3,560 material Form 8-K filings that 2,489 companies we cover made with the SEC in October 2026, each read and summarized by AI: what happened, the key figures, whether it reads positive or negative for shareholders, and how big a deal it is (impact 1-5). 2,508 of them were written later, when past filings were added: a selection, not every 8-K of the month (see the note below).
On October 28, 2026, JELD-WEN Holding announced that JELD-WEN, Inc. launched an exchange offer and consent solicitation for its $400,000,000 of 4.875% senior notes due 2027, offering new first lien senior secured notes due 2031 and up to $410.2 million of new money. The filing says the deal would remove substantially all restrictive covenants in the old notes and subordinate existing term loans to the new notes, and that the company's forward-looking statements cite risks including its ability to continue as a going concern if the transactions are not completed. For shareholders, the transaction reshapes the company's debt structure on terms that include a higher interest rate and reduced lender protections.
Early Exchange Time is 5:00 p.m. New York time on November 10, 2026; the offer expires November 27, 2026, unless extended.
Early exchange consideration is $1,000 of new notes per $1,000 of old notes for New Money Participants and $880 for all participants; non-participants in the new money offer receive $930.
New notes bear interest at 10.500% per year payable in cash, or 11.500% per year under an alternative structure with at least 9.000% payable in cash.
About 94.5% of old notes and about 72.2% of term loans are held by parties to the commitment letter that supports the transactions.
California Water Service Group reported third-quarter 2026 net income of $65.4 million and diluted EPS of $1.05, up from $61.2 million and $1.03 a year earlier. Revenue rose 6.7% to $332.2 million, while operating expenses rose 3.7% to $249.5 million, and the company said it expects to close its Nevada and Oregon acquisitions in the fourth quarter.
Q3 2026 net income of $65.4 million and diluted EPS of $1.05, compared with $61.2 million and $1.03 in Q3 2025
Q3 2026 revenue of $332.2 million, up $21.0 million or 6.7%; operating expenses rose 3.7% to $249.5 million
Nine-month 2026 net income of $125.9 million, or $2.07 per diluted share, versus $1.96 a year earlier
Company expects to close Nevada and Oregon acquisitions in Q4 2026 and to issue $125.0 million in notes and $150.0 million in bonds by December 31, 2026
Ares Management reported third-quarter 2026 results, with GAAP net income attributable to the company down sharply from a year earlier while its fee-based and realized measures grew. The company also declared a $1.35 per share quarterly dividend, and its CFO said Ares expects to meet or exceed its key 2026 financial objectives.
GAAP net income attributable to Ares Management was $85.3 million, or $0.21 per share, versus $288.9 million, or $1.15 per share, a year earlier.
After-tax Realized Income rose 6% to $449.6 million, or $1.26 per share, and Fee Related Earnings rose 11% to $524.2 million.
Ares raised more than $31 billion in gross capital commitments and said it continues to expect another record fundraising year.
Quarterly dividend of $1.35 per share is payable December 31, 2026, to holders of record on December 17, 2026.
Pilgrim's Pride furnished an overview of its third-quarter 2026 results, to be referenced on its October 29, 2026 earnings call. Net revenue fell slightly year over year, while net income, EPS and adjusted EBITDA dropped sharply, with the company citing lower commodity market pricing and higher grain costs.
Q3 2026 net income was $116.3 million, versus $343.1 million in Q3 2025; EPS was $0.49, versus $1.44.
Q3 2026 net revenue was $4.65 billion, versus $4.76 billion a year earlier.
Adjusted EBITDA was $316.3 million (6.8% margin), versus $633.1 million (13.3% margin) in Q3 2025.
Nine-month 2026 net income was $231.0 million, versus $995.4 million for the same period of 2025.
Pilgrim's Pride reported third quarter 2026 results with net sales of $4.7 billion, down 2.2% from a year earlier, and GAAP EPS of $0.49 versus $1.44. The company said lower U.S. commodity cutout values and higher supply pressured chicken pricing, while Adjusted EBITDA fell 50% to $316.3 million, which matters to shareholders because core profitability declined sharply.
Net income was $116.3 million versus $343.1 million in the same quarter of 2025.
Adjusted EBITDA was $316.3 million, a 6.8% margin, versus $633.1 million and 13.3% a year earlier.
Net leverage ratio was 1.76x Adjusted EBITDA, below the company's target range of 2x to 3x.
A conference call is scheduled for October 29, 2026 at 7 a.m. MT (9 a.m. ET).
KBR reported fiscal third-quarter 2026 results on October 29, 2026, with revenue of $2.0 billion, up 5%, and net income attributable to KBR of $133 million, up 16%. Diluted EPS rose 18% to $1.06, though operating income fell 3% to $186 million on higher spin-off costs. KBR reaffirmed its full-year fiscal 2026 guidance and said the spin-off of Mission Technology Solutions, to be renamed Trinzic, is targeted for January 4, 2027.
