2,458 material Form 8-K filings that 2,075 companies we cover made with the SEC in November 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). 1,081 of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
Karyopharm Therapeutics and its subsidiary KPT Texas LLC filed voluntary Chapter 11 petitions on November 2, 2026, in the U.S. Bankruptcy Court for the Southern District of Texas, after a restructuring support agreement with lenders, noteholders and others. Under the proposed prepackaged plan, the company's existing common stock and Series A Convertible Preferred Stock would be cancelled, and holders would receive no distribution on those shares.
Petition Date was November 2, 2026; the company will operate as a debtor-in-possession under Court supervision.
Ayrmid Ltd. is the stalking horse bidder for a merger with the reorganized company, with bid protections of a 3% break-up fee and expense reimbursement capped at 1% of the Bid Protection Base.
Voting deadline on the prepackaged plan is November 30, 2026; the requested confirmation hearing is on or about January 11, 2027, subject to Court availability.
The Ayrmid term sheet contemplates a new senior secured term loan of up to $135 million, with up to $50 million of New Money DIP Loans to be repaid from its proceeds.
On November 2, 2026, Mercer International Inc. entered restructuring support agreements with holders of about 87% of its Senior Notes and about 50% of its existing equity interests, and expects to begin prepackaged Chapter 11 cases in the Southern District of Texas. The plan would exchange approximately $1.1 billion of Senior Notes for equity and provide $400 million of new money through a fully backstopped rights offering. Existing common stock will be cancelled, and shareholders are expected to receive 8.5% of the new common stock and 3.5% of the new convertible preferred stock, leaving current holders with a small share of the reorganized company.
Consenting senior noteholders hold about 87% of the Senior Notes; consenting equityholders hold about 50% of existing equity interests.
Chapter 11 cases are to commence no later than November 9, 2026, and the plan is to become effective no later than December 31, 2026.
Existing common stock will be cancelled; holders are expected to receive 8.5% of new common stock and 3.5% of new convertible preferred stock.
The $400 million rights offering is fully backstopped; Nasdaq is expected to delist the common stock after Chapter 11 cases begin.
Starlink AI Acquisition Corp (OTAI), a blank check company, signed a business combination agreement on October 30, 2026 with Singapore-based Spider Digital Technology, a cryptocurrency mining pool operator. Spider Digital is valued at $250 million, and the transaction would take it public through a new holding company, PubCo, expected to list on the New York Stock Exchange. The deal requires approval from both companies' shareholders and an effective Form F-4 registration statement, so shareholders will have a vote on it.
Spider Digital valued at $250 million; about 25,000,000 PubCo ordinary shares to be issued to Spider Digital shareholders
OTAI units separate into shares and rights; each four rights convert into one PubCo share
PubCo board of five directors, chaired by Spider Digital founder Chen Hua, with one seat designated by the sponsor JKapital Ltd.
If the deal terminates due to certain Spider Digital breaches or a failed Spider Digital shareholder vote, Spider Digital reimburses up to $500,000 of expenses
Douglas Dynamics reported third-quarter 2026 net sales of $218.0 million, up 35%, and net income of $21.2 million, up 166%, with diluted EPS of $0.89 versus $0.33. The company raised the low end of its 2026 guidance ranges, with adjusted diluted EPS now expected at $3.00 to $3.40, up from $2.90 to $3.40. Net cash used in operating activities widened to $47.5 million for the first nine months, due to higher working capital.
Q3 net sales $218.0 million versus $162.1 million a year earlier; Work Truck Attachments sales rose 78% to $121.5 million.
Q3 diluted EPS $0.89 versus $0.33; adjusted diluted EPS $0.98 versus $0.40.
2026 adjusted diluted EPS guidance low end raised to $3.00 from $2.90; high end unchanged at $3.40.
Work Truck Solutions Q3 net sales rose 3% to $96.5 million, while adjusted EBITDA fell to $7.8 million from $9.6 million.
Leidos Holdings, Inc. reported third quarter 2026 revenue of $4.63 billion and net income of $413 million, reflecting year-over-year revenue growth of 4%. Following strong quarterly performance, the company raised its full-year 2026 guidance for non-GAAP diluted EPS to a range of $12.50 to $12.70. Shareholders benefit from raised earnings expectations and increased quarterly cash dividends.
Revenues reached $4.63 billion for the third quarter ended October 2, 2026, up 4% year-over-year.
Non-GAAP diluted earnings per share grew 19% year-over-year to $3.62.
Full-year 2026 non-GAAP diluted EPS guidance was raised to $12.50 to $12.70.
Quarterly cash dividend was increased by 4.7% to $0.45 per share, payable on December 31, 2026.
Tevogen amended its loan agreement with The Patel Family, LLP, extending the borrowing window to May 31, 2029 and fixing a $7.40 per-share price for share-based repayments. On November 2, 2026, the company repaid the entire $7.4 million principal balance and $177,880 of accrued interest by issuing 1,000,000 principal shares and 23,733 interest shares, eliminating all loan liabilities. The filing also grants CEO Ryan Saadi a 50,000,000-share restricted award that vests only if Tevogen reaches $1.0 billion in aggregate revenue by December 31, 2031.
