3,560 material Form 8-K filings that 2,489 companies we cover made with the SEC in October 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). 2,508 of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
Shareholders approved an extension of Starry Sea Acquisition Corp's deadline to complete a business combination at a meeting on October 19, 2026, allowing up to twelve one-month extensions from November 7, 2026 to November 7, 2027. The company also adopted a third amended and restated charter and amended its trust agreement, which requires a monthly extension fee to be deposited into the trust account.
Shareholders voted 5,197,330 for and 1,209,656 against the charter amendment and trust agreement amendment proposals.
3,895,270 ordinary shares were tendered for redemption in connection with the vote.
The monthly extension fee is the lesser of $60,000 per month or $0.033 for each remaining public share.
The extension covers up to twelve one-month periods, ending no later than November 7, 2027.
Olenox Industries said it closed its Equity Purchase Agreement dated October 19, 2026, acquiring IPD Industries and Wildboy Holdings from Odin International and Wildboy Industries for total consideration of $22.0 million, paid mainly in common and Series F Preferred Stock. The company says the deals add natural gas assets in British Columbia and a registered 100 MW power-development platform in Texas, supporting its gas-to-power-to-compute strategy; the filing also notes the new securities are unregistered and convertible into common stock, which could dilute existing holders.
Total consideration of $22.0 million includes 700,000 common shares valued at $1.00 each, 210,000 Series F Preferred shares, and $300,000 cash, less acquired debt and transaction expenses.
The October 20, 2026 press release gives the purchase price as US$21.7 million, consisting almost entirely of Series F Preferred Stock.
Wildboy assets include a natural gas processing facility with capacity of up to 144 million cubic feet per day and proved developed reserves of 56.8 billion cubic feet per an independent report dated September 30, 2026.
IPD holds a 100 MW self-generator registration with the Public Utility Commission of Texas near Pecos; Olenox will file acquired-business financial statements and pro forma information by amendment within 71 calendar days.
PDS Biotechnology filed an 8-K on October 20, 2026 to report that it updated its corporate presentation deck, which is attached as Exhibit 99.1. The filing contains no new financial results, guidance, or transaction terms, and the deck's clinical figures are company-presented and preliminary.
Corporate presentation (October 2026) filed as Exhibit 99.1 on October 20, 2026.
Deck cites a 71.4% objective response rate at six months in an NCI-led Phase 2 trial of PDS0301 plus chemotherapy in colorectal cancer with liver metastases; the company notes the trial was not randomized.
Deck lists five PDS0301 data readouts expected between Q4 2026 and Q2 2028.
Deck states more than 380 patients have been dosed across PDS0301 and PDS0101 trials.
Ashford Hospitality Trust said its advisor, Ashford Inc., will waive about $17 million of advisory fees over six months from November 2026 through April 2027, and agreed to buy 2.5% of the company's outstanding common stock each quarter in the open market. The company also terminated its $100 million at-the-market equity program, so it no longer has a way to sell new shares through that program. The company says the moves are intended to strengthen liquidity and align the advisor's interests with stockholders.
Fee waiver covers about $17 million, or about $2.60 per common share, for the six months through April 2027, and the waived fees will not become payable.
Ashford Inc. must buy 2.5% of outstanding shares each quarter, starting with the quarter ended September 30, 2026; the initial quarterly amount is about 162,000 shares based on about 6.47 million shares outstanding.
If Ashford Inc. falls short, it must provide a fee credit equal to 150% of the volume-weighted average price for each unbought share, with purchases for that quarter due by March 31, 2027.
The $100 million at-the-market program with Virtu Americas LLC, dated April 11, 2022, was terminated effective October 20, 2026.
News Corp disclosed daily buyback notices, filed with the Australian Securities Exchange, for share repurchases made on October 20, 2026. The filing shows about $2.5 million spent that day across Class A and Class B shares under a $1 billion repurchase program, with approximately $542.9 million purchased to date. The filing is routine disclosure and does not change the program's size or terms.
Class A common stock: 54,641 shares bought on October 20, 2026 for $1,669,550.29
Class B common stock: 23,784 shares bought on October 20, 2026 for $793,893.27
Approximately $542,866,726 purchased to date under the program, which authorizes up to $1 billion, as stated in the filing
The program was authorized as of July 15, 2025, and the filing is dated October 21, 2026
Clean Energy Technologies, Inc. (CETY) issued a $500,000 convertible promissory note to Falcon Venture Limited on October 18, 2026, for a purchase price of $500,000 that the company had already received. The note matures October 18, 2027, carries 8% annual interest, and can convert into common stock at 85% of the lowest traded price over the prior ten trading days, which could dilute existing shareholders.