Revenue of $2.0 billion, up 5%; Sustainable Technology Solutions revenue rose 26% to $762 million while Mission Technology Solutions fell 5% to $1.3 billion
Operating income of $186 million, down 3%, as spin-off costs rose; adjusted EBITDA of $268 million, up 12%
Adjusted EPS of $1.12, up 10%
Full-year fiscal 2026 guidance reaffirmed: revenue $7.90 billion to $8.36 billion and adjusted EPS $3.87 to $4.22; Investor Days set for November 11 and 12, 2026
News Corp filed daily buyback notices with the Australian Securities Exchange for purchases made on October 28, 2026, under its repurchase program. The program authorizes up to $1 billion of Class A and Class B shares, and the filing states about $557.8 million has been purchased to date. The filing is a routine disclosure of ongoing repurchases that reduce the share count, but it does not change the company's results or outlook.
Class A: 58,482 shares bought on October 28, 2026 for US$1,759,512.84 in total consideration
Class B: 25,457 shares bought on October 28, 2026 for US$838,785.24 in total consideration
Approximately US$557,793,679 purchased to date under the program, based on total consideration paid
Program authorizes up to US$1 billion of Nasdaq-listed Class A and Class B common stock
At its October 27, 2026 annual meeting, Synaptics stockholders approved an amended and restated 2019 Equity and Incentive Compensation Plan that adds 1,000,000 authorized shares, and they elected all eight director nominees and ratified KPMG LLP as auditor. The equity plan is the only proposal in the filing with a meaningful number of votes against, which matters to shareholders because it increases the shares available for compensation awards.
Proposal Three, the 2019 Plan amendment, received 21,519,926 votes for and 8,966,641 against, with 40,693 abstentions and 5,609,594 broker non-votes.
All eight directors were elected to serve until the 2027 annual meeting; Patricia Kummrow received 28,113,898 votes for and 2,379,365 against.
Stockholders ratified KPMG LLP as independent auditor for the fiscal year ending June 27, 2026, with 35,640,914 votes for.
Stockholders approved, on a non-binding advisory basis, the compensation of named executive officers for fiscal 2026 with 29,665,399 votes for.
Patterson-UTI reported third-quarter 2026 revenue of $1.3 billion, up 9% from the prior quarter, and net income attributable to common stockholders of $28 million, or $0.07 per diluted share, compared with a loss of $36 million in the same quarter of 2025. The company also declared a $0.10 quarterly dividend and gave fourth-quarter adjusted gross profit targets for its drilling and completion segments, with Drilling Products expected to decline.
Q3 2026 revenue of $1.3 billion, up 9% sequentially; Q3 2026 Adjusted EBITDA of $264 million
Net income attributable to common stockholders of $28 million ($0.07 per diluted share) versus a $20 million loss in Q2 2026
Q4 2026 outlook: Drilling Services adjusted gross profit of $150 million and Completion Services of $140 million; Drilling Products expected to fall 5-10% sequentially
Declared a $0.10 per share dividend payable December 15, 2026 to holders of record as of December 1, 2026
Hippo reported third-quarter 2026 revenue of $156 million, up 29% from a year earlier, and adjusted net income of $20 million, or $0.74 per diluted share. GAAP net income fell to $9 million from $98 million, which included a $95 million gain on a business sale in the prior-year quarter. The company raised its full-year 2026 adjusted net income guidance to $77 million to $80 million from $62 million to $70 million.
Q3 2026 revenue was $156 million, up from $120.6 million in Q3 2025; gross written premium rose 60.1% to $498 million.
GAAP net income was $9 million, or $0.33 per diluted share, versus $98 million in Q3 2025, which included a $95 million gain on sale of a business.
Adjusted net income was $20 million, or $0.74 per diluted share, compared with $18.3 million, or $0.70, a year earlier.
Full-year 2026 guidance: adjusted net income raised to $77 million to $80 million from $62 million to $70 million; combined ratio improved to 97% to 98% from 99% to 101%.
Forestar Group's Executive Chairman, Donald J. Tomnitz, will retire effective October 31, 2026, and CEO Anthony W. Oxley will also serve as Executive Chairman from November 1, 2026. Tomnitz will provide advisory services through September 30, 2028 under a monthly fee of $41,667, and the filing also adds director Stacey H. Dwyer and notes that Samuel R. Fuller will not stand for re-election in 2027.
Donald J. Tomnitz retires as Executive Chairman effective October 31, 2026; he had served in the role since October 2017
Anthony W. Oxley, President and CEO, becomes Executive Chairman effective November 1, 2026, a role designated by D.R. Horton, Inc.
Tomnitz's advisory agreement runs through September 30, 2028 at $41,667 per month, with his RSUs and PSUs continuing to vest
Stacey H. Dwyer joins the Board effective November 1, 2026, and Samuel R. Fuller will not be nominated for re-election at the 2027 Annual Meeting
Titan International reported third-quarter 2026 results with continuing-operations net sales of $335.2 million, down from $357.3 million a year earlier, and a net loss attributable to Titan of $42.7 million, or $0.66 per share, which included a $38.5 million loss on the sale of discontinued operations. The company also updated its fourth-quarter and full-year 2026 guidance, which includes the pending sale of its ITM undercarriage business expected to close in January 2027.
Q3 2026 continuing-operations net sales were $335.2 million, down 6.2% from $357.3 million in Q3 2025.
Net loss attributable to Titan and common shareholders was $42.7 million ($0.66 per share), compared with a $2.3 million loss a year earlier.