Loan amended October 27, 2026; borrowing window extended from May 31, 2027 to May 31, 2029; up to $28.6 million remaining available
November 2, 2026: $7.4 million principal and $177,880 interest repaid in 1,000,000 principal shares and 23,733 interest shares
CEO Ryan Saadi granted 50,000,000 restricted shares, vesting only if $1.0 billion aggregate revenue is certified by December 31, 2031
Filing states Saadi held approximately 90.9% of voting power after the grant and repayment
Empire State Realty Trust reported third-quarter 2026 diluted earnings of $0.02 per share, down from $0.05 a year earlier, and Core FFO of $0.20 per share, down from $0.23. The company raised its 2026 Core FFO range to $0.77 to $0.80 per share from $0.75 to $0.79, citing the $217.5 million sale of 1359 Broadway and $85.8 million of share repurchases since the second-quarter call.
Q3 2026 total revenues were $193.1 million, compared with $197.7 million in Q3 2025; Observatory revenue fell to $26.8 million from $36.0 million.
Q3 2026 diluted EPS was $0.02 versus $0.05; diluted Core FFO per share was $0.20 versus $0.23.
2026 Core FFO per share guidance was raised to $0.77 to $0.80 from $0.75 to $0.79.
Nine-month 2026 net loss per diluted share was $(0.13), including a $166.1 million goodwill impairment charge.
Shareholders of Churchill Capital Corp XI approved the business combination with Agility Robotics, Inc. at an extraordinary general meeting on November 2, 2026. Holders of 25,451,804 Class A shares, about 61.5% of those outstanding, redeemed for trust funds, removing approximately $261.8 million from the trust account, so expected gross capital is about $465.1 million before transaction expenses.
Business Combination Proposal: 21,069,042 shares voted for, 1,334,087 against and 2,623,822 abstained.
Redemptions: 25,451,804 Class A shares (about 61.5%), removing approximately $261.8 million from the trust account.
Expected gross capital of about $465.1 million, including $201.0 million from the PIPE and $100 million of equity already received.
Closing expected November 4, 2026; common stock expected to trade on Nasdaq as AGLT on November 5, 2026.
Three Axe Compute directors, including Chairman Charles L. Nuzum, resigned from the Board effective October 27, 2026, and the company said the resignations were not due to any disagreement over its operations, policies or practices. The Board now has four directors and three vacancies, and CEO Christopher Miglino was appointed Chair effective November 1, 2026, succeeding Mr. Nuzum. Shareholders face a smaller Board while it searches for new directors, and the departing directors are receiving consulting agreements tied to the divestiture of the Helomics business.
Charles L. Nuzum, Daniel E. Handley and Gregory S. St. Clair resigned from the Board and all committees effective October 27, 2026.
The Board now has four directors, three of whom are Nasdaq-independent, and three vacancies.
Christopher Miglino, CEO and a director, was appointed Chair effective November 1, 2026, with no additional compensation.
Handley will receive a $120,000 cash payment; Nuzum and St. Clair will each receive restricted stock valued at $150,000 that vests six months after their consulting agreement's effective date.
Ribbon Acquisition Corp. received a Nasdaq notice on October 30, 2026, saying its market value of listed securities has been below the $35 million minimum for 30 consecutive business days. The company has until April 28, 2027 to regain compliance, and its RIBB shares continue to trade on the Nasdaq Capital Market for now, but failing to regain compliance could lead to delisting.
Nasdaq notice dated October 30, 2026; MVLS below $35,000,000 from September 18, 2026 through October 29, 2026
Compliance deadline is April 28, 2027; MVLS must close at $35,000,000 or more for at least 10 consecutive business days
Company does not meet Nasdaq's alternative stockholders' equity or net income requirements
Shares continue to trade under RIBB; the company says it will monitor MVLS and evaluate options
On October 30, 2026, Broadwind completed its acquisition of 100% of MCM Acquisition Company, an Alabama precision metal component manufacturer, paying about $21.5 million in cash at closing, including $3.5 million placed in escrow. The deal was financed with cash on hand and advances under Broadwind's credit facility, which was amended to increase the term loan, extend maturity to January 1, 2028, and raise the term loan margin to 2.75% from 2.50%. Pro forma net debt to trailing adjusted EBITDA is about 3.7x, and shareholders will weigh the added debt against the company's expectation that the deal is accretive.
Base purchase price of $18.0 million plus up to $7.0 million in contingent consideration tied to post-closing performance targets; about $21.5 million paid in cash at closing
MCM generated trailing twelve-month revenue of about $16.5 million and adjusted EBITDA of about $3.7 million through June 30, 2026, according to the press release
Credit agreement amended October 30, 2026: term loan increased by about $1.8 million, maturity extended to January 1, 2028, and term loan SOFR margin raised to 2.75% from 2.50%
Pro forma net debt to trailing adjusted EBITDA about 3.7x as of June 30, 2026; company plans to reduce it to 2.0x or less by year-end 2028
Cabot reported fiscal fourth-quarter 2026 net sales of $1,009 million, up from $899 million, and diluted EPS of $1.25, up from $0.79. Adjusted EPS fell to $1.61 from $1.70, and full-year adjusted EPS fell to $6.42 from $7.25. The company guided fiscal 2027 Adjusted EPS to $6.15 to $6.75 and said Erica McLaughlin is taking over as CEO.