Note principal and purchase price: $500,000, issued October 18, 2026 to Falcon Venture Limited
Maturity October 18, 2027; interest 8% per annum; convertible six months after issuance
Conversion price equals 85% of the lowest traded price in the ten trading days before conversion
Conversion capped at 9.99% beneficial ownership and at 2,432,004 shares absent Nasdaq Rule 5635(d) shareholder approval
OPAL Fuels said Co-Chief Executive Officer Jonathan Maurer intends to retire on March 31, 2027, and will then serve as a Senior Advisor for an appropriate period. Adam Comora will become the company's sole Chief Executive Officer upon Maurer's retirement. The filing states no new compensation arrangements for Maurer beyond his existing equity awards, and no financial results were included.
Jonathan Maurer notified the company on October 19, 2026 of his intent to retire effective March 31, 2027.
Adam Comora will become sole Chief Executive Officer upon Maurer's retirement.
Maurer will remain available as a Senior Advisor; no new compensation arrangements exist beyond existing equity awards.
The Board has commenced an executive search for a President, who will report to Comora.
Danaher reported third-quarter 2026 sales of $6.6 billion, up 8.5% year over year, and net earnings of $1.2 billion, or $1.71 per diluted share, up 34.5%. Adjusted diluted EPS rose 11.5% to $2.11, and the company raised its full-year 2026 adjusted EPS guidance to $8.57-$8.62 from $8.45-$8.60. For shareholders, the results and higher guidance point to stronger profit, though core revenue growth excluding respiratory testing was 5.5%, and the company expects respiratory testing to be a headwind in the fourth quarter.
Third-quarter net earnings were $1.2 billion, or $1.71 per diluted share, up 34.5% year over year.
Adjusted diluted EPS was $2.11, up 11.5% from $1.89 a year earlier.
Full-year 2026 adjusted diluted EPS guidance was raised to $8.57-$8.62 from $8.45-$8.60.
Core revenue excluding respiratory testing rose 5.5%; total core revenue rose 3.0%.
Mannatech's audit committee dismissed BDO USA as its independent auditor effective October 15, 2026, and engaged CBIZ CPAs for fiscal 2026. BDO's report on the 2025 financial statements included an explanatory paragraph on substantial doubt about the company's ability to continue as a going concern, and the filing states there were no disagreements or reportable events with BDO.
Audit committee approved BDO's dismissal and CBIZ's engagement on October 15, 2026.
BDO's 2025 audit report contained a going-concern explanatory paragraph; its 2024 report did not.
The filing reports no disagreements or reportable events with BDO in 2024, 2025 or the interim period through October 15, 2026.
BDO's letter on the change will be filed by amendment to this Form 8-K.
Dream Finders Homes completed its acquisition of Beazer Homes USA on October 20, 2026, paying $33.50 in cash per Beazer share, for aggregate consideration of approximately $878.4 million and an enterprise value of approximately $2.2 billion. The deal was funded partly by $450.0 million from a second closing of Series B Convertible Preferred Stock and $572.1 million from a land bank facility with Millrose Properties, which also repaid Beazer's $350 million 7.250% notes due 2029. The company expects over $100 million of annual run-rate cost synergies and double-digit percentage EPS accretion in year one, and it has committed to reducing leverage within 18 to 24 months.
Beazer shareholders received $33.50 in cash per share; aggregate consideration was approximately $878.4 million.
The company sold 450,000 Series B Convertible Preferred Stock shares for $450.0 million at the second closing, on October 20, 2026.
Land bank facility proceeds of $572.1 million were used to redeem Beazer's $350 million 7.250% Senior Notes due 2029 and repay its credit facility.
Beazer's common stock was delisted from the New York Stock Exchange; the company says the combination makes it the nation's sixth-largest homebuilder.
On October 14, 2026, SEGG Media received a Nasdaq Staff Determination because it had not filed its Form 10-Q for the quarter ended June 30, 2026. Absent a hearing request, trading in its common stock and warrants would be suspended on October 23, 2026, and Nasdaq would start the process to remove the securities from listing. The company has requested a hearing and an extended stay, but the filing says there is no assurance either will be granted.
The Q2 Form 10-Q for the quarter ended June 30, 2026 is the one remaining delinquent report; the company says it expects to file it as soon as practicable.
Suspension is scheduled for October 23, 2026, unless the company requested a hearing by 4:00 p.m. Eastern Time on October 21, 2026.
The hearing request stays suspension for 15 days, and the company will ask the Nasdaq Hearings Panel to extend the stay through the hearing and its written decision.
At its 2026 Investor Meeting on October 19, 2026, Jefferies presented trailing 12-month results that management described as strong, including net revenues of $8.5 billion, net earnings above $935 million, and a return on tangible equity of 13.1%. Management said it expects investment banking and capital markets margins to keep expanding and that it expects to close the Hildene transaction in the first quarter of 2027.
