Every material Form 8-K Nuveen Mortgage & Income Fund/MA/ has filed with the SEC since March 01, 2024, read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). Newest first; each brief links to its own page and to the filing on SEC.gov.
Following the merger of Teachers Advisors, LLC into Nuveen Asset Management, LLC, the fund's board approved a sub-advisory agreement under which NAM replaces TAL as sub-adviser effective August 1, 2026. The filing says the terms are substantially similar to the prior agreement, with no change in fees, portfolio management team, investment objective, policies, strategies or risks, so the change is administrative for shareholders.
Merger of TAL into NAM completed as of close of business on July 31, 2026
New amended and restated sub-advisory agreement between NFAL and NAM effective August 1, 2026
No change in the fee paid by the Fund to NFAL or the fee paid by NFAL to NAM
No changes to the portfolio management team, investment objective, principal strategies or principal risks
Nuveen Mortgage and Income Fund's board adopted amended and restated by-laws on February 28, 2024 that eliminate the fund's previously suspended "control share" provisions. The filing says the change is otherwise identical to the prior by-laws, so it is an administrative governance update.
Control share provisions were suspended as of February 24, 2022 and are now eliminated.
Board of Trustees adopted the amended and restated by-laws on February 28, 2024.
Amended by-laws are filed as Exhibit 3.1; the filing states no other changes.
Effective March 1, 2024, the Fund changed its investment policies to give it more flexibility in securitized credit. The core mortgage-backed securities requirement drops from 65% to 50% of Managed Assets, while a new 80% policy covers mortgage-related and other income-producing assets, and the limits on futures and short selling are removed.
Minimum MBS allocation lowered from at least 65% to at least 50% of Managed Assets
Non-mortgage ABS allowance raised from up to 35% to up to 50% of Managed Assets
New policy requires at least 80% of Assets in mortgage-related and other income-producing securities
Limits on futures contracts and short sales eliminated; catastrophe bond limit of up to 5% unchanged
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Only material 8-Ks get a brief: results, deals, executive changes, restructuring, impairments, delisting notices, restatements, cybersecurity incidents and other disclosed events. Routine filings (vote results, exhibits only) are skipped. Every Nuveen Mortgage & Income Fund/MA/ filing is on SEC EDGAR ↗. 8-K briefs of other companies →