Q4 net sales $1,009 million vs. $899 million; diluted EPS $1.25 vs. $0.79; adjusted EPS $1.61 vs. $1.70
Reinforcement Materials Q4 EBIT fell $32 million to $87 million; Performance Chemicals Q4 EBIT rose $18 million to $60 million
Fiscal 2027 Adjusted EPS guidance of $6.15 to $6.75, compared with $6.42 for fiscal 2026
Erica McLaughlin is taking on the role of CEO; company signed a $50 million U.S. Department of Energy grant agreement for battery materials expansion
Atlas Energy Solutions reported third quarter 2026 results on November 2, 2026. Revenue rose from a year earlier, but the net loss widened and Adjusted EBITDA fell, and the company guided fourth quarter Adjusted EBITDA to $40 million to $50 million. Management said it held sand pricing in the quarter, which reduced sales volumes, and expects sequential improvement in the fourth quarter.
Revenue was $267.8 million, up from $259.6 million a year earlier and down from $293.2 million in the second quarter of 2026.
Net loss was $45.1 million, or $0.36 per share, compared with a $23.7 million loss, or $0.19 per share, a year earlier.
Adjusted EBITDA was $30.3 million, compared with $41.6 million a year earlier; fourth quarter 2026 Adjusted EBITDA guidance is $40 million to $50 million.
The company completed a $424.0 million senior secured bridge facility after quarter end; estimated total liquidity was $499.4 million as of October 23, 2026.
Aspen Neuroscience, Inc. completed its initial public offering on November 2, 2026, selling 9,375,000 shares of common stock at $15.00 per share. The company said gross proceeds were approximately $140.6 million, before underwriting discounts, commissions and offering expenses. Its amended and restated certificate of incorporation and bylaws also took effect on the same date.
IPO of 9,375,000 common shares at $15.00 per share, completed November 2, 2026
Gross proceeds of approximately $140.6 million, before underwriting discounts and offering expenses
Amended and restated certificate of incorporation and bylaws became effective at closing
Registration Statement on Form S-1 was filed October 9, 2026; final prospectus filed October 30, 2026
California Resources reported a third-quarter 2026 net loss of $315 million, compared with net income of $514 million in the second quarter, driven by a non-cash $540 million loss from changes in the fair value of commodity derivatives. Adjusted net income rose to $104 million ($1.17 per diluted share) from $88 million in the second quarter, though it was below $123 million a year earlier, and adjusted EBITDAX of $341 million exceeded company guidance. The board raised the anticipated annual dividend about 4% to $1.68 per share.
Net loss of $315 million, or $3.55 per diluted share, versus net income of $514 million in Q2 2026; total operating revenues were $421 million versus $1,297 million in Q2
Adjusted net income of $104 million ($1.17 per diluted share) versus $123 million in Q3 2025
Adjusted EBITDAX of $341 million exceeded quarterly guidance; 4Q26 adjusted EBITDAX guidance is $340 million to $380 million
Quarterly dividend of $0.42 per share, payable December 18, 2026 to holders of record on December 4, 2026; $570 million remained under the repurchase authorization as of September 30, 2026
Alamo Group reported third-quarter 2026 net sales of $403.1 million, down 4.0%, and GAAP net income of $2.0 million, or $0.17 per diluted share, versus $25.4 million, or $2.10, a year earlier. Results include $33.3 million of net pre-tax charges tied to the sale and wind-down of several businesses, including Dixie Chopper and Boxer, and the company also completed its $158.7 million acquisition of Econ Engineering Group on October 27, 2026.
Q3 2026 net sales were $403.1 million, down 4.0% from $420.0 million; adjusted diluted EPS was $2.06 versus $2.34 a year earlier.
Net income was $2.0 million versus $25.4 million in Q3 2025, including $33.3 million of net pre-tax divestiture charges.
Industrial Equipment Division adjusted EBITDA margin fell to 13.4% from 15.5%, while Vegetation Management margin rose to 12.5% from 9.7%.
Econ Engineering Group, a U.K. roadway maintenance truck maker, was acquired on October 27, 2026 for £120.0 million ($158.7 million), funded with revolver borrowings; backlog at September 30, 2026 was $521.3 million versus $618.3 million a
CVG reported third-quarter 2026 revenue of $208.1 million, up 36.5%, and net income from continuing operations of $5.6 million, or $0.14 per diluted share, compared with a loss of $6.8 million a year earlier. The company raised its full-year revenue outlook but narrowed its Adjusted EBITDA range, lowering the top end to $29 million and citing CEO succession expenses. David Ruppel will succeed James Ray as President and CEO effective November 9, 2026.
Q3 2026 revenue was $208.1 million, up from $152.5 million; Adjusted EBITDA was $8.5 million, up from $4.6 million.
Net income from continuing operations was $5.6 million, or $0.14 per diluted share, including a $4.1 million pre-tax warrant liability revaluation benefit.
2026 revenue outlook raised to $755 million-$775 million from $725 million-$755 million; Adjusted EBITDA outlook narrowed to $26 million-$29 million from $26 million-$31 million.
David Ruppel becomes President and CEO on November 9, 2026; James Ray remains Senior Advisor until his retirement on January 5, 2027.
XCF Global, Inc. said its Board will not proceed with the proposed reverse stock split and has cancelled the Special Meeting of Stockholders that was set for November 9, 2026. The company said withdrawing the proposal does not resolve its noncompliance with Nasdaq's minimum bid price requirement, and that failure to regain compliance by December 7, 2026 is expected to result in delisting, which could hurt trading liquidity and access to capital.