Trailing 12-month net revenues of $8.5 billion, net earnings over $935 million, and return on tangible equity of 13.1%
Investment banking and capital markets segment revenue rose from $4.5 billion in 2023 to $7.8 billion, and pre-tax profit rose from $500 million to about $1.3 billion
Over $925 million returned to shareholders in the current year through buybacks and dividends
Management expects to close the Hildene transaction in the first quarter of 2027
XTI Aerospace reported second-quarter 2026 revenue of $32.4 million, up 29% from the prior-year pro forma combined figure, while gross margin fell to 17.4% from 24.1% and the net loss from continuing operations narrowed to $850 thousand. The company set full-year 2026 revenue guidance of $125 million to $130 million, but the filing also cites substantial doubt about its ability to continue as a going concern and a debt waiver deadline no later than December 31, 2026.
Q2 2026 revenue $32.4 million vs. $25.1 million in Q2 2025 (pro forma combined); gross profit $5.6 million, down 7%
Net loss from continuing operations $850 thousand vs. $13.3 million a year earlier (pro forma combined)
Full-year 2026 guidance: revenue $125 million to $130 million; gross margin 17% to 19%
Cash was $7.2 million at June 30, 2026 and $5.1 million at September 30, 2026 (preliminary); Q3 figures are unaudited and subject to change
Chubb reported third quarter 2026 net income of $2.84 billion, or $7.30 per share, up 1.5% and 4.4% from a year earlier. Core operating income was $2.98 billion, or $7.66 per share, down 2.2% in dollars but up 0.8% per share, and net premiums written rose 1.9% to $15.1 billion, which points to steady growth for shareholders despite higher catastrophe losses.
Q3 net income $2.84 billion, up 1.5%; EPS $7.30, up 4.4%
Core operating income $2.98 billion, down 2.2%; $7.66 per share, up 0.8%
Nine-month core operating income a record $8.60 billion, up 21.0%
Q3 share repurchases of $1.18 billion plus $393 million in dividends; earnings call on October 21, 2026
DoubleVerify's 8-K updates its merger proxy with the status of regulatory reviews and legal matters for the pending merger with Parent, owner of The Nielsen Company (US), LLC. Antitrust reviews in Australia, Cyprus, Germany and Morocco are complete, subject to a 14-day Australian Competition Tribunal review period after the ACCC's determination is published. Two stockholder complaints and two demand letters allege disclosure deficiencies, and the company says it disputes them.
Germany cleared the merger on October 5, 2026; Cyprus on October 7; Australia's ACCC and Morocco's Competition Council on October 13, 2026.
Completion in Australia may occur only after a 14-calendar-day period following publication of the ACCC's determination, unless a review application is filed.
As of October 20, 2026, two complaints were filed by purported stockholders and two demand letters were received; none of the defendants has been served.
As of the filing, no executive officer has a post-closing employment or equity arrangement, and Parent has not said whether employees will receive post-closing employment arrangements.
HII's board elected former CEO C. Michael Petters as a director effective October 19, 2026, and increased the board from eleven to twelve members. Petters will serve on the Cybersecurity and Finance Committees, and his compensation is a board retainer and deferred stock units, which the filing lists as routine director pay.
Petters was elected to the board effective October 19, 2026, and appointed to the Cybersecurity and Finance Committees.
He previously served as HII president and CEO from March 2011 to March 2022 and as Executive Vice Chairman until his retirement in January 2023.
Annual cash retainer of $130,000, plus $20,000 for each committee role, and an annual equity grant of $195,000 in deferred stock units, prorated for 2026.
Board size increased from eleven to twelve members.
Alaska Air Group reported a third-quarter GAAP net loss of $147 million, or $1.32 per share, compared with net income of $73 million a year earlier, while total operating revenue rose 14% to $4.3 billion. The company now expects a full-year 2026 adjusted loss of $5.00 to $5.50 per share, including $1.8 billion of fuel expense above its plan, which points to continued pressure on shareholder earnings.
GAAP net loss of $147 million, or $1.32 per share, versus net income of $73 million in Q3 2025
Adjusted net loss of $35 million, or $0.31 per share; $0.36 per share excluding a $75 million tax adjustment
Full-year 2026 adjusted loss per share guidance of ($5.50) to ($5.00), including $1.8 billion of fuel expense above plan
Q4 2026 adjusted loss per share guidance of ($2.50) to ($2.00), assuming fuel of $4.65 to $4.85 per gallon
On October 14, 2026, LanzaTech, LanzaJet and other LanzaJet stockholders and lenders completed recapitalization and deleveraging transactions for LanzaJet and its subsidiary LanzaJet Freedom Pines Fuels, which operates a facility in Soperton, Georgia. LanzaJet issued $10 million of senior secured notes to Future Solution Investments LLC, an affiliate of a large existing LanzaTech stockholder, and LanzaTech received a warrant that would give it 66.67% of LanzaJet's fully diluted shares upon exercise, assuming $20 million of notes is funded. The filing says the warrant issuance has no immediate effect on LanzaTech's current LanzaJet ownership, and LanzaTech also issued warrants on its own common stock to an affiliate of that noteholder.
