ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)
EMO 8-K filings, explained
Every material Form 8-K ClearBridge Energy Midstream Opportunity Fund Inc. has filed with the SEC since July 22, 2015, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.
The fund's board, through a January 2, 2019 press release, announced that Nisha Kumar was appointed as a director of the fund and other closed-end funds advised by Legg Mason Partners Fund Advisors, effective January 1, 2019. Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018. The changes are board administration and do not involve fund results or financial terms in the filing.
Nisha Kumar appointed director effective January 1, 2019, and will sit on the Audit, Nominating, Compensation, Pricing and Valuation Committees
Dr. Riordan Roett and Leslie H. Gelb retired as directors effective December 31, 2018
Kumar was Managing Director and CFO and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011, and CFO of AOL LLC from 2007 to 2009
KPMG resigned as the independent auditor of ClearBridge Energy MLP Opportunity Fund Inc. (EMO) on August 14, 2017, at the Fund's request, and PricewaterhouseCoopers LLP was engaged for the fiscal year ending November 30, 2017. The filing states that KPMG's prior audit reports contained no adverse opinion, disclaimer, or qualification, and that there were no disagreements or reportable events with KPMG.
KPMG resigned on August 14, 2017, at the Fund's request.
The Board approved PricewaterhouseCoopers LLP on August 10, 2017, effective August 14, 2017, for the fiscal year ending November 30, 2017.
KPMG's reports for fiscal years ended November 30, 2016 and 2015 had no adverse opinion, disclaimer, or qualification.
KPMG's letter dated August 16, 2017 is filed as Exhibit 16.1.
The fund said Jane Trust will become director/trustee, chairman, chief executive officer and president of certain closed-end funds advised by Legg Mason Partners Fund Advisors, LLC, effective August 1, 2015. Kenneth D. Fuller resigns from the same roles effective July 31, 2015, so the leadership change takes effect in a single transition.
Jane Trust is appointed director/trustee, chairman, chief executive officer and president effective August 1, 2015.
Kenneth D. Fuller resigns as chairman, director/trustee, chief executive officer and president effective July 31, 2015.
Trust is a Managing Director of Legg Mason & Co., LLC, a Senior Vice President of the fund's investment manager, and has been with the Legg Mason family for almost 27 years.
The changes apply to multiple closed-end funds advised by Legg Mason Partners Fund Advisors, including ClearBridge Energy MLP Opportunity Fund (NYSE: EMO).
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Only material 8-Ks get a brief: results, deals, executive changes, restructuring, impairments, delisting notices, restatements, cybersecurity incidents and other disclosed events. Routine filings (vote results, exhibits only) are skipped. Every ClearBridge Energy Midstream Opportunity Fund Inc. filing is on SEC EDGAR ↗. 8-K briefs of other companies →