Every material Form 8-K EAGLE CAPITAL GROWTH FUND, INC. has filed with the SEC since April 16, 2021, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.
Eagle Capital Growth Fund, Inc. reported a change in its independent auditor under Item 4.01 of Form 8-K. The filing includes a December 5, 2022 letter from Plante & Moran, PLLC, which says the firm agrees with the Item 4.01 statements about it and has no basis to agree or disagree with the rest of the disclosure. The filing does not include the Item 4.01 text itself, so the reason for the change is not stated here.
Form 8-K dated and filed December 5, 2022, citing Item 4.01 (Auditor Change) and Item 9.01 (Financial Statements and Exhibits)
Exhibit 99.1 is a letter from Plante & Moran, PLLC, Grand Rapids, MI, dated December 5, 2022, addressed to the SEC
Plante & Moran states it agrees with the Item 4.01 statements about the firm and has no basis to agree or disagree with other statements
Report signed by Luke E. Sims, President and Chief Executive Officer
Eagle Capital Growth Fund's board unanimously elected Anne M. Nichols, CFA, as a director on August 19, 2021, with a term expiring at the 2024 Annual Meeting of Shareholders. The board also replaced the fund's existing stock repurchase authority with a new plan allowing management to repurchase up to 1,000,000 shares in the open market or otherwise, at prices reasonably related to the prevailing market price.
Anne M. Nichols, CFA, is a Managing Director of Fern Capital, Inc. and was elected a Class II director.
Her term expires at the Fund's 2024 Annual Meeting of Shareholders.
New repurchase plan authorizes buybacks of up to 1,000,000 shares, replacing the prior authority.
The filing does not state the prior repurchase authority size.
On April 15, 2021, the Board of Eagle Capital Growth Fund, Inc. voted to add Jason W. Allen as a Class I director, effective immediately, with a term expiring at the Fund's Annual Meeting in April 2023. Director Peggy L. Schmeltz retired from the Board as of the Fund's recent Annual Meeting, after serving as a director since the Fund's inception in 1989. The filing reports no financial figures; the change concerns Board composition.
Jason W. Allen added to the Board, effective immediately, by vote on April 15, 2021
Allen is a Class I director; his term expires at the Annual Meeting in April 2023
Peggy L. Schmeltz retired from the Board as of the recent Annual Meeting; she had served since 1989
Allen is a partner at Foley & Lardner LLP in Milwaukee, focusing on corporate law, M&A and capital markets
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Only material 8-Ks get a brief: results, deals, executive changes, restructuring, impairments, delisting notices, restatements, cybersecurity incidents and other disclosed events. Routine filings (vote results, exhibits only) are skipped. Every EAGLE CAPITAL GROWTH FUND, INC. filing is on SEC EDGAR ↗. 8-K briefs of other companies →