LanzaJet issued $10 million of senior secured notes on October 14, 2026, with up to $25 million permitted in total and an additional $10 million committed by December 1, 2026
Notes bear interest at the prime rate (7.00% floor) plus 2.25%, with 7.00% paid in cash for the first eleven payments, and mature October 14, 2029
LanzaTech's Class Y warrant would give it 66.67% of LanzaJet's fully diluted shares upon exercise, assuming $20 million of notes is funded
LanzaTech issued warrants to purchase its common stock to LanzaTech Global SPV, LLC, the designee of Future Solution Investments LLC
Surrozen completed the second and final tranche of its March 2025 private placement on October 20, 2026, raising approximately $95.1 million in gross proceeds before placement agent fees and other expenses. The company says the proceeds extend its expected cash runway into 2029, but the issuance adds shares, pre-funded warrants and warrants that dilute existing shareholders.
Issued 5,741,605 common shares at $11.60 per share, plus pre-funded warrants for 2,456,500 shares and Series E warrants for 4,099,052 shares with an exercise price of $11.54
Closing was triggered by FDA clearance of the Investigational New Drug application for SZN-8141 announced October 2, 2026
Company expects cash runway into 2029, including funding for the DUET Phase 1b/2a study of SZN-8141 and initial Phase 1b development of SZN-8143
Company agreed to file a resale registration statement within 30 calendar days of the closing
CBRE Group announced a definitive agreement to acquire Onnec Group Limited, a data center infrastructure services provider in Europe and Asia Pacific, for an initial cash price of £460 million (approximately $610 million), plus a multi-year earnout of up to £300 million (approximately $400 million) tied to growth thresholds. The company says the deal is immediately accretive to core earnings per share, and completion is expected around the end of 2026, subject to customary regulatory approvals.
Initial cash purchase price of £460 million (approximately $610 million), with an earnout of up to £300 million (approximately $400 million) subject to Onnec meeting growth thresholds
Onnec expected to generate approximately £370 million ($498 million) in revenue and more than £50 million ($67 million) of core EBITDA in 2027
Onnec will join the Critical Infrastructure Services business line, which CBRE expects to generate nearly $4.5 billion of total revenue in 2027, including Onnec
Transaction expected to be completed around the end of the year, subject to customary regulatory approvals
Silvia, Inc. said its Chief Financial Officer Renae Cormier, Chief Operating Officer Megan Pacchia and Chief Legal Officer Kyle Wood will separate from the company, with separation dates no later than October 21, 2026. The company named Catalina Abbey interim CFO and Caroline Hennigar COO, and issued a press release on a cost-cutting initiative expected to deliver more than $10 million in annualized savings.
Three officers leaving: CFO Renae Cormier, COO Megan Pacchia and Chief Legal Officer and Secretary Kyle Wood, each under a Mutual Separation Agreement dated October 20, 2026.
Each departing officer would receive $500,000 in severance paid over six months, plus fully vested Plan shares (258,317 for Wood, 366,392 for Pacchia, 194,495 for Cormier), subject to conditions.
Catalina Abbey, 45, will serve as interim CFO with a $200,000 base salary; Caroline Hennigar, 35, becomes COO with a $250,000 base salary.
Cost-cutting initiative expected to generate more than $10 million in annualized savings, with the full run-rate benefit to follow; details to come with the next scheduled financial update.
The Trust will not declare a monthly cash distribution for October 2026 because of excess production costs from prior periods and continued low natural gas pricing. Unitholders will receive no royalty income until the excess cost balance, the $2,000,000 reserve replenishment, and the Line of Credit are repaid.
No October 2026 cash distribution; the balance of cumulative excess production costs is about $12,423,018 gross ($9,317,264 net to the Trust).
The excess cost balance fell by $130,448 gross ($97,836 net) from the prior month.
Average gas price for August 2026 was $2.28 per Mcf, up $0.27 from July 2026; Line of Credit principal is $1,155,501 after an $80,101 draw.
On October 15, 2026, Treasure Global entered into subscription agreements with three related persons, including Acting CEO Teo Chong Chan and CFO Pusparajan a/l Vadiveloo, to buy $1.2 million of common stock in two $200,000 tranches each. The price per share is the greater of $0.45 and the prior trading day's closing price before each tranche completes, so the share count will depend on the final pricing and would increase the number of outstanding shares.