Special Meeting of Stockholders scheduled for November 9, 2026 has been cancelled
Board decided not to proceed with the reverse stock split and discontinued the related proxy solicitation
XCF has until December 7, 2026 to regain compliance with Nasdaq's minimum bid price requirement
Company says failure to regain compliance is expected to result in delisting
New Mountain Finance reported third-quarter 2026 adjusted net investment income of $24.1 million, or $0.26 per share, down from $0.32 per share a year earlier, and net asset value fell to $10.67 per share from $10.89 at June 30, 2026. The company declared a fourth-quarter 2026 distribution of $0.25 per share, below the $0.32 paid in the prior-year quarter, which lowers the income shareholders receive.
Adjusted net investment income of $24.1 million, or $0.26 per share, versus $0.32 per share in Q3 2025
Total investment income of $60.4 million, compared with $80.5 million in Q3 2025
Net asset value of $10.67 per share at September 30, 2026, versus $10.89 at June 30, 2026
Q4 2026 distribution of $0.25 per share, payable December 31, 2026, to holders of record as of December 17, 2026
Hillman Solutions reported third-quarter 2026 net sales up 7.7% to a record $457.5 million, but GAAP net income fell to $6.3 million from $23.2 million a year earlier. The company narrowed its full-year 2026 net sales outlook to $1.660 to $1.680 billion from $1.670 to $1.720 billion, while reaffirming its Adjusted EBITDA and free cash flow guidance, and its net debt rose to $932.6 million after refinancing and the Kanebridge acquisition.
Net income was $6.3 million, or $0.03 per diluted share, versus $23.2 million, or $0.12, a year earlier; adjusted diluted EPS was $0.22, flat year over year.
Adjusted EBITDA rose to $90.2 million from $88.0 million, and free cash flow rose to $51.1 million from $9.1 million.
FY 2026 net sales outlook was lowered at the top end to $1.660 to $1.680 billion; Adjusted EBITDA (about $285 million) and free cash flow ($105 to $115 million) were reaffirmed.
Net debt was $932.6 million, or 3.4x trailing twelve-month Adjusted EBITDA, up from 2.4x at December 27, 2025; the Kanebridge acquisition was completed in the third quarter.
Crescent Energy reported third quarter 2026 revenue of $1.35 billion, up from $866.6 million a year earlier, and a net loss attributable to the company of $2.2 million, or $0.01 per share, compared with a $9.5 million loss, or $0.04 per share, in the third quarter of 2025. The company also announced an estimated $3.85 billion all-cash acquisition of Eagle Ford assets from Devon Energy, expected to close in the fourth quarter of 2026 or early 2027, subject to closing conditions.
Total revenues were $1,351.2 million for the quarter, compared with $866.6 million in the third quarter of 2025.
Net loss attributable to Crescent was $2.2 million, or $0.01 per share, versus $9.5 million, or $0.04 per share, a year earlier.
Adjusted EBITDAX was $785.8 million and Levered Free Cash Flow was $366.7 million for the quarter.
Crescent declared a quarterly dividend of $0.12 per share, payable November 30, 2026, and had about $336 million remaining under its share repurchase program as of September 30, 2026.
LXP Industrial Trust completed its acquisition by Brookfield Asset Management and Canada Pension Plan Investment Board in an all-cash transaction valued at approximately $5.2 billion. Common shareholders received $61.20 per share in cash, resulting in the delisting of the company's shares from the New York Stock Exchange and its transition to a privately held company.
Common shareholders received $61.20 per share in cash upon the completion of the merger on November 2, 2026.
The transaction values LXP at approximately $5.2 billion, including net debt and preferred equity.
LXP requested the delisting of its common and preferred shares from the New York Stock Exchange.
Diversified Healthcare Trust reported a third quarter 2026 net loss of $50.2 million, or $0.21 per share, compared with a net loss of $164.0 million, or $0.68 per share, a year earlier. Total revenues fell to $367.7 million from $388.7 million, while Normalized FFO rose to $30.7 million, or $0.13 per share. The company lowered its full year 2026 Normalized FFO per share guidance to $0.46 to $0.52 from $0.56 to $0.62, and said the updated figures now include an estimated $29.3 million incentive management fee.
Q3 2026 net loss was $50.2 million, or $0.21 per share, versus $164.0 million, or $0.68 per share, in Q3 2025.
Total revenues were $367.7 million, down from $388.7 million a year earlier; Normalized FFO was $30.7 million, or $0.13 per share, versus $0.02 per share a year earlier.
Updated 2026 Normalized FFO per share guidance is $0.46 to $0.52, down from $0.56 to $0.62; Adjusted EBITDAre guidance is $275.7 million to $290.7 million, down from $300.0 million to $315.0 million.
Guidance now includes an estimated 2026 incentive management fee of $29.3 million, or $0.12 per share, which the company previously excluded.
HealthStream reported third quarter 2026 revenue of $83.3 million, up 8.9%, while net income fell 11.7% to $5.4 million and diluted EPS fell to $0.18 from $0.20. The company raised its full-year 2026 revenue, net income and adjusted EBITDA guidance, and declared a $0.035 quarterly dividend.
