ from these estimates
Neostellar Capital Corp. said its estimated net asset value per share as of September 30, 2026 is between $12.25 and $12.75, compared with $13.44 per share at June 30, 2026. The figures are unaudited and preliminary, and the company expects to report full third quarter results in November 2026.
Estimated NAV is $12.25 to $12.75 per share as of September 30, 2026, versus $13.44 per share at June 30, 2026 and $9.23 per share at September 30, 2025.
Liquid assets were approximately $42.2 million at quarter-end, and the company held 34 portfolio companies (30 private, 4 public).
On July 17, 2026, the company received $20.0 million in gross proceeds from a 6.50% redeemable promissory note issued to a Magnetar-affiliated entity, maturing July 16, 2029.
The company abandoned its CTN Holdings investment on September 25, 2026, and recorded a $(5.6) million realized loss on its Learneo sale on September 21, 2026.
Endovia Health Sciences announced that the FDA's Center for Veterinary Medicine determined CannEpil qualifies as a minor use for controlling bone cancer pain in dogs, making it eligible to pursue the conditional approval pathway. The product remains investigational and is not approved or conditionally approved, and the company has not given revenue or financial figures in this filing.
FDA Center for Veterinary Medicine determined CannEpil qualifies as a minor use under the MUMS program
Endovia and Lupvindol are scheduled to meet the FDA for a Pre-Submission Conference on November 19, 2026
Company is working toward a potential veterinary launch in 2027, subject to FDA approval
Purple Innovation received a Nasdaq letter on September 30, 2026, stating that its Market Value of Publicly Held Shares was below the $15 million minimum for the last 30 consecutive business days. The notice has no immediate effect on the listing or trading of its Class A common stock, but if the company does not regain compliance by the stated Compliance Date, Nasdaq will notify it that its securities are subject to delisting.
Nasdaq notice dated September 30, 2026 cites a $15 million minimum MVPHS requirement under Nasdaq Listing Rules 5450(b)(2)(C) and 5450(b)(3)(C)
To regain compliance, MVPHS must close at $15 million or more for at least ten consecutive business days within the Compliance Period
The filing states the Compliance Date as March 29, 2026, and says the company may appeal a delisting determination to a hearings panel
The company may also consider transferring to the Nasdaq Capital Market if it meets that market's continued listing requirements
On October 1, 2026, MGE Energy and Madison Gas and Electric amended and restated their credit agreements, extending maturities to October 1, 2031. The JPMorgan facility for MGE rose from $90 million to $210 million, while the MGEE facility is capped at $50 million and the MGE USB facility at $40 million, and the agreements keep substantially the same covenants.
MGEE revolving credit facility capped at $50 million, with a possible $25 million increase.
MGE JPMorgan facility commitments raised from $90 million to $210 million.
MGE USB facility capped at $40 million; all three agreements mature October 1, 2031, extendable to October 1, 2033 at lender discretion.
Agreements require a debt-to-capitalization ratio of no more than 65%; a change of control is an event of default.
Nasdaq's Hearings Panel granted SCWorx's request for reconsideration on October 2, 2026, found the company compliant with continued listing requirements, and approved continued listing on The Nasdaq Capital Market. Trading on Nasdaq, suspended since April 14, 2026, will resume on a date Nasdaq has yet to schedule, and the stock trades on the OTCQB until then. The approval carries a one-year Panel Monitor through October 2, 2027, and the company's private placement investors waived termination rights tied to the earlier delisting decision, though those rights revive if the delisting takes effect.
On October 2, 2026, the Panel granted reconsideration of its September 17, 2026 delisting decision and approved continued listing on The Nasdaq Capital Market
Publicly held shares rose to 549,092 as of September 17, 2026, after the September 16, 2026 private placement of 350,000 shares and related warrants
Nasdaq trading has been suspended since April 14, 2026; the stock stays on the OTCQB under WORX until Nasdaq sets a reinstatement date
If all purchasers terminated their purchases, the company would have to return an aggregate of $938,000 and the placement shares and warrants would be cancelled
Yunhong Green CTI entered agreements on September 29, 2026 with the holders of its Series E and Series F preferred stock, who agreed not to convert, exercise warrants or transfer holdings during a restricted period tied to a proposed common stock offering. The company extended the expiration of each warrant from March 11, 2027 to March 11, 2029 as consideration, and the company also set its 2026 annual meeting for December 30, 2026 with shareholder deadlines in October.
Agreements dated September 29, 2026 cover 130,000 Series E preferred shares and 70,000 Series F preferred shares.
Warrant expiration dates were extended from March 11, 2027 to March 11, 2029.
Restricted period runs until 61 days after a holder's termination notice, which cannot come before the later of offering closing or abandonment and the second anniversary of the agreement.
Director nomination notices are due October 15, 2026; Rule 14a-8 proposals are due October 23, 2026; Rule 14a-19 notices are due October 31, 2026.