Adjusted EBITDA from continuing operations was $16.4 million, versus $20.3 million in the prior-year quarter.
Q4 2026 sales guidance is $410 million to $430 million; full-year 2026 sales guidance is $1.85 billion to $1.87 billion, with Adjusted EBITDA of $91 million to $101 million including ITM.
Evolution Metals & Technologies (EMAT) said it submitted a capability statement to the U.S. Army's Sources Sought notice for rare earth magnets used in small drone motors. The notice is a market research request that does not commit the Army to any purchase, so the filing reports a submission rather than a contract award.
Submitted a capability statement on October 28, 2026, in response to the Army Contracting Command Sources Sought notice
The company says it commercially produces N42SH, one of the two grades the Army specified, at its Pohang, Korea facility
Plans to expand annual magnet capacity in Pohang from approximately 1,000 metric tons to approximately 10,000 metric tons, pending installation of ULVAC equipment
The Army notice states it is for planning purposes only and does not commit the Government to contract for any supply
EON Resources reported second-quarter 2026 results on October 23, 2026. Reported revenue rose 40% year over year to $6.49 million, and the net loss narrowed to $692,584 from $2,955,849. The filing also discloses that the 2025 10-K and first-quarter 10-Q were filed late, and that NYSE American extended the company's cure deadline to November 23, 2026.
Reported revenue was $6.49 million versus $4.63 million a year earlier, including non-cash derivative effects of $2.16 million.
Revenue excluding non-cash derivative effects rose 7.3% to $4.33 million from $4.03 million.
Interest expense fell to $176,000 from $1.65 million a year earlier after senior debt retirement in September 2025.
NYSE American extended the cure deadline from October 15, 2026 to November 23, 2026; the company says it has met the filing deadlines.
HIVE's subsidiary BUZZ Alpha Cloud entered into an approximately $129 million Loan and Security Agreement with an institutional lender to buy NVIDIA GB200 GPUs for a previously announced sovereign AI customer contract with Cohere. The loan is debt secured by the GPUs, carries a fixed 9.0% rate over three years, and issues no common shares, so existing shareholders are not diluted by it.
Facility of approximately $129 million at a fixed 9.0% annual rate over a three-year term, with principal and interest amortizing
Proceeds fund a GB200 NVL72 GPU cluster, described as a $165 million purchase, for the Cohere contract announced June 18, 2026
The company describes the loan as about 80% loan-to-cost; BUZZ HPC gives only a limited recourse guarantee and pledges its equity in the borrower
Delivery of the GB200 GPUs is expected toward the end of Q4 2026
Southside Bancshares reported third-quarter 2026 net income of $28.0 million, or $0.93 per diluted share, up from $4.9 million, or $0.16, a year earlier. The comparison is distorted by a $24.4 million loss on the sale of securities in the third quarter of 2025, and the company cited higher net interest income and a higher net interest margin as further drivers.
Q3 net income $28.0 million vs. $4.9 million in Q3 2025; diluted EPS $0.93 vs. $0.16
Net interest income $60.3 million, up 8.2% year over year; net interest margin 2.92%, up 12 basis points from the prior quarter
Deposits fell 13.6% year over year to $6.01 billion; nonperforming assets were $15.8 million, or 0.18% of total assets
Third-quarter cash dividend of $0.37 per share was paid September 3, 2026; no shares were repurchased in the quarter
Enterprise Products Partners reported third-quarter 2026 results, with net income attributable to common unitholders of $1.6 billion, or $0.75 per diluted common unit, compared with $0.61 a year earlier. Operational distributable cash flow rose 27% to $2.3 billion, covering the quarter's distribution 1.9 times, which matters to unitholders because it supports the distribution and the retained cash funds growth, buybacks and debt reduction.
Net income attributable to common unitholders: $1.6 billion, $0.75 per diluted common unit, up 21%
Revenues: $17.9 billion for the quarter, compared with $12.0 billion a year earlier
Operational DCF: $2.3 billion, 1.9 times coverage of distributions declared; $1.1 billion retained
Distributions declared: $0.56 per common unit, up 2.8%; common unit buybacks of $112 million in the quarter
DXP Enterprises' Board authorized a new program to repurchase up to $150.0 million or 1.0 million shares of common stock over the next 24 months, at management's discretion. The new program follows a previous $85.0 million or 2.5 million share program that concluded in August 2026, and the company may discontinue it at any time.
Up to $150.0 million or 1.0 million shares may be repurchased over the next 24 months
Previous program authorized up to $85.0 million or 2.5 million shares and concluded in August 2026
Approximately 16.4 million diluted weighted average shares outstanding as of June 30, 2026
Repurchases may occur in open market or privately negotiated transactions; no guarantee of exact amount
Xcel Energy reported third-quarter 2026 GAAP earnings of $960 million, or $1.52 per share, up from $524 million, or $0.88 per share, in the third quarter of 2025. The company narrowed its full-year 2026 ongoing earnings per share guidance to a range of $4.10 to $4.16 and initiated 2027 ongoing EPS guidance at $4.48 to $4.62.
Third-quarter 2026 diluted GAAP and ongoing earnings per share were $1.52, compared with GAAP earnings of $0.88 and ongoing earnings of $1.24 in Q3 2025.
