2 material Form 8-K filings that 2 companies we cover made with the SEC in June 2015, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). All of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
The fund's investment adviser, Flaherty & Crumrine Incorporated, said portfolio manager Robert M. Ettinger will leave his role effective June 30, 2015, due to his impending retirement. The other three portfolio managers, R. Eric Chadwick, Bradford S. Stone and Donald Crumrine, will continue to manage the fund, so the management team remains in place apart from this change.
Robert M. Ettinger stops serving as a portfolio manager effective June 30, 2015
Reason given: his impending retirement
R. Eric Chadwick, Bradford S. Stone and Donald Crumrine continue as portfolio managers
Flaherty & Crumrine Incorporated, the fund's investment adviser, said portfolio manager Robert M. Ettinger will no longer serve the fund effective June 30, 2015, due to his impending retirement. Three other portfolio managers will continue to run the fund, so the change is a personnel update rather than a change in management team.
Robert M. Ettinger stops serving as a portfolio manager effective June 30, 2015, due to his impending retirement
R. Eric Chadwick, Bradford S. Stone and Donald Crumrine will continue as portfolio managers
The filing was made June 4, 2015 under Item 8.01 (Other Events)
Briefs are written by AI from the filing text and can contain mistakes — open the filing before acting on anything. Impact (1-5) and tone are the AI's reading of the filing for shareholders, not a price forecast. Not investment advice.
Briefs marked “Written later” were written in November 2026 for filings that were by then more than three weeks old, so months before mid-October 2026 hold a selection: every material 8-K of the past year for the 100 largest companies we cover and the last 15 important 8-Ks of every other one. Briefs the number check holds back are not shown or counted. Also: the last 45 days, briefs by company, A–Z and the live SEC filings wire.