Agreements dated October 15, 2026 with Chan Meng Chun, Pusparajan a/l Vadiveloo and Teo Chong Chan, each buying $400,000 in two $200,000 tranches
Price per share is the greater of $0.45 and the closing price on the trading day before each completion date
If all tranches are priced at $0.45, the company may issue about 2,666,666 shares, or about 888,888 per investor
Shares are restricted securities sold under Regulation S, subject to a six-month distribution compliance period
Northpointe Bancshares approved a plan to exit its distributed retail and consumer direct mortgage origination channels and entered a non-binding letter of intent to sell them to CMG Financial. The company expects to record restructuring charges of $6 million to $7 million, mostly in the fourth quarter of 2026, and reported third quarter net income to common stockholders of $13.9 million, or $0.39 per diluted share, down from $0.60 in the prior quarter and $0.57 a year earlier.
Q3 2026 diluted EPS was $0.39, versus $0.60 in Q2 2026 and $0.57 in Q3 2025
Non-interest income fell to $12.3 million from $21.9 million in Q2 2026, with net gain on sale of loans at $2.2 million
Restructuring charges estimated at $6 million to $7 million, plus an impairment charge of about $800,000; the proposed sale to CMG is expected to close by the end of 2026
Duos Technologies furnished the slides and a press release from its October 20, 2026 presentation at the 20th Annual LD Micro Main Event, under Regulation FD. The materials restate prior disclosures, including the full-year 2026 revenue outlook above $50 million and positive Adjusted EBITDA, both reaffirmed October 5, 2026, and do not report new financial results.
Presentation held October 20, 2026 at 4:00 p.m. Eastern time at the LD Micro Main Event; slides furnished as Exhibit 99.1
Full-year 2026 outlook of more than $50 million in revenue and positive Adjusted EBITDA was reaffirmed October 5, 2026
Cash and equivalents were $112.3 million at June 30, 2026, a historical balance; third-quarter 2026 results have not been reported
Netcapital Inc. closed the first tranche of a securities purchase agreement with Hinterland Partners LLC on October 14, 2026, paying $402,743.00 for a note with an outstanding principal of $447,492.22. The note is convertible into common stock at a discount to recent trading prices and is secured by Netcapital's pledge of 3,209,685 KingsCrowd, Inc. Class A shares, so shareholders may face dilution and the company's assets are pledged if it defaults.
First tranche funded October 14, 2026 at a purchase price of $402,743.00; outstanding principal became $447,492.22
Conversion price is 85% of the lowest trading price in the seven trading days before conversion; 64,387 Commitment Shares issued for the first tranche
Second tranche of $175,000.00 due within five business days after conditions are met, including filing the delinquent 10-K for fiscal year ended April 30, 2026 and 10-Q for quarter ended July 31, 2026, within 90 days
Issuance cap of 1,603,685 shares unless shareholder approval is obtained; special meeting required within 180 calendar days
NexMetals reported an updated mineral resource estimate for Selebi North, one of two deposits at its past-producing Selebi mines in Botswana, showing indicated resources of 8.95 million tonnes, up from 3.00 million tonnes in 2024. The company also said it is allowing more time for the Selebi preliminary economic assessment and is still reviewing project funding, and the filing contains no revenue, earnings or production timeline. The estimate contains no mineral reserves and does not establish economic viability.
Selebi North indicated mineral resources rose to 8.95 million tonnes from 3.00 million tonnes in 2024, a 198% increase.
Selebi North inferred mineral resources rose 63% to 9.48 million tonnes from 5.83 million tonnes in 2024.
Combined Selebi indicated resources are 8.95 million tonnes and inferred resources are 41.95 million tonnes, as of October 16, 2026, prepared by The MSA Group.
The project funding review with National Bank of Canada Capital Markets is ongoing, and the company states there is no guarantee it will result in a transaction.
Entravision's board appointed Gary Ferrera and Brian Krzanich as directors on October 14, 2026, and increased the board from seven to nine seats. Mr. Ferrera was also named to the Audit Committee, and the filing says both directors are independent under NYSE listing standards.
Gary Ferrera, 64, is a former chief financial officer and was appointed to the Audit Committee.
Brian Krzanich, 66, is president and chief executive officer of Cerence and a former chief executive officer of Intel.
Both directors serve until the 2027 annual meeting and receive standard non-employee director compensation, including a prorated initial restricted stock unit grant.
The filing states there is no arrangement under which either director was selected and no related-party transaction interest.
Inhibikase Therapeutics appointed Scott Wasserman, MD, as a Class III director effective October 19, 2026, and Dennis Berman resigned from the board the same day. The change involves board and committee seats rather than operations, and the company said Berman's resignation was not due to any disagreement with management.
Scott Wasserman, MD, currently Chief Medical Officer of Kailera Therapeutics, joins the board effective October 19, 2026, and will serve on the Compensation Committee.
Wasserman receives an initial new director grant of non-qualified stock options to purchase up to 310,000 shares of common stock.