Q3 2026 revenue $83.3 million, up 8.9% from $76.5 million; operating income $6.6 million, down 13.0%
Q3 net income $5.4 million, down 11.7%; diluted EPS $0.18 versus $0.20; adjusted EBITDA $19.3 million, up 1.0%
2026 guidance raised: revenue $331.0 million to $333.0 million; net income $21.8 million to $22.4 million; adjusted EBITDA $77.0 million to $78.0 million
Quarterly dividend of $0.035 per share payable November 27, 2026 to holders of record on November 16, 2026
Select Water Solutions completed its acquisition of Pilot Water Solutions LLC, a private water midstream company in the Delaware Basin, on November 2, 2026, for about $700 million including about $600 million in cash and 5,149,331 Class A common shares. The company also began a new $500 million revolving credit facility and repaid and terminated its earlier credit facilities. For shareholders, the deal adds new shares outstanding and a new debt obligation, along with a possible cash true-up payment tied to the share price six months after closing.
Closed on November 2, 2026: about $600 million cash plus 5,149,331 Class A shares, about $700 million in total consideration
Up to $15 million contingent payment to the seller tied to operational milestones, expected in early 2027
Cash true-up payment possible if the 30-day VWAP six months after closing is below the pre-closing 30-day VWAP
New $500 million revolving credit facility effective November 2, 2026; $218.8 million term loan and $10.0 million revolver balances repaid
Telos Corporation's board appointed Mark D. Griffin, an insider who joined the company in 1984, as President and Chief Executive Officer effective November 2, 2026, succeeding John B. Wood, who became Executive Chairman. The filing says Wood's transition was not the result of any disagreement with the company, and it sets out Griffin's $440,000 base salary and severance terms. The company will report third quarter 2026 results on November 9, 2026, the first earnings release under the new CEO.
Mark D. Griffin, age 66, named President and CEO effective November 2, 2026; previously Executive Vice President of Security Solutions since 2021
John B. Wood, CEO since 1994, becomes Executive Chairman and remains Chairman of the Board; his salary and benefits are unchanged
Griffin's employment agreement sets an annual base salary of $440,000 and 24 months of severance if terminated without cause or due to disability
Telos will report third quarter 2026 financial results on Monday, November 9, 2026
Three Anavex directors, including Chair Jiong Ma, resigned effective October 28, 2026, each citing views on strategy not aligned with the Board and management. The Board then reconstituted its audit, compensation and nominating committees on November 1, 2026, with new chairs and members.
Jiong Ma (Chair), Gautam Patel and Adrian Senderowicz resigned from the Board effective October 28, 2026
Ma and Patel cited strategic views not aligned with the Board and management; Patel and Senderowicz cited strategy to execute the business plan
Dr. Claus van der Velden chairs the Audit Committee; Dr. Peter Donhauser chairs the Compensation Committee; Dr. Axel Paeger chairs Nominating & Corporate Governance
Resignation letters are filed as Exhibits 17.1, 17.2 and 17.3
HBT Financial said Tri-County Financial Group (TYFG) stockholders approved the proposed acquisition of TYFG and its bank subsidiary, First State Bank, at a special meeting on October 29, 2026. The merger still requires regulatory approval and other customary closing conditions, and HBT currently expects it to close early in the first quarter of 2027.
TYFG stockholders approved the transaction at a special meeting on October 29, 2026.
The merger agreement was entered into on August 10, 2026.
Closing remains subject to regulatory approval and other customary conditions.
HBT expects the transaction to close early in the first quarter of 2027, subject to those conditions.
EVgo's Board received an unsolicited, non-binding proposal from LS Power, which holds about 56% of EVgo's combined voting power, to buy the shares it does not own for $2.00 per share in cash. The Board has formed a special committee of independent directors to review the proposal, and no decisions have been made, so there is no assurance a deal will follow.
LS Power proposes $2.00 per share in cash for all Class A shares it does not already own
The proposal represents a 62% premium to the 30-day VWAP and a 59% premium to the closing price as of October 30, 2026
LS Power holds about 178 million shares, or approximately 56% of voting securities
EVgo's shareholders do not need to take any action at this time
LiveRamp Holdings, Inc. completed its merger, converting each share of common stock into the right to receive $38.50 in cash. As a result of the acquisition, the company became a wholly owned subsidiary of Parent, its shares were delisted from the New York Stock Exchange on November 2, 2026, and all previous directors and executive officers resigned.
Common stock was converted into the right to receive $38.50 in cash per share at the effective time of the merger.
Trading of company common stock on the NYSE was halted and removed prior to market open on November 2, 2026.
Chief Product Officer Matt Karasick received an approved retention award totaling $1,625,000.
All members of the board of directors and executive officers resigned effectively at the effective time of the merger.
Fabrinet reported first quarter fiscal 2027 revenue of $1,474.5 million, marking a 51% increase from the prior year and exceeding its guidance range. The company also expanded its share repurchase program by authorizing an additional $103.0 million and issued strong second-quarter guidance.
First quarter fiscal year 2027 revenue reached $1,474.5 million, compared to $978.1 million in the prior year.
GAAP net income for the quarter was $103.5 million, or $2.86 per diluted share.
The Board of Directors expanded the share repurchase program by an additional $103.0 million.
Second quarter fiscal year 2027 revenue is expected to be between $1.6 billion and $1.65 billion.
Navient Corp completed a corporate reorganization on October 28, 2026, where each outstanding share of common stock was automatically converted into one share of Navient Holdings Common Stock. The transaction is intended to be tax-free for US federal income tax purposes, and stockholders maintain the exact same ownership percentages.
