Every material Form 8-K Broadridge Financial Solutions has filed with the SEC since November 05, 2024, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.
Broadridge Financial Solutions, Inc. reported its first quarter fiscal year 2027 results for the period ended September 30, 2026, delivering an 11% increase in recurring revenues and an adjusted EPS of $1.56. While GAAP diluted EPS declined 41% to $0.83 due to lower event-driven revenues and digital asset losses, the company reaffirmed its full-year 2027 guidance and returned capital via $200 million in share repurchases.
First quarter recurring revenues grew 11% to $1.083 billion, driven by 9% organic growth.
Diluted EPS was $0.83, down from $1.40, while Adjusted EPS rose 3% to $1.56.
Closed sales increased 10% to $36 million during the quarter ended September 30, 2026.
The company reaffirmed full-year 2027 guidance, including 6-8% recurring revenue growth on a constant currency basis.
Broadridge Financial Solutions disclosed in an 8-K that it moved its headquarters to 605 Third Avenue, New York, New York, on September 29, 2026, and changed its telephone number to (212) 918-6900. The filing is administrative and does not report financial results, guidance, or any change to operations or ownership.
Headquarters moved to 605 Third Avenue, New York, New York 10158, effective September 29, 2026.
New telephone number: (212) 918-6900.
Filed under Item 8.01 (Other Events); no financial figures are reported.
Broadridge reported fiscal 2026 revenue of $7,477 million, up 9%, and diluted EPS of $9.60, up 35%, with adjusted EPS up 12% to $9.60. The company guided fiscal 2027 to 8-12% adjusted EPS growth and 6-8% constant currency recurring revenue growth, and its board raised the annual dividend 12% to $4.36 and authorized a new $1.5 billion share repurchase program.
Fiscal 2026 total revenues rose 9% to $7,477 million; fourth-quarter revenues rose 7% to $2,220 million.
Fiscal 2026 diluted EPS was $9.60, up 35% from $7.10; adjusted EPS was $9.60, up 12% from $8.55.
Fiscal 2027 guidance: 6-8% constant currency recurring revenue growth, 8-12% adjusted EPS growth, and closed sales of $290-330 million.
Board declared a quarterly dividend of $1.09 per share payable October 5, 2026, and authorized up to $1.5 billion in share repurchases with no expiration date.
Broadridge Financial Solutions said its Board increased from nine to 10 members and appointed Todd Diganci, who was Executive Vice President, Chief Financial Officer and Chief Administrative Officer at FINRA from 2017 to June 2026, effective August 1, 2026. Mr. Diganci will serve on the Audit Committee, and the Company states eight of the 10 Board members will be independent.
Board size increased from nine to 10 members; appointment effective August 1, 2026
Todd Diganci served as CFO and Chief Administrative Officer at FINRA from 2017 to June 2026
Mr. Diganci will serve on the Audit Committee; eight of 10 Board members independent
Board determined he is independent under NYSE and SEC rules; compensation consistent with other independent directors
Broadridge Financial Solutions closed its offering of $500 million of 5.750% senior notes, issued May 15, 2026 and maturing May 15, 2036. The company plans to use the net proceeds, together with cash on hand, to repay its outstanding 3.400% senior notes due 2026, so the filing mainly reflects a refinancing that adds long-term debt.
$500 million aggregate principal of 5.750% senior notes issued May 15, 2026, maturing May 15, 2036
Interest payable in cash on May 15 and November 15 each year, beginning November 15, 2026
Net proceeds plus cash on hand to be used to repay the 3.400% senior notes due 2026
Notes are unsecured, not guaranteed by subsidiaries, and carry a 101% change-of-control repurchase offer
Broadridge priced a $500 million underwritten offering of 5.750% senior notes due 2036 under an agreement dated May 4, 2026. The company plans to use the net proceeds, together with cash on hand, to repay its outstanding 3.400% senior notes due 2026, and the offering is expected to close on May 15, 2026. The filing describes a debt refinancing and does not report a change in operating results.
Offering of $500 million aggregate principal of 5.750% senior notes due 2036, priced May 4, 2026
Net proceeds plus cash on hand to repay outstanding 3.400% senior notes due 2026
Expected closing date May 15, 2026, subject to customary closing conditions
Underwriters: J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC
Broadridge reported fiscal third-quarter 2026 results for the period ended March 31, 2026, with total revenue up 8% to $1,954 million and diluted EPS up 15% to $2.36. The company raised two fiscal 2026 guidance measures but lowered its closed sales outlook, and it completed its acquisition of CQG on April 30, 2026.