Xcel Energy narrowed its 2026 ongoing earnings per share guidance to $4.10 to $4.16.
The company initiated its 2027 ongoing earnings per share guidance of $4.48 to $4.62.
Base capital expenditures for 2027 through 2031 are projected to total $70,000 million.
TechPrecision's subsidiary Ranor and affiliated borrowers signed a sixteenth amendment to their Beacon Bank & Trust loan agreement, extending the maturity of the $4,500,000 revolving line of credit from October 16, 2026 to November 30, 2026. The amendment was effective October 16, 2026, and the filing describes it as a routine extension of an existing facility, with no change to the loan amount disclosed.
Revolver Loan maximum principal amount: $4,500,000
Maturity extended from October 16, 2026 to November 30, 2026
Amendment signed October 22, 2026, effective as of October 16, 2026
Cactus, Inc. (NYSE: WHD) reported third quarter 2026 revenue of $430.9 million, down from $449.5 million in the second quarter but up from $264.0 million a year earlier. Net income rose to $74.1 million and diluted earnings per Class A share were $0.87, compared with $0.60 a year earlier, and the company expects fourth quarter consolidated revenue to modestly increase.
Q3 2026 revenue $430.9 million vs. $449.5 million in Q2 2026 and $264.0 million in Q3 2025
Net income $74.1 million; diluted EPS $0.87; adjusted diluted EPS $0.96 vs. $0.93 in Q2 2026
Cash of $354.2 million and no bank debt as of September 30, 2026; quarterly dividend of $0.15 per Class A share payable December 17, 2026
Board approved a Middle East Spoolable Technologies manufacturing facility, expected to commence operations in 2029
S&T Bancorp's board approved a quarterly cash dividend of $0.38 per share on October 28, 2026, up $0.01 from the prior quarter and up $0.02 from the same period a year earlier. For shareholders, this is a higher regular cash payout, with the filing citing an annualized yield of 3.00 percent based on the October 27, 2026 closing price of $50.59.
Quarterly cash dividend of $0.38 per share, up $0.01 or 2.70 percent from $0.37 in the prior quarter
Up $0.02 or 5.56 percent from $0.36 in the same period last year
Payable November 27, 2026 to shareholders of record on November 12, 2026
Star Equity Holdings, Inc. completed the acquisition of PD Machine, LLC, which operates a machine shop in Vernal, Utah, on October 23, 2026. The consideration was $350,000 in cash and 75,000 shares of its 10% Series A Cumulative Perpetual Preferred Stock, subject to adjustments, with a separate real estate purchase still pending for $150,000 in cash and 35,000 preferred shares.
Deal closed October 23, 2026; the target merged into subsidiary Alliance Machine Solutions, Inc.
Cash consideration of $350,000 and 75,000 Series A Preferred shares, with $50,000 and 5,000 shares held in escrow
Separate real estate closing for $150,000 cash and 35,000 Series A Preferred shares, subject to conditions; the company may forgo it if conditions are not met by February 28, 2027
First Breach terminated its Joint Venture Agreement with ideaForge Technology effective October 26, 2026, ending a planned UAV manufacturing and distribution venture. The company has no further obligation to contribute capital, including the $10.0 million first tranche previously due December 31, 2026, and reports no early termination penalties. The same filing announced a successful first test flight of its Long Range Strike drone platform with Hellbender, Inc.
JV Agreement with ideaForge terminated by mutual agreement, effective October 26, 2026
Company had agreed to contribute up to $25.0 million; $10.0 million first tranche due December 31, 2026 is no longer required
No early termination penalties; mutual release of claims between the parties
October 27, 2026 press release: Long Range Strike platform completed initial test flight; prototypes targeted for Q4 2026
DBV Technologies reported a third-quarter 2026 net loss of $64.5 million, up from $33.2 million a year earlier, as research, sales, and administrative spending rose ahead of a potential U.S. launch. The filing states that substantial doubt exists about the company's ability to continue as a going concern, and that its $165.7 million in cash funds operations only into the third quarter of 2027. Shareholders should note that the company says it will need additional capital, with availability and terms uncertain.
Q3 2026 net loss was $64.5 million versus $33.2 million in Q3 2025; net loss per share was $0.14 versus $0.24.
Cash and cash equivalents were $165.7 million as of September 30, 2026, which the company says funds operations into the third quarter of 2027.
The BLA for the VIASKIN Peanut Patch in children aged 4 through 7 was submitted on September 29, 2026, with Priority Review requested; FDA's filing decision is expected in Q4 2026.
The company refreshed its $150 million ATM program and reports a $50 million gross proceeds sale of ADSs to RA Capital Management.
Enerpac Tool Group reported fourth-quarter and full-year fiscal 2026 results and introduced fiscal 2027 guidance. Net sales rose on both a quarterly and annual basis, but GAAP net earnings declined, while adjusted diluted EPS increased for the full year. The guidance includes about 10 months of the SFE Group acquisition, which the company completed on October 28, 2026.
Q4 net sales were $185.7 million, up from $167.5 million (11%), with organic growth of 10%.
Q4 net earnings were $24.4 million ($0.47 diluted EPS) versus $28.1 million ($0.52) a year earlier; adjusted diluted EPS was $0.53 versus $0.52.