At the effective time, each share of Navient common stock converted into one share of Navient Holdings Common Stock on a tax-free basis.
Navient filed a Form 15 with the SEC to terminate the registration of Navient Common Stock under the Securities Exchange Act of 1934.
A Certificate of Elimination was filed on October 28, 2026, to eliminate the unused Series A Junior Participating Preferred Stock.
Isabella Bank Corporation completed its merger with Grand River Commerce, Inc., effective November 2, 2026, with Grand River Bank merging into Isabella Bank. The filing says the deal extends Isabella Bank's footprint into Kent County and Grand Rapids and brings Isabella Wealth Services to those markets, and the combined company reports about $2.7 billion in total assets.
Merger effective November 2, 2026; Grand River Bank merged into Isabella Bank as part of the transaction.
Grand River holders could elect $5.71 in cash or 0.1413 Isabella common shares per share; proration set 65% stock and 35% cash.
Election results: 5,445,895 Grand River shares (59.61%) elected cash; 3,690,634 shares (40.39%) elected stock or made no valid election.
Combined company had about $2.7 billion in total assets, $2.0 billion in loans and $2.3 billion in deposits, based on June 30, 2026 figures.
ONE Gas reported third quarter 2026 adjusted net income of $33.5 million, or $0.53 per diluted share, up from $0.47 a year earlier, and raised its 2026 adjusted earnings per share guidance to $4.95-$5.01 from $4.89-$4.95. The board also declared a quarterly dividend of $0.68 per share, which shareholders of record on November 16, 2026 will receive on December 3, 2026. The guidance increase is the second raise this year, according to the company.
Q3 2026 GAAP net income was $31.2 million, or $0.49 per diluted share, versus $26.5 million, or $0.44, in Q3 2025
Year-to-date 2026 adjusted net income was $218.9 million, or $3.47 per diluted share, versus $3.00 a year earlier
2026 net income guidance raised to $313 million-$317 million from $310 million-$314 million
Quarterly dividend of $0.68 per share, payable December 3, 2026, to holders of record on November 16, 2026
Inspire Medical Systems reported third-quarter 2026 revenue of $206.7 million, down 7.9% from a year earlier, and a net loss of $24.4 million, or $(0.84) per diluted share, versus earnings of $0.34 per share in the prior-year quarter. The company narrowed its full-year 2026 revenue outlook to $850 million to $860 million and set a GAAP diluted EPS range of $(0.36) to $(0.10), with the loss driven partly by $24.1 million of restructuring charges and $7.0 million of legal settlement expense.
Q3 2026 revenue of $206.7 million, down from $224.5 million; the company cites U.S. revenue declines tied to coding and reimbursement challenges.
Diluted EPS of $(0.84) versus $0.34 a year earlier; adjusted diluted EPS of $0.14 versus $0.37.
Full-year 2026 revenue outlook narrowed to $850 million to $860 million from $835 million to $875 million; adjusted diluted EPS outlook of $1.20 to $1.40.
Operating cash flow of $46.4 million, compared with $68.5 million in the prior-year quarter.
Lattice Semiconductor reported third-quarter 2026 revenue of $291.0 million, driven by strong compute and communications demand and the acquisition of AMI. GAAP net income was $11.2 million, or $0.08 per diluted share, while non-GAAP diluted net income per share reached $0.72. For the fourth quarter of 2026, the company expects revenue between $325 million and $345 million.
Third-quarter 2026 revenue reached $291.0 million, an increase of 118.3% year-over-year.
GAAP net income was $11.2 million, or $0.08 per diluted share, for the quarter ended October 3, 2026.
Fourth-quarter 2026 revenue is expected to be between $325 million and $345 million.
Keysight appointed Jason Kary, its current Senior Vice President and President of the Electronic Industrial Solutions Group, as Senior Vice President and Chief Financial Officer, effective December 18, 2026. He succeeds Neil Dougherty, who notified the company on October 29, 2026 that he will step down for personal reasons and will provide transition services through the end of fiscal 2027. The company said it is not updating its outlook for the fourth fiscal quarter of 2026 and will report those results on November 19.
Jason Kary becomes CFO effective December 18, 2026, succeeding Neil Dougherty, who was CFO for 13 years.
Dougherty notified the company on October 29, 2026 and will provide transition and other services through the end of fiscal 2027.
Keysight is not updating its previously provided fourth-quarter fiscal 2026 outlook; results are due November 19.
Compensation terms for Dougherty and Kary have not been determined and will be disclosed in a later filing amendment.
Lennox International said segment president Joseph Nassab will retire from his role on December 31, 2026, and stay on as a Strategic Advisor through February 28, 2028. Geoff Dethlefsen, currently Vice President and General Manager of Lennox Commercial HVAC, will succeed him as Executive Vice President and President, Building Climate Solutions, effective January 1, 2027. The filing describes a planned leadership handover with no financial results or guidance included.
Joseph F. Nassab retires from his role on December 31, 2026, and becomes a Strategic Advisor, with a transition agreement effective January 1, 2027, running through February 28, 2028.
Nassab will receive an annual salary of $180,000 as an advisor and continue vesting in outstanding equity awards per their terms.
Geoff Dethlefsen succeeds Nassab as Executive Vice President and President, Building Climate Solutions, effective January 1, 2027.
The press release says Dethlefsen joined Lennox in 2024 and that Nassab joined the company in 2010.