Dennis Berman resigned from the board effective October 19, 2026, including his roles as Compensation Committee chair and Audit Committee member.
The company's board has determined Wasserman is independent under Nasdaq listing standards and SEC rules.
Host Digital's board approved a stock buyback of up to $15 million of Class A common stock on October 19, 2026, running through October 19, 2027. The company does not expect to begin repurchases until it is in an open trading window, and says its top priority remains financing and delivering its contracted data center projects, including Site I in Oklahoma.
Board authorized repurchases of up to $15 million of common stock, starting October 19, 2026 and expiring October 19, 2027
Company does not expect to start repurchases until an open trading window; the program may be modified, suspended, or discontinued at any time
Site I in northeast Oklahoma has 55 MW gross power and a 15-year take-or-pay lease worth approximately $1.25 billion in base-term contracted revenue, with delivery targeted for Q1 2027
Quartzsea Acquisition Corporation deposited $100,000 into its trust account on October 20, 2026, extending the time it has to complete an initial business combination by one month. The new deadline is November 19, 2026, instead of October 19, 2026. The filing is a routine administrative extension that gives the company more time but does not report a completed or agreed deal.
Deposit into trust account: $100,000 on October 20, 2026
Deadline extended one month, from October 19, 2026 to November 19, 2026
Filing covers only the extension; no target company or deal terms are named
Apollo Global Management said its board increased its size to 14 directors and appointed Meyer "Micky" Malka, founder and managing partner of Ribbit Capital, to fill the new seat. The appointment and board expansion take effect January 1, 2027, and the filing describes Malka as independent under NYSE listing standards.
Board increased from its current size to 14 directors; Malka appointed to fill the resulting vacancy, effective January 1, 2027
Malka is founder and managing partner of Ribbit Capital and currently serves on the board of Robinhood Markets, Inc.
Apollo states it continues to maintain a two-thirds independent board
Filing reports no related-person transactions requiring disclosure under Item 404(a) of Regulation S-K
Safe Harbor Financial (SHF Holdings, Inc., Nasdaq: SHFS) received a Nasdaq letter granting an additional 180 calendar days, until April 19, 2027, to regain compliance with the $1.00 minimum bid price requirement. The company's shares will continue to trade on The Nasdaq Capital Market, but if it does not regain compliance by that date, Nasdaq will provide written notice of delisting, and the company may appeal to a Nasdaq Hearings Panel.
Nasdaq's extension follows an initial compliance period that ran through October 19, 2026; Nasdaq first notified the company on April 22, 2026.
Regaining compliance requires a closing bid price of at least $1.00 per share for 10 consecutive business days.
The company intends to monitor its share price and may effect a reverse stock split if necessary.
The company states there can be no assurance that it will regain or maintain compliance with Nasdaq listing standards.
Supermicro said preliminary, unaudited first-quarter fiscal 2027 revenue, for the quarter ended September 30, 2026, is estimated at $18.5 billion to $19.5 billion, versus guidance of $14.5 billion to $15.5 billion. Estimated gross margin is 12.0% to 12.5%, versus guidance of 10.4% to 10.8%. The company said final results may differ materially and will report on November 3, 2026.
Estimated Q1 fiscal 2027 revenue of $18.5 billion to $19.5 billion, versus guidance of $14.5 billion to $15.5 billion, primarily due to increased demand for AI platforms
Estimated gross margin of 12.0% to 12.5%, versus guidance of 10.4% to 10.8%, primarily due to customer and product mix
Earnings call and webcast scheduled for November 3, 2026, at 5:00 p.m. ET
Amalgamated Financial Corp. (Nasdaq: AMAL) said its Board of Directors declared a regular quarterly dividend of $0.17 per share. The payment is scheduled for November 19, 2026, for shareholders of record on November 3, 2026. The filing says future dividend payments remain at the discretion of the Board.
Quarterly dividend: $0.17 per share
Record date: November 3, 2026
Payment date: November 19, 2026
Filing states future dividends are subject to Board discretion
Indaptus Therapeutics said it completed a private placement on October 16, 2026, after receiving the full purchase price from each purchaser under the purchase agreement, as amended. The company will issue an aggregate of 20,338,974 shares to the purchasers, which adds to the number of shares outstanding. The filing does not state the total proceeds or price per share.
Private placement closed on October 16, 2026, with full purchase price received from each purchaser.
Company will issue an aggregate of 20,338,974 shares to the purchasers.
The filing does not disclose the total proceeds or the price per share.
Imperial Oil announced it will hold a third quarter 2026 earnings call on October 30, 2026, at 9 a.m. MT, following the release of its third quarter earnings that morning. The filing is an administrative notice about the call and contains no financial results, so it does not by itself change the outlook for shareholders.