CECO Environmental notified Nasdaq that it will voluntarily withdraw the primary listing of its common stock and transfer it to the Texas Stock Exchange. The stock is expected to stop trading on Nasdaq at the close on October 16, 2026, and start trading on TXSE at the open on October 19, 2026, under the same ticker, CECO. The filing says the transfer is not expected to affect operations, financial condition, reporting obligations, or stockholders' rights, and that stockholders need not take any action.
Nasdaq trading as primary listing expected to end at market close on October 16, 2026
TXSE trading as primary listing expected to begin at market open on October 19, 2026
Ticker remains CECO and the company retains its existing CUSIP
Company says the transfer is not expected to affect operations, financial condition, or stockholder rights
Sabine Royalty Trust declared a monthly cash distribution of $0.355450 per unit, payable October 29, 2026, to unitholders of record on October 15, 2026. The trustee said the distribution is higher than the prior month's, mainly due to higher oil production and oil and gas prices, slightly offset by lower gas production. The filing does not state the prior month's per-unit amount.
Distribution of $0.355450 per unit, record date October 15, 2026, payable October 29, 2026
Oil volume of 45,391 barrels versus 39,647 barrels the prior month; oil price of $80.56 per barrel versus $79.10
Gas volume of 1,019,756 Mcf versus 1,094,091 Mcf the prior month; gas price of $2.34 per Mcf versus $2.33
About $436,000 of September revenue will be posted in October, and about $1,618,000 in revenue has been received since the September close
CHS Inc. disclosed that board member Russell Kehl, who has served since 2017 as Region 6 Director, notified the company on October 2, 2026 that he will resign effective December 2, 2026. The company said candidates will be nominated at its 2026 Annual Meeting of Members to fill the resulting one-year vacancy, so the change is administrative and does not state any financial effect.
Russell Kehl notified CHS of his resignation on October 2, 2026, effective December 2, 2026.
Kehl served on the board since 2017 as Region 6 Director, covering Alaska, Arizona, California, Hawaii, Idaho, Nevada, Oregon, Utah and Washington.
Candidates will be nominated at the CHS 2026 Annual Meeting of Members to fill the one-year vacancy.
AGCO announced a restructuring of its executive leadership team effective October 5, 2026, reducing the team by one member. Torsten Dehner, Senior Vice President and General Manager of Global Fendt/Valtra and Product Management, steps down from that role, and Stefan Caspari is named to succeed him in the combined role. The filing does not report financial results or guidance, so its direct financial effect on shareholders is not stated.
Torsten Dehner steps down from his role effective October 5, 2026 and remains with the company in Switzerland to support the transition
Stefan Caspari, previously SVP, Customer Success & North America Ag, is named SVP and General Manager, Fendt/Valtra & Product Management, effective immediately
Luis Felli becomes SVP and General Manager, Massey Ferguson, Parts & Customer Support; Damon Audia becomes President, PTx, Corporate Strategy & Distribution
Dehner is entitled to severance under his January 1, 2020 employment agreement, subject to continued compliance with restrictive covenants
NeuroOne preliminarily reported fiscal fourth-quarter 2026 product revenue of approximately $3.8 million, up 38.4% from the prior-year quarter, and full-year revenue of approximately $10.5 million, up 15.6% and at the top of its guidance range. The company also disclosed a $4.5 million purchase order received in September 2026, which it describes as its largest ever, and open purchase orders of $5.4 million as of September 30, 2026. The figures are unaudited and subject to change, with final results due in December 2026.
Fiscal Q4 2026 product revenue of approximately $3.8 million, up 38.4% from approximately $2.7 million in Q4 2025.
Full-year fiscal 2026 revenue of approximately $10.5 million, up 15.6%, at the top of the previously announced $9.2 million to $10.5 million guidance range.
$4.5 million purchase order received in September 2026; about $1.0 million shipped by September 30, with the remaining $3.6 million expected to begin shipping in fiscal Q1 2027.
Open purchase orders totaled $5.4 million as of September 30, 2026; complete results are expected in December 2026 with the Form 10-K.
Chevron's board named Jeff B. Gustavson, currently President of New Energies, as Chief Financial Officer effective January 1, 2027. Eimear P. Bonner, the current CFO, moves to President of Oil, Products & Gas on the same date, and Mark A. Nelson steps back from his Executive Vice President role to remain Vice Chairman focused on Strategy and Business Development. The filing gives no financial results, so the change itself is the main development for shareholders to note.
Jeff B. Gustavson, age 54, joined Chevron in 1999 and becomes CFO effective January 1, 2027
Gustavson's annual base salary is $1,000,000, effective January 1, 2027, with a target bonus of 110% under the Chevron Incentive Plan
Eimear P. Bonner moves from Chief Financial Officer to President, Oil, Products & Gas, effective January 1, 2027
Mark A. Nelson remains Vice Chairman but no longer serves as Executive Vice President, Oil, Products & Gas, effective January 1, 2027
LGL Group's board designated Vice President and Controller Christopher W. Bruns as principal accounting officer, effective October 1, 2026, replacing Linda M. Biles in that role. The change is an administrative update to the company's officer roles and does not involve new pay or compensation terms.