Total revenue rose 8% to $1,954 million; diluted EPS rose 15% to $2.36 and Adjusted EPS rose 11% to $2.72.
Operating income rose 4% to $359 million, but operating margin fell to 18.4% from 19.0%.
FY26 guidance: recurring revenue growth at constant currency raised to at or above 7%; Adjusted EPS growth raised to 10-12% from 9-12%.
FY26 closed sales guidance revised down to $240-290 million from $290-330 million.
Broadridge reported second quarter fiscal 2026 results for the three months ended December 31, 2025, with total revenues up 8% to $1,714 million and Recurring revenues up 9% to $1,070 million. The company raised its fiscal 2026 Adjusted EPS growth guidance to 9-12% from 8-12%, while reaffirming its other outlook measures. Reported diluted EPS more than doubled to $2.42, but that figure was helped by digital asset gains, while Adjusted EPS rose only 2% to $1.59.
Total revenues rose 8% to $1,714 million; Operating income fell 2% to $206 million, with margin at 12.0% versus 13.3%.
Adjusted EPS rose 2% to $1.59 and diluted EPS rose 102% to $2.42, which included an unrealized gain on digital assets of $137 million.
FY’26 Adjusted EPS growth guidance was raised to 9-12% from 8-12%; Recurring revenue growth, Adjusted Operating income margin of 20-21%, and Closed sales of $290-$330 million were unchanged.
Broadridge completed the acquisition of Acolin Group Holdco Limited on January 5, 2026, for approximately $70 million plus contingent consideration.
Broadridge expanded its Board from eight to 10 members and appointed Trish Mosconi and Christopher Perry as directors, effective February 2, 2026. Director Brett Keller will resign effective April 30, 2026, and the filing says his decision did not result from any disagreement with the company. For shareholders, the filing reports a board change but no change to the chief executive or chief financial officer.
Board size increased from eight to 10 members effective February 2, 2026; eight of the 10 are independent, including Chairperson Eileen K. Murray.
Trish Mosconi joins the Audit and Compensation Committees; she is a Senior Advisor at Boston Consulting Group and previously served as Executive Vice President and Chief Strategy Officer at Synchrony Financial.
Christopher Perry, Broadridge's President since 2020 and an employee since 2014, joins the Board and will receive no additional compensation for the role.
Brett Keller, a director since 2015, resigns effective April 30, 2026, to take a full-time missionary leadership assignment in Japan.
Broadridge reported first-quarter fiscal 2026 results for the period ended September 30, 2025, with total revenues up 12% and diluted EPS rising to $1.40 from $0.68, helped by higher event-driven proxy revenue. The company raised its fiscal 2026 recurring revenue growth outlook to the higher end of its 5-7% range and reaffirmed its 8-12% adjusted EPS growth guidance, though closed sales fell 43%.
Total revenues rose to $1,589 million from $1,423 million; recurring revenues rose 9% to $977 million.
Diluted EPS was $1.40 versus $0.68; adjusted EPS was $1.51 versus $1.00, up 51%.
FY2026 recurring revenue growth (constant currency) now expected at the higher end of 5-7%; adjusted EPS growth of 8-12% reaffirmed.
Company repurchased $150 million of its shares during the quarter; closed sales fell 43% to $33 million.
Broadridge Financial Solutions entered a $750 million three-year term credit agreement on August 21, 2025, led by JPMorgan Chase Bank, N.A. as administrative agent. The company said proceeds will repay its existing August 17, 2023 term credit agreement and fund general corporate purposes, which refinances existing debt and adds a new $750 million obligation for shareholders to track.
Term loan of $750 million, maturing on the third anniversary of the August 21, 2025 closing date
Loan bears interest at Term SOFR plus 1.250% initially, with step-up or step-down pricing based on ratings
Proceeds repay obligations under the Amended and Restated Term Credit Agreement dated August 17, 2023, and fund general corporate purposes
Loan can be prepaid at any time without premium or penalty, subject to customary breakage provisions
Broadridge reported fiscal 2025 results with diluted EPS up 21% to $7.10 and Adjusted EPS up 11% to $8.55, on recurring revenue growth of 7%. The Board also raised the annual dividend 11% to $3.90 per share and issued fiscal 2026 guidance calling for 8-12% Adjusted EPS growth.