Herbalife reported third-quarter 2026 net sales of $1.35 billion, up 6.0% from a year earlier, and diluted EPS of $0.55 versus $0.42. The company raised its full-year 2026 net sales guidance and maintained its reported adjusted EBITDA guidance, while announcing a new $250 million share repurchase program and a leadership change, with John DeSimone named interim CEO and Scott Schaefer named CFO, both effective November 1, 2026.
Q3 net sales of $1.35 billion, up 6.0% year over year (7.6% at constant currency); net income attributable to Herbalife of $58.8 million vs. $43.2 million a year earlier
Diluted EPS of $0.55 vs. $0.42; adjusted diluted EPS of $0.64 vs. $0.50
Full-year 2026 net sales guidance increased on reported and constant currency bases; adjusted EBITDA guidance maintained on a reported basis
Board authorized a share repurchase program of up to $250 million over three years; no shares were repurchased in Q3; John DeSimone named interim CEO
Great Elm Capital Corp. reported third quarter 2026 results showing lower net investment income, a smaller net asset value per share and a net decrease in net assets from operations. Management cited a challenging credit environment and pressure on its CLO joint venture. The Board declared a $0.25 per share fourth quarter distribution, which is above the quarter's $0.17 per share net investment income.
Net investment income was $2.4 million, or $0.17 per share, versus $4.5 million, or $0.32 per share, in the quarter ended June 30, 2026; total investment income fell to $8.7 million from $10.9 million.
Net asset value per share was $7.40 on September 30, 2026, down from $7.95 on June 30, 2026; net assets were $102.7 million.
Net realized and unrealized losses were $6.6 million, including a $3.3 million decrease in the fair value of the CLO Formation JV investment, resulting in a $4.2 million net decrease in net assets from operations.
The Board declared a $0.25 per share distribution payable December 31, 2026, to holders of record as of December 15, 2026; the Company repurchased 349,653 shares for about $1.7 million from January 1 through October 30, 2026.
Aehr Test Systems reported first quarter fiscal 2027 results for the period ended September 25, 2026, with revenue of $33.0 million, up 200% from $11.0 million a year earlier, and GAAP net income of $7.2 million, or $0.21 per diluted share, compared with a net loss of $2.1 million a year earlier. The company raised its fiscal 2027 revenue outlook to $150 million from a prior range of $130 million to $150 million, which matters to shareholders because it signals higher expected sales for the year. The filing also covers a one-month transition period ended June 26, 2026, following a change in fiscal year-end.
Revenue was $33.0 million, up 200% year over year from $11.0 million and up 75% sequentially
GAAP net income was $7.2 million, or $0.21 per diluted share, versus a GAAP net loss of $2.1 million, or $0.07 per diluted share, a year earlier
Fiscal 2027 revenue outlook raised to $150 million from a prior range of $130 million to $150 million; non-GAAP net income expected at least 20% of revenue
Bookings were $46.7 million; backlog was $100.9 million at September 25, 2026, and effective backlog was $109.3 million at November 1, 2026
Red Robin said it will delay its fiscal third-quarter earnings release and conference call from November 4 to November 18, 2026, and will file a Notification of Late Filing for its quarterly report on Form 10-Q. Preliminary comparable restaurant revenue rose 3.9% for the quarter, driven by a 5.6% higher average guest check, while guest traffic fell 1.7%. The company attributed the delay to accounting and valuation work on its refranchising transactions and debt refinancing, and said it is unrelated to significant changes in financial condition or results.
Preliminary third-quarter comparable restaurant revenue increased 3.9% versus the prior year; guest traffic declined 1.7% and average guest check rose 5.6%.
Earnings release and conference call moved from November 4 to November 18, 2026, at 4:30 p.m. ET.
The company will file Form NT 10-Q to extend the deadline for its 10-Q for the quarter ended October 4, 2026.
During the quarter, 108 company-owned restaurants were refranchised for approximately $89.4 million in cash proceeds; a five-year $115 million credit agreement was completed on October 2, 2026.
Celanese furnished prepared remarks and a slide deck for its third quarter 2026 earnings, showing adjusted earnings per share of $1.65, up 23% from the prior year, and free cash flow of $461 million. The company raised its full-year 2026 free cash flow outlook to $750 million to $800 million and expects full-year adjusted EPS of approximately $6.00 to $6.25. Management also said a sale of a further 19% stake in the Nutrinova joint venture to Mitsui, for about $152 million, is expected to close in the coming weeks.
Q3 2026 adjusted EPS of $1.65, up 23% from the same period last year; free cash flow of $461 million
Full-year 2026 free cash flow outlook raised to $750 million to $800 million
Full-year 2026 adjusted EPS expected at approximately $6.00 to $6.25
Net debt-to-operating EBITDA was 4.9x at quarter end, with a target of about 4.7x at the end of 2026
UDR, Inc. reported its third-quarter 2026 financial results, showing an increase in net income per diluted share to $0.67 compared to $0.12 in the prior-year period. Driven by better-than-expected operational results and FFOA, the company raised its full-year 2026 guidance ranges for net income and FFOA per diluted share. Shareholders also benefited from the close of a strategic $2.0 billion joint venture with Apollo and ongoing share repurchases.
Net income per diluted share was $0.67 for the third quarter ended September 30, 2026, compared to $0.12 in 2025.
Full-year 2026 FFOA per diluted share guidance was updated to a range of $2.54 to $2.56, with a midpoint of $2.55.