Board designated Christopher W. Bruns as principal accounting officer on September 30, 2026, effective October 1, 2026.
Linda M. Biles ceased serving as principal accounting officer effective October 1, 2026.
Bruns joined the company in May 2026 and has more than 12 years of accounting and finance experience, including roles at Urban One and FTI Consulting.
No new or changed compensatory arrangements were disclosed as of the filing date.
Presidio Property Trust said its offer to exchange Series D preferred stock for Series A common stock expired on October 2, 2026, with 149,773 shares (about 15.4% of the Series D total) validly tendered and accepted. Participating holders will receive 5.5 common shares per preferred share, about 823,753 common shares in total, with settlement expected on or about October 6, 2026, and about 823,963 Series D shares remaining outstanding afterward.
Exchange offer expired at 11:59 p.m. New York time on October 2, 2026.
149,773 Series D shares (about 15.4% of outstanding) were validly tendered and accepted.
Each tendered share exchanges for 5.5 Series A common shares, about 823,753 common shares in total; settlement expected on or about October 6, 2026.
About 823,963 Series D shares will remain outstanding after settlement, down from 973,736 as of October 2, 2026.
PMV Pharmaceuticals appointed Dr. Matthew Eckler, a Principal at Samsara BioCapital, to its Board of Directors effective October 1, 2026. The filing describes a routine board addition with standard non-employee director compensation, and it notes the company plans to submit an NDA for accelerated approval of rezatapopt in the first quarter of 2027.
Dr. Eckler's board term expires at the 2029 Annual Meeting of Stockholders; appointment date October 1, 2026.
Annual cash retainer of $40,000 plus additional cash pay for committee service.
Initial stock option award for 84,000 shares; expected annual option for 42,000 shares at each annual meeting.
Company plans to submit an NDA for rezatapopt in platinum-resistant/refractory ovarian cancer in Q1 2027.
Jaguar Health's board declared a special stock dividend of Series R Convertible Preferred Stock, with a record date of October 13, 2026, and conversion into common stock on November 2, 2026. The filing says the conversion could issue up to 11,406,235 common shares, about 83.3% of common stock outstanding afterward, which would significantly dilute holders who do not receive the dividend. The company also moved the start of royalty payments and the 2021 note maturity from October 1, 2026 to January 1, 2027, and agreed to repurchase Series P preferred stock in cash on a fundamental transaction.
Record date October 13, 2026; payment date October 15, 2026; each Series R share converts into five common shares on November 2, 2026.
Filing estimates up to 11,406,235 common shares on conversion, about 83.3% of common outstanding, based on 2,138,712 shares outstanding as of October 1, 2026 and full warrant exercise.
Royalty payments to Uptown and Streeterville, each a $12 million royalty interest, now start January 1, 2027, with a monthly minimum of $750,000.
The 2021 $6,220,812.50 note maturity moved to January 1, 2027; Series R shares have no voting rights and a nominal $0.0001 per share liquidation preference.
Qorvo became a wholly owned subsidiary of Skyworks on October 5, 2026, when the mergers closed. Each outstanding Qorvo common share was converted into 0.960 Skyworks common shares plus $32.50 in cash, and Qorvo stock stopped trading on Nasdaq before the October 5 open, with delisting expected the same day. Qorvo also terminated its credit agreement with Bank of America, with no borrowings outstanding.
Each Qorvo common share converted into 0.960 Skyworks common shares plus $32.50 in cash, without interest
Trading of Qorvo common stock on Nasdaq halted before the open on October 5, 2026; Nasdaq expected to file Form 25 that day
Credit Agreement dated April 23, 2024 with Bank of America terminated at closing; no borrowings were outstanding
All members of Qorvo's board resigned at closing, and Qorvo intends to file Form 15 to end SEC reporting
Skyworks completed its combination with Qorvo on October 5, 2026. Each Qorvo share was converted into 0.960 Skyworks shares plus $32.50 in cash, and Skyworks says the deal is immediately accretive to non-GAAP EPS and expects $500 million or more in annualized cost synergies within 24 to 36 months. Shareholders face a larger share count and new debt, since Skyworks issued $2.0 billion of senior notes in August to fund the cash portion.
Qorvo holders receive 0.960 Skyworks shares and $32.50 in cash for each Qorvo share.
Legacy Skyworks shareholders own about 63% of the combined company and legacy Qorvo shareholders about 37%, on a fully diluted basis.
Skyworks notes issued August 10, 2026: $800 million due 2028, $600 million due 2032 and $600 million due 2036, used to finance the cash consideration.
Skyworks board expands to 11 directors; General Counsel Robert Terry's last day is October 5, 2026, and Jason K. Givens becomes SVP and General Counsel.
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