Full-year net sales were $652.3 million, up 6%, while full-year net earnings were $89.7 million versus $92.7 million; adjusted diluted EPS was $1.87 versus $1.81.
Fiscal 2027 guidance: net sales of $825 million to $845 million, adjusted EBITDA of $195 million to $205 million, and adjusted diluted EPS of $2.00 to $2.15.
Markel's insurance subsidiaries entered an Adverse Development Cover Agreement with Cavello Bay Reinsurance, a wholly owned subsidiary of Enstar Group Limited, covering $4.8 billion of net reserves on a run-off global reinsurance portfolio and certain exited lines. Markel will pay a $2.4 billion reinsurance premium, settled through a transfer of assets at closing, and the deal is expected to close by the end of the fourth quarter of 2026 subject to regulatory approval. Markel's press release says the net impact on fourth quarter underwriting results is expected to be immaterial.
Subject reserves of $4.8 billion; Markel retains the first $2.6 billion of covered losses, and the reinsurer covers the next $2.3 billion.
Adverse development coverage of $1.2 billion above the $4.8 billion of reserves.
Reinsurance premium of $2.4 billion, with $500 million of transferred assets sent to the reinsurer outright and the balance placed in a trust account.
Closing expected by the end of the fourth quarter of 2026, subject to regulatory approval; the agreement covers losses paid on or after April 1, 2026.
NN, Inc. reported third-quarter 2026 net sales of $131.1 million, up 26.2% from $103.9 million a year earlier, and a GAAP net loss of $4.6 million, narrower than the $6.7 million loss in the same period of 2025. The company raised its full-year 2026 guidance, now calling for net sales of $480 million to $500 million and adjusted EBITDA of $64 million to $68 million, and said it has paid off all of its preferred stock during 2026.
Q3 2026 net sales were $131.1 million, up 26.2% from $103.9 million; loss from operations widened to $3.3 million from $2.2 million.
GAAP net loss was $4.6 million, or $(0.13) per share, versus a $6.7 million loss, or $(0.23) per share, in Q3 2025; the improvement was driven by a Brazil tax ruling gain and higher joint venture income.
Adjusted EBITDA was $18.5 million, up 49.7%, with a 14.1% margin.
2026 guidance raised: net sales of $480 million to $500 million and adjusted EBITDA of $64 million to $68 million; the company will discuss results on an October 29, 2026 call at 9 a.m. ET.
Albany International reported third-quarter 2026 net revenue of $349.5 million, up 34% from $261.4 million a year earlier, and net income attributable to the company of $41.7 million, or $1.46 per diluted share, compared with a net loss of $97.8 million in the prior-year quarter. The company also issued an outlook for the fourth quarter of 2026 with consolidated net revenue of $325 million to $335 million and adjusted EPS of $0.65 to $0.75, and the prior-year comparison was driven by a $147.3 million CH-53K loss reserve adjustment.
Q3 2026 net revenue $349.5 million, up 34% from $261.4 million in Q3 2025
Q3 2026 diluted EPS $1.46 versus a loss of $(3.37) in Q3 2025; adjusted diluted EPS $1.68
Q4 2026 outlook: consolidated net revenue $325 million to $335 million; adjusted EPS $0.65 to $0.75; effective tax rate 29.5% versus prior estimate of 31.5%
Webcast to discuss results at 9:00 a.m. Eastern Time on October 29, 2026
The Hanover Insurance Group reported third-quarter 2026 results, with net income of $172.6 million, or $4.86 per diluted share, down from $178.7 million, or $4.90, a year earlier. Operating income fell to $183.1 million from $185.6 million, but operating EPS rose to $5.15 from $5.09 because the share count declined, and the combined ratio worsened to 92.3% from 91.1% on higher catastrophe losses.
Net income of $172.6 million, or $4.86 per diluted share, versus $178.7 million, or $4.90, in the prior-year quarter
Operating income of $183.1 million, or $5.15 per diluted share, versus $185.6 million, or $5.09
Combined ratio of 92.3% versus 91.1%, with catastrophe losses of $109.7 million, or 6.8 points
Repurchased approximately $86 million of stock in the quarter, totaling $263 million year-to-date through October 26, 2026
Actuate Therapeutics closed an underwritten public offering on October 28, 2026, selling 30,985,900 shares of common stock and warrants for up to 15,492,950 shares, with Newbridge Securities Corporation as sole book-running manager. Net proceeds were approximately $9.96 million, which the company intends to use for working capital and general corporate purposes. The new shares and warrants increase the number of shares outstanding and could dilute existing shareholders.
Offering priced at $0.71 per set of two shares and one Common Warrant, before underwriting discounts and commissions
Common Warrants exercisable at $0.45 per share, immediately upon issuance, expiring five years after issuance
Net proceeds of approximately $9.96 million; the press release had projected gross proceeds of $11.0 million
Underwriter has a 45-day option to buy up to 4,647,885 additional shares and 2,323,942 additional warrant shares
SANUWAVE Health amended its September 25, 2025 credit agreement with JPMorgan Chase Bank, N.A. as administrative agent. Lenders waived any default from the company's fixed charge coverage ratio for the twelve months ending September 30, 2026, which was below the level the agreement requires. The amendment also requires lender written consent for certain acquisitions and equity repurchases and lowers two basket limits, so shareholders face tighter restrictions on the company's financial flexibility.