Closed a $2.0 billion strategic partnership with Apollo on October 30, 2026, receiving $1.34 billion of equity capital.
Repurchased approximately 5.2 million common shares through October for $185.1 million.
Frontier Group Holdings appointed Michael Delehant, formerly Group Managing Director at Wizz Air, as Executive Vice President and Chief Operating Officer, effective November 30, 2026. The company also said two senior vice presidents, Trevor Stedke and Alexandre Clerc, will leave effective November 13, 2026, and that James Fenner was promoted to Senior Vice President and Chief Revenue Officer. The filing discloses no financial results, so the changes are operational and leadership changes.
Michael Delehant, age 55, starts November 30, 2026, with a $575,000 base salary and a 90% target bonus, pro-rated for 2026
Delehant's employment letter includes a $1,000,000 restricted stock unit award and a relocation reimbursement of up to $150,000
Trevor Stedke (Senior Vice President, Operations) and Alexandre Clerc (Senior Vice President, Customers) are terminated without Cause, effective November 13, 2026
James Fenner was promoted to Senior Vice President and Chief Revenue Officer; Bobby Schroeter moves to Senior Vice President and Chief Marketing Officer
Offerpad reported third quarter 2026 revenue of $78.1 million, down 41% from $132.7 million a year earlier, with a net loss of $11.5 million and an Adjusted EBITDA loss of $7.5 million. The company now expects a positive Adjusted EBITDA run rate as it exits Q2 2027, compared with its previous expectation of exiting 2026, and guided fourth quarter revenue to $100 million to $120 million.
Q3 2026 revenue $78.1 million vs. $132.7 million in Q3 2025 (down 41%)
Net loss $11.5 million vs. $11.6 million a year earlier; diluted loss per share $2.30 vs. $3.71
Adjusted EBITDA loss widened to $7.5 million from $4.6 million a year earlier
Positive Adjusted EBITDA run rate now expected as it exits Q2 2027; Q4 2026 guidance is 400 to 475 transactions and $100 million to $120 million revenue
Celanese reported third quarter 2026 net sales of $2.6 billion, up 6% from a year earlier, and adjusted earnings per share of $1.65 versus $1.34 a year earlier. The company raised its 2026 free cash flow outlook to $750 to $800 million and expects full-year 2026 adjusted earnings per share of approximately $6.00 to $6.25, which gives shareholders a clearer view of earnings and cash generation for the year.
Q3 2026 net sales $2.6 billion, up 6% year over year; U.S. GAAP diluted EPS $0.68 and adjusted EPS $1.65
Full-year 2026 adjusted EPS outlook of approximately $6.00 to $6.25; free cash flow outlook raised to $750 to $800 million
Agreement to sell an additional 19% of Nutrinova joint venture to Mitsui & Co. for about $152 million in cash, expected to close in Q4 2026
Investor Event scheduled for December 9, 2026 in Florence, Kentucky
GoodRx said its financial statements for the quarters ended March 31 and June 30, 2026 should no longer be relied upon because Pharma Direct revenue was understated, and that prior reports on those periods should also not be relied upon. The corrected figures are higher, but the company expects to report material weaknesses in internal control over financial reporting, and the restatement remains preliminary.
Six-month total revenue to June 30, 2026 would rise from $394.4 million to $424.2 million.
Six-month net income would rise from $9.7 million to $24.6 million, and diluted EPS from $0.03 to $0.07.
The company expects to report one or more material weaknesses in internal control over financial reporting for each affected period.
The company plans to file amended Forms 10-Q for the affected periods as soon as practicable.
Centerspace reported third-quarter 2026 results, with diluted net income of $7.28 per share versus $3.19 a year earlier, driven mainly by a $150.3 million gain on property sales. Core FFO per diluted share fell 6.7% to $1.11, and revenue declined 16.6% to $59.5 million, mainly due to apartment dispositions. The company will no longer provide guidance because of its pending merger with Independence Realty Trust, under which each Centerspace share would convert into 3.8 IRT shares.
Diluted net income was $7.28 per share for Q3 2026, compared with $3.19 in Q3 2025, primarily due to a higher gain on sale of real estate.
Core FFO per diluted share was $1.11, down from $1.19 a year earlier; FFO per diluted share was $0.83 versus $1.19.
Same-store NOI fell 2.7% year over year, and revenue fell 16.6% to $59.5 million on property sales.
Centerspace will no longer provide 2026 guidance; a special shareholder meeting on the IRT merger is set for November 10, 2026.
Voya Financial reported third-quarter 2026 net income available to common shareholders of $193 million, or $2.09 per diluted share, up from $176 million, or $1.80, a year earlier. The board also raised the quarterly dividend 21% to $0.57 per share and increased the share repurchase authorization by $500 million, which matters to shareholders because it changes how much cash the company returns to them.
Net income available to common shareholders was $193 million, or $2.09 per diluted share, versus $176 million, or $1.80, in third-quarter 2025.
After-tax adjusted operating earnings were $240 million, or $2.60 per diluted share, versus $239 million, or $2.45, a year earlier, and included $25 million of pre-tax severance expense.
Quarterly common dividend rises 21% to $0.57 per share, beginning in the fourth quarter of 2026.
Repurchase authorization increased by $500 million, on top of about $163 million of remaining capacity as of Sep. 30, 2026.
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