Fiscal 2025 total revenues rose 6% to $6,889 million; diluted EPS was $7.10, up 21% from $5.86.
Fourth-quarter diluted EPS was $3.16, up 16%, while Adjusted EPS was $3.55, up 1%.
Fiscal 2026 guidance: 5-7% recurring revenue growth in constant currency and 8-12% Adjusted EPS growth.
Quarterly dividend of $0.975 per share is payable October 2, 2025, to holders of record on September 11, 2025.
Broadridge reported third-quarter fiscal 2025 results for the period ended March 31, 2025, with total revenues up 5% to $1,812 million and diluted EPS up 15% to $2.05. The company reaffirmed its recurring revenue growth and Adjusted EPS guidance but lowered its fiscal 2025 closed sales guidance to $240-300 million from $290-330 million, which shareholders should weigh alongside the stronger profit figures.
Recurring revenues rose 7% to $1,204 million; constant currency growth was 8%
Diluted EPS rose 15% to $2.05 and Adjusted EPS rose 9% to $2.44 versus the prior-year quarter
FY25 guidance reaffirmed: 6-8% recurring revenue growth constant currency and Adjusted EPS growth at the middle of the 8-12% range
FY25 closed sales guidance lowered to $240-300 million from $290-330 million
Broadridge reported second-quarter fiscal 2025 results for the period ended December 31, 2024, with total revenues up 13% to $1,589 million and diluted EPS up 103% to $1.20. The company reaffirmed its fiscal 2025 guidance, including 6-8% constant-currency recurring revenue growth, 8-12% adjusted EPS growth, and closed sales of $290-$330 million, which keeps the outlook unchanged for shareholders.
Total revenues rose 13% to $1,589 million from $1,405 million; operating income rose 69% to $211 million.
Adjusted EPS rose 70% to $1.56 from $0.92; diluted EPS rose to $1.20 from $0.59.
Recurring revenues rose 9% to $980 million; event-driven revenues rose 126% to $125 million.
FY25 guidance was unchanged, including 6-8% recurring revenue growth constant currency and closed sales of $290-$330 million.
Broadridge's Board appointed Ashima Ghei as Corporate Vice President and Chief Financial Officer, effective immediately, and she will serve as principal financial and accounting officer. Ghei has been Interim CFO since July 1, 2024, and previously ran the CFO function for the company's Investor Communications Solutions business. The filing sets her base salary at $600,000 and her annual equity targets at $850,000 each in performance-based RSUs and stock options.
Ashima Ghei appointed CFO effective immediately, succeeding her role as Interim CFO held since July 1, 2024
Annual base salary of $600,000 with a target cash incentive of 100% of base salary
Annual equity targets of $850,000 in performance-based restricted stock units vesting in 2028 and $850,000 in stock options, starting calendar year 2025
Ghei joined Broadridge in January 2022 and previously spent 18 years at American Express
Broadridge Financial Solutions entered an amended and restated credit agreement on December 11, 2024, providing $1.5 billion of senior unsecured revolving credit, replacing its April 23, 2021 facility. The five-year agreement adds capacity for borrowing and can be expanded by up to $500.0 million, which gives the company a larger committed credit line, though it also carries covenants and a leverage ratio limit.
Facilities total $1.5 billion: a $1.0 billion US Dollar tranche and multicurrency tranches totaling $500.0 million
Five-year term; commitments replace those under the April 23, 2021 credit agreement
Revolving loans initially priced at Adjusted Term SOFR plus 1.00% per annum, with a 0.125% facility fee, both subject to ratings-based adjustments
Agreement permits up to $500.0 million of additional revolving commitments and may be prepaid without premium or penalty
Broadridge reported first-quarter fiscal 2025 results ended September 30, 2024, with total revenues down 1% to $1,423 million and diluted EPS down 11% to $0.68, while recurring revenues rose 3% to $900 million. The company raised its fiscal 2025 recurring revenue growth guidance to 6-8% constant currency from 5-7%, and reaffirmed 8-12% adjusted EPS growth, citing the recently closed SIS acquisition.
Total revenues decreased 1% to $1,423 million; operating income fell 9% to $134 million
Diluted EPS was $0.68 versus $0.76; adjusted EPS was $1.00 versus $1.09, down 8%
Fiscal 2025 recurring revenue growth guidance raised to 6-8% constant currency from 5-7%; adjusted EPS growth guidance of 8-12% unchanged
Acquisition of Kyndryl's SIS business completed November 1, 2024, for approximately $185 million
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