AI filing briefs

Western Asset Mortgage Opportunity Fund Inc. (DMO)

DMO 8-K filings in 2017

Every material Form 8-K Western Asset Mortgage Opportunity Fund Inc. filed with the SEC in 2017, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.

Briefs in 201713 on record in all
Latest filing in 2017Aug 16, 2017other
High impact (4-5)0of 1 brief
ToneNeutral1
Aug 16, 6:05 PM ET

Western Asset Mortgage Defined Opportunity Fund replaces KPMG with PricewaterhouseCoopers

Neutral other Written later 4.01

On August 14, 2017, KPMG LLP resigned as the independent auditor of Western Asset Mortgage Defined Opportunity Fund Inc. (DMO) at the Fund's request, and the Board approved PricewaterhouseCoopers LLP as its replacement for the fiscal year ending December 31, 2017. The filing states there were no disagreements with KPMG and no reportable events, and that the selection does not reflect dissatisfaction with KPMG's performance, so the change appears administrative.

  • KPMG resigned as auditor on August 14, 2017, at the Fund's request.
  • Board approved PricewaterhouseCoopers on August 10, 2017, effective August 14, 2017, for fiscal 2017.
  • KPMG's reports for 2016 and 2015 contained no adverse opinion, disclaimer, or qualification.
  • The filing reports no disagreements with KPMG and no reportable events through August 14, 2017.
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Only material 8-Ks get a brief: results, deals, executive changes, restructuring, impairments, delisting notices, restatements, cybersecurity incidents and other disclosed events. Routine filings (vote results, exhibits only) are skipped. Every Western Asset Mortgage Opportunity Fund Inc. filing is on SEC EDGAR ↗. 8-K briefs of other companies →