Third quarter 2026 earnings call set for Friday, October 30, 2026, at 9 a.m. MT.
Chairman, president and CEO John Whelan will offer brief remarks before taking analyst questions.
Call will be webcast and available on the company's website for one year; registration is required for the live stream.
No financial results or guidance are included in this filing.
Lifecore Biomedical's board set November 4, 2026 as the record date for a special meeting of stockholders to vote on adopting the merger agreement signed September 27, 2026. Stockholders of record at the close of business on that date will be entitled to vote, so the filing marks a step toward the shareholder vote on the pending deal.
Merger Agreement dated September 27, 2026, with Lifecore Inc. and Hazel Merger Sub, Inc.
Board set November 4, 2026 as record date for the special meeting of stockholders
Special meeting will vote on adopting the Merger Agreement and approving the merger
Company will file a preliminary proxy statement with the SEC
Weatherford reported third quarter 2026 revenue of $1,143 million, up 3% from the second quarter but down 7% from a year earlier. Net income attributable to Weatherford was $120 million, or $1.66 per diluted share, compared with $1.12 per diluted share in the third quarter of 2025, and adjusted EBITDA was $254 million. The company said conflict-related disruptions in the Middle East weighed on activity, and year-over-year operating income fell 14%.
Revenue of $1,143 million: up 3% sequentially, down 7% year-over-year
Net income of $120 million; diluted income per share of $1.66, versus $1.12 a year earlier
Adjusted EBITDA of $254 million with a 22.2% margin; adjusted free cash flow of $155 million
Notice to redeem all $236 million of 8.625% Senior Notes due 2030 on October 30, 2026; quarterly dividend of $0.275 per share payable December 3, 2026
Hyperscale Data, Inc. (NYSE American: GPUS) declared monthly cash dividends of $0.2708333 per share on its 13.00% Series D preferred stock and $0.20833 per share on its 10.00% Series E preferred stock. Both are payable November 10, 2026, to holders of record on October 31, 2026. The filing covers routine preferred dividend payments and does not report financial results.
Series D dividend: $0.2708333 per share, monthly, on 13.00% Series D Cumulative Redeemable Perpetual Preferred Stock
Series E dividend: $0.20833 per share, monthly, on 10.00% Series E Cumulative Redeemable Perpetual Preferred Stock
Record date October 31, 2026; payment date November 10, 2026
AST SpaceMobile entered into a new executive employment agreement with Andrew M. Johnson, its Executive Vice President, Chief Financial Officer and Chief Legal Officer, effective October 14, 2026, superseding his prior agreement. The filing sets out his base salary, bonus and equity eligibility and severance terms, which matter to shareholders as a routine update to a senior officer's compensation arrangements.
Initial term of three years starting October 14, 2026, renewing automatically for one-year terms unless either party gives at least 30 days' notice
Annual base salary of not less than $250,000, subject to annual review by the Compensation Committee
If terminated without Cause, for Good Reason or through non-renewal, severance includes 12 months of base salary continuation and 12 months of subsidized COBRA coverage
Annaly Capital furnished its Third Quarter 2026 investor presentation, which accompanies its earnings release. The company reported a GAAP net loss of $1.36 per average common share, compared with net income of $1.06 per share in the second quarter, while earnings available for distribution rose to $0.80 from $0.79. Book value per common share fell to $17.86 from $20.15, and the quarterly economic return was a loss of 7.6%.
GAAP net loss of $1.36 per average common share for Q3 2026, versus $1.06 of GAAP net income in Q2 2026
Earnings available for distribution of $0.80 per share, up from $0.79 in Q2 2026
Book value per common share of $17.86 at September 30, 2026, down from $20.15 at June 30, 2026
Declared quarterly common dividend of $0.75 per share; the company also announced redemption of its $442.5 million Series I preferred stock
Interparfums reported third-quarter 2026 net sales of $430 million, unchanged from the prior year, and nine-month sales of $1.115 billion, up 1%. European based operations grew 4% in the quarter while United States based operations fell 7%, partly due to about $10 million of delayed giftset shipments that will now be recognized in the fourth quarter. The release covers net sales only; full quarterly results are scheduled for November 4, 2026.
Q3 2026 net sales: $430 million, flat versus $430 million in Q3 2025
Nine-month 2026 net sales: $1.115 billion, up 1% from $1.102 billion
European based net sales rose 4% to $306 million in Q3; United States based net sales fell 7% to $127 million
Full third-quarter and nine-month results due November 4, 2026 after market close; conference call November 5, 2026 at 11:00 am ET
ARMOUR Residential REIT, Inc. announced a cash dividend of $0.24 per common share for November 2026, with a holder of record date of November 16, 2026 and a payment date of November 27, 2026. The filing is a routine monthly dividend announcement and does not report changes to financial results or guidance.