Lenders waived any default or event of default tied to the fixed charge coverage ratio for the twelve-month period ending September 30, 2026, which was below the required level
Written lender consent is now required for Permitted Acquisitions or Restricted Payments used to repurchase outstanding equity, subject to exceptions in the amendment
Permitted other secured indebtedness and permitted subsidiary investments were each lowered from $500,000 to $250,000
The company agreed to pay a $5,000 amendment fee; the amendment is dated October 28, 2026 and filed as Exhibit 10.1
Antero Resources reported third quarter 2026 results on October 28, 2026, with net income of $367 million, compared with $76 million attributable to the company in the year-ago quarter. Adjusted EBITDAX rose 99% to $634 million, and Adjusted Free Cash Flow was $215 million, while the company bought back 1.6 million shares for about $56 million. Fourth quarter guidance calls for production of about 4.3 Bcfe/d and cash production expense of $2.10 to $2.20 per Mcfe.
Net income was $367 million versus $76 million attributable to Antero in Q3 2025; Adjusted Net Income was $256 million versus $48 million.
Adjusted EBITDAX was $634 million, up 99% from the prior year; cash operating costs fell to $2.05 per Mcfe from $2.44 per Mcfe.
Q4 2026 guidance: production of about 4.3 Bcfe/d and drilling and completion capital of $325 million to $350 million; 2026 D&C budget target is $1.2 billion.
Net debt was $2.78 billion at September 30, 2026, compared with $1.31 billion at September 30, 2025.
Antero Midstream reported third-quarter 2026 results with revenue of $327 million, up from $295 million a year earlier, and diluted EPS of $0.82 versus $0.24. The GAAP profit increase was driven mainly by a $377 million gain on litigation, while Adjusted Net Income rose 4% per share to $134 million. The company raised its 2026 Adjusted Free Cash Flow guidance by $370 million to reflect the litigation proceeds, and it repurchased 1.3 million shares for about $27 million during the quarter.
Net income was $393 million, or $0.82 per diluted share, versus $116 million, or $0.24, a year earlier; the $377 million litigation gain is a one-time item
Adjusted Net Income was $134 million, or $0.28 per diluted share, up 4% per share; Adjusted EBITDA was $291 million, up 3%
2026 Adjusted Free Cash Flow before dividends guidance is $1,125 million to $1,185 million, increased by $370 million
Gathering and compression volumes rose 19% and 17%, and the company repurchased 1.3 million shares for about $27 million in the quarter
CBRE Group and its subsidiary CBRE Services entered an underwriting agreement on October 27, 2026, for the sale of $1 billion in senior notes in two tranches: $500 million of 5.650% notes due 2032 and $500 million of 5.900% notes due 2037. The closing is expected November 5, 2026. The company plans to use the proceeds for general corporate purposes, including repaying commercial paper borrowings and funding its acquisition of Onnec Group Limited, which adds new debt to the balance sheet.
$500 million of 5.650% senior notes due 2032 and $500 million of 5.900% senior notes due 2037
Underwriting agreement dated October 27, 2026; closing expected November 5, 2026
Proceeds for general corporate purposes, including commercial paper repayment and funding the Onnec Group Limited acquisition
NewMarket reported third-quarter 2026 net income of $124.1 million, or $13.50 per share, up from $100.3 million, or $10.67 per share, a year earlier. Management attributed the increase mainly to higher operating profit and a lower effective tax rate, and nine-month net income rose to $375.9 million, or $40.64 per share.
Third-quarter net sales were $716.5 million, compared with $690.3 million in the same quarter of 2025.
Petroleum additives shipments fell 8% in the quarter, while segment operating profit was $130.9 million versus $131.3 million a year earlier.
Specialty materials operating profit was $16.4 million, up from $6.0 million, helped by product mix and the Calca Solutions acquisition completed October 1, 2025.
Net debt to EBITDA was 1.0x; a conference call is set for 3:00 p.m. ET on October 29, 2026.
Quad/Graphics reported third-quarter 2026 net sales of $587 million, roughly flat from $588 million a year earlier, while GAAP net earnings fell to $6 million from $10 million, mainly due to higher restructuring, impairment and transaction-related charges. The company narrowed its full-year Adjusted EBITDA range to $185 million to $195 million and improved its Adjusted Annual Net Sales Change range to a 1% to 3% decline from a 1% to 5% decline, which matters to shareholders because it signals a smaller expected sales drop, though profit guidance is narrower and its midpoint is lower than before.
Q3 2026 net sales were $587 million versus $588 million in Q3 2025; GAAP diluted EPS was $0.11 versus $0.21.
Adjusted diluted EPS rose 13% to $0.35 from $0.31, while Adjusted EBITDA was $51 million versus $53 million.
Updated 2026 guidance: Adjusted Annual Net Sales Change of a 1% to 3% decline (was 1% to 5%); Adjusted EBITDA of $185 million to $195 million (was $175 million to $215 million).
Year-to-date shareholder returns were $23 million, including $15 million of dividends; the next $0.10 quarterly dividend is payable December 4, 2026.
Jaguar Health filed a supplement to its proxy statement for the November 6, 2026 special meeting, disclosing a six-fold increase in shares available under its 2014 Stock Incentive Plan. The adjustment offsets dilution from the Series R Preferred Stock dividend and conversion, and it takes effect after the meeting if stockholders approve Proposal 3. Shareholders should note that the filing does not change the proposals or the board's recommendations.
Share Reserve Adjustment raises 2014 Plan shares to 2,273,154 if Proposal 3 is approved, up from 378,859 proposed in the proxy statement
Without approval, the 2014 Plan would have 4,260 shares available, up from 710 shares, per the filing
Series R Preferred Stock converts to five common shares per preferred share on November 2, 2026
Green Brick Partners reported third-quarter 2026 net income of $59 million, or $1.35 per diluted share, down from $78 million, or $1.77, a year earlier. Homebuilding revenue fell 9.7% to $437 million, and the gross margin narrowed to 28.0% from 32.1% as the average sales price of homes delivered dropped 12.1% and incentives on new orders reached 11%. The company also set a quarterly dividend on its Series A preferred shares, and net new home orders rose 3% to 926.
Q3 2026 net income attributable to the company was $59 million, or $1.35 per diluted share, versus $78 million, or $1.77, in Q3 2025
Homebuilding revenue was $437 million, down 9.7%; average sales price of homes delivered was $446.7 thousand, down 12.1%
Homebuilding gross margin was 28.0%, compared with 32.1% a year earlier; CEO cited incentives of 11% on new orders
Series A preferred dividend of $0.35938 per depositary share is payable December 15, 2026, to holders of record on December 1, 2026
Gain Therapeutics appointed Jeanette Weidner as Vice President, Finance, effective October 28, 2026, and she will also serve as principal financial officer and principal accounting officer. The filing sets out her employment terms, including a $275,000 base salary, a target bonus of 35% of salary, and an option for 130,000 shares, which matter to shareholders because they define the compensation and severance commitments the company is taking on.
Appointment effective October 28, 2026; appointed on October 22, 2026
Annual base salary of $275,000 with an initial target bonus of 35% of base salary
Option to purchase up to 130,000 shares under the 2022 Equity Incentive Plan, vesting over four years
Severance of six months' base salary, or twelve months' base salary plus other benefits if terminated within twelve months after a change of control
GridAI Technologies disclosed that on October 22, 2026, it advanced an additional $1.5 million to Pronghorn Resources, LLC, and Pronghorn issued a Third Amended and Restated Secured Convertible Note in the principal amount of $5 million. The note matures on the earlier of December 31, 2026 or a Change of Control Transaction, and the company may convert part of the balance into a 10% stake in Pronghorn's membership interests after a payment Event of Default.
October 22, 2026: fourth advance of $1.5 million to Pronghorn Resources, LLC
Third A&R Note principal of $5,000,000, maturing on the earlier of December 31, 2026 or a Change of Control Transaction
Interest of 7% per year, payable in cash, accrues after maturity; upon a payment Event of Default, the company may convert into 10% of Pronghorn's fully diluted capitalization
Note is secured by Pronghorn's assets under the Security Agreement, as amended by the Third Amendment dated October 22, 2026
Bank of New York Mellon filed documents establishing and issuing a new Series O Noncumulative Perpetual Preferred Stock, with a liquidation preference of $100,000 per share. The filing also covers an underwriting agreement dated October 19, 2026 for a public offering of 1,250,000 depositary shares, each representing a 1/100th interest in a Series O preferred share. The new terms restrict common dividends and buybacks if preferred dividends are not declared and paid for the last preceding dividend period.
Certificate of Designations filed in Delaware on October 27, 2026, effective upon filing
Underwriting agreement dated October 19, 2026 covers 1,250,000 depositary shares
Series O preferred liquidation preference is $100,000 per share, par value $0.01
Common dividends and repurchases are restricted if Series O preferred dividends are not declared and paid
Four Corners Property Trust reported third-quarter 2026 results, with rental revenue up 13.8% to $75.7 million and AFFO per diluted share up 2.9% to $0.46. Net income attributable to common shareholders was flat at $28.8 million, but diluted EPS fell to $0.26 from $0.28 a year earlier. The company also authorized a $100 million share repurchase program, its first, which matters to shareholders because it signals management views buybacks as a use of capital alongside property acquisitions.
Rental revenue rose 13.8% year over year to $75.7 million; total revenues were $83.7 million versus $74.1 million
Net income attributable to common shareholders was $28.8 million, or $0.26 per diluted share, versus $0.28 a year earlier
AFFO per diluted share was $0.46, up 2.9%; NAREIT FFO per diluted share was $0.43, up 2.4%
Board authorized a share repurchase program of up to $100 million; the company acquired 120 properties for $326.3 million in the quarter
On October 23, 2026, Milestone Pharmaceuticals received a Nasdaq notice that its common shares fell below the $1.00 minimum bid price for 30 consecutive business days. The company has until April 21, 2027 to regain compliance, and Nasdaq says the notice has no present impact on the listing, though failure to comply could lead to delisting.