Dividend amount: $0.24 per common share for November 2026
Holder of record date: November 16, 2026
Payment date: November 27, 2026
Dividend is set at the discretion of the board of directors, which may consider results, cash flows and market conditions
Annaly Capital Management furnished its third quarter 2026 financial supplement, which shows a GAAP net loss of $1.0 billion, or $1.36 per average common share, compared with GAAP net income of $827.8 million, or $1.06 per share, in the second quarter. Earnings available for distribution rose to $0.80 per share from $0.79, while book value per common share fell to $17.86 from $20.15, which shareholders will weigh against the unchanged $0.75 quarterly dividend.
GAAP net loss of $1.0 billion ($1.36 per share) for the quarter ended September 30, 2026, versus net income of $827.8 million ($1.06 per share) for the quarter ended June 30, 2026
Earnings available for distribution of $0.80 per common share, up from $0.79 in the prior quarter
Book value per common share of $17.86 at September 30, 2026, down from $20.15 at June 30, 2026
Dividends declared of $0.75 per common share, unchanged from the prior quarter
Live Oak Bancshares disclosed that Renato Derraik notified the company on October 14, 2026, that he is resigning as Chief Information & Digital Officer of Live Oak Banking Company, to pursue other endeavors. His last day with the bank will be November 6, 2026.
Renato Derraik resigned as Chief Information & Digital Officer of Live Oak Banking Company.
Notice of resignation given to the company on October 14, 2026.
Last day of employment with the bank is November 6, 2026.
The filing gives no successor name and no financial figures.
Metropolitan Bank Holding Corp. (NYSE: MCB) reported third-quarter 2026 net income of $32.4 million, or $2.58 per diluted share, compared with $1.54 in the prior quarter and $0.67 a year earlier. Net interest income rose to $97.6 million and the net interest margin widened to 4.36%, while the board declared a $0.40 quarterly dividend per share.
Diluted EPS of $2.58 for Q3 2026, versus $1.54 in Q2 2026 and $0.67 in Q3 2025
Net interest income of $97.6 million, up $7.2 million from Q2 2026 and $20.3 million from Q3 2025
Net interest margin of 4.36%, up 28 basis points from Q2 2026 and 48 basis points from Q3 2025
Quarterly cash dividend of $0.40 per share declared October 19, 2026; non-performing loans were 0.95% of total loans at September 30, 2026, up from 0.91% at June 30, 2026
ARMOUR Residential REIT announced it will hold an online webcast of its conference call with equity analysts on Thursday, October 22, 2026, at 8:00 a.m. Eastern Time to discuss third quarter 2026 operating results. The company will release its third quarter earnings after the close of trading on October 21, 2026. The filing contains no financial results, so it does not yet show how the quarter performed.
Webcast of the Q3 2026 analyst call: Thursday, October 22, 2026, beginning 8:00 a.m. ET
Third quarter 2026 earnings release: after market close on Wednesday, October 21, 2026
Replay available on the company website, www.armourreit.com, for one year
Northern Trust appointed Rima Qureshi as a director of the company and of its principal subsidiary, The Northern Trust Company, effective October 20, 2026. She joins the Risk Committee and the Technology and Operations Committee, and will receive prorated director equity awards through the 2027 Annual Meeting of Stockholders. The filing describes a board change with no reported financial figures.
Appointed to the Northern Trust Corporation board and The Northern Trust Company board on October 20, 2026
Named to the Risk Committee and the Technology and Operations Committee, effective October 20, 2026
Former executive vice president and chief strategy officer of Verizon Communications, which she joined in 2017; previously spent 23 years at Ericsson
Will receive prorated equity awards under the Non-Employee Director Compensation Plan through the 2027 Annual Meeting
On October 20, 2026, Southern Indiana Gas and Electric Company (SIGECO), a wholly owned CenterPoint Energy subsidiary, entered a Bond Purchase Agreement with institutional investors to sell first mortgage bonds in three tranches. The first $130 million of 5.99% bonds was scheduled for issuance on October 20, 2026, with $80 million of 6.15% bonds due in December 2026 and $50 million of 6.33% bonds due in February 2027. For shareholders, this adds $260 million of secured long-term debt at SIGECO, with proceeds earmarked for general corporate purposes, and the filing includes no earnings or guidance figures.
$130 million of 5.99% First Mortgage Bonds, Series 2026A, due October 15, 2031, issued October 20, 2026
$80 million of 6.15% First Mortgage Bonds, Series 2026B, due December 15, 2033, scheduled for December 15, 2026
$50 million of 6.33% First Mortgage Bonds, Series 2027A, due February 15, 2037, scheduled for February 25, 2027
Proceeds fund general corporate purposes, including repaying short-term debt, refinancing long-term debt and capital expenditures; bonds are secured ratably with SIGECO's existing first mortgage bonds
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