Nasdaq notice dated October 23, 2026 cites Listing Rule 5450(a)(1) for the $1.00 minimum bid price.
Compliance period runs 180 calendar days, until April 21, 2027, requiring a closing bid of $1.00 or more for at least 10 consecutive business days.
If not compliant, the company may seek a transfer to the Nasdaq Capital Market, which requires a $5,000 application fee, or pursue a reverse stock split.
The filing states there can be no assurance the shares will remain listed.
BRC Group Holdings said its Merger Sub, an indirect wholly owned subsidiary, merged into B. Riley Securities Holdings, Inc. (BRSH) on October 22, 2026, under a short-form merger after owning more than 90% of BRSH's common stock. Shares not held by Merger Sub were converted into the right to receive $8.88 in cash, and BRSH restricted stock awards were replaced with BRC restricted stock awards at twice the share count. The filing also states that Andy Moore's BRSH award was replaced with a substitute award covering 374,720 BRC shares.
Short-form merger effective October 22, 2026, with BRSH surviving as the entity
Shares of BRSH common stock not held by Merger Sub converted into $8.88 cash per share, without interest
Each BRSH restricted stock award replaced by a BRC award covering two times the BRSH share count, rounded down
Andy Moore, CEO of B. Riley Securities and a BRSH director, received a substitute award for 374,720 BRC shares
Tronox Holdings plc's Board approved the appointment of Yasser Al-Daajani as a director effective October 27, 2026, nominated by Cristal International Holdings B.V. under a 2019 Shareholders Agreement. He is Executive Vice President, Petrochemicals at Tasnee, and will receive standard non-employee director pay. The filing reports no financial results, so the change is a board composition update rather than a change in company performance.
Board approved appointment on October 27, 2026; nominated by Cristal under the Shareholders Agreement dated April 10, 2019
Al-Daajani has served as Executive Vice President, Petrochemicals at Tasnee since June 2025
Annual cash retainer of $100,000, paid quarterly in arrears, plus restricted share units with a fair market value of $150,000 per year
Liberty Latin America announced it will report its third quarter 2026 results on Wednesday, November 4, 2026, after the NASDAQ market close, with an investor call the following day at 9:00 a.m. Eastern Time. The filing is a scheduling notice and contains no financial results, so it gives shareholders no new performance figures.
Third quarter 2026 results release set for Wednesday, November 4, 2026, after NASDAQ market close
Investor call to begin the following day, November 5, 2026, at 9:00 a.m. Eastern Time
Webcast and investor presentation to be posted in the Investor Relations section of the company website
Power REIT adjourned its 2026 Annual Meeting to November 10, 2026 because it had not received enough votes to approve Proposal 3, which requires a majority of all common shares outstanding. The Board has said that if the Series A Preferred Stock overhang cannot be addressed, delisting from the NYSE American and deregistration under the Exchange Act become likely, which would affect shareholders' trading liquidity and access to public reporting.
The adjourned meeting is set for November 10, 2026 at 10:30 a.m. Eastern time at 477 Madison Avenue, New York, New York.
Proposal 3 requires a majority of all common shares outstanding on the September 11, 2026 record date, so unvoted shares count as votes against.
The Board has disclosed that delisting from the NYSE American and deregistration become likely if the Series A Preferred Stock overhang is not resolved.
On October 28, 2026, Liberty Capital's subsidiary GCI, LLC entered Amendment No. 3 to its credit agreement, adding a $270 million senior secured term A loan maturing October 28, 2031. GCI used the loan proceeds, together with revolver borrowings, to redeem all of the approximately $451 million of its 4.750% Senior Notes due 2028, which extended certain revolver and term loan maturities to 2030 and 2031. The new debt is secured by substantially all assets of GCI and its subsidiary guarantors.
$270 million Incremental Term A-3 Loans mature October 28, 2031, with a current SOFR margin of 2.50% (range 2.50% to 3.25%).
Proceeds and revolver borrowings funded the October 28, 2026 redemption of all approximately $451 million of 4.750% Senior Notes due 2028.
On October 16, 2026, the revolving facility rose $30 million to $480 million; revolver maturity extends to March 25, 2030 and Term A loan maturity to March 25, 2031.
Obligations are secured by substantially all assets of GCI and the subsidiary guarantors, and by equity interests in GCI Holdings, LLC.
Benchmark Electronics reported third-quarter 2026 revenue of $811 million, up 19% from a year earlier, with diluted EPS of $0.47 on a GAAP basis (up 21%) and $0.84 on a non-GAAP basis (up 35%). The company raised its 2026 outlook, now expecting full-year revenue growth of about 16%, and gave fourth-quarter non-GAAP EPS guidance of $0.85 to $0.91, which shareholders can compare with the stronger earnings growth reported for the quarter.
Q3 2026 revenue of $811 million, up 19% year over year; the company called it record third-quarter revenue
Diluted GAAP EPS of $0.47, up 21%; diluted non-GAAP EPS of $0.84, up 35%
Full-year 2026 revenue growth now expected at about 16%, above the $3 billion annual level set last quarter
Q4 2026 guidance: revenue of $815 million to $855 million; GAAP EPS of $0.58 to $0.64; non-GAAP EPS of $0.85 